Sponsor Check › Person
Related person on Form D filings · address state as listed: DC · listed Sep 22, 2017 → May 3, 2021
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:10 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:10 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:10 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
10 of 92 offerings report sales commissions totalling $20,918,583; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | May 3, 2021 D/A File 021-337838 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 3, 2021 D/A File 021-337840 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 16, 2021 D/A File 021-282830 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 15, 2021 D/A File 021-282831 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 10, 2021 D File 021-391740 | $0 (est.) | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ |
| EDGAR ↗ | Mar 10, 2021 D File 021-391745 | $0 | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ |
| EDGAR ↗ | Jan 25, 2021 D/A File 021-357268 | $0 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) |
| EDGAR ↗ | Jan 12, 2021 D/A File 021-302920 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 6, 2021 D/A File 021-357265 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) |
| EDGAR ↗ | Jan 6, 2021 D/A File 021-357266 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) |
| EDGAR ↗ | Dec 9, 2020 D/A File 021-354839 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) |
| EDGAR ↗ | Dec 9, 2020 D/A File 021-355910 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) |
| EDGAR ↗ | Dec 2, 2020 D/A File 021-301426 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 23, 2020 D File 021-381325 | $100,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via IBK Securities Co., Ltd. |
| EDGAR ↗ | Nov 23, 2020 D File 021-381323 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) |
| EDGAR ↗ | Nov 20, 2020 D/A File 021-326128 | $0 | $0 | $0 "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Nov 20, 2020 D/A File 021-326126 | $0 | $0 | $0 "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Nov 19, 2020 D/A File 021-326134 | $0 | $0 | $0 "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Nov 13, 2020 D/A File 021-344735 | $0 | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Nov 6, 2020 D/A File 021-250513 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 6, 2020 D/A File 021-250514 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 5, 2020 D/A File 021-250511 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 5, 2020 D/A File 021-250515 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 5, 2020 D/A File 021-225830 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 5, 2020 D/A File 021-225829 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 30, 2020 D/A File 021-352442 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 29, 2020 D File 021-379258 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) |
| EDGAR ↗ | Oct 29, 2020 D File 021-379261 | $100,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via IBK Securities Co., Ltd. |
| EDGAR ↗ | Oct 29, 2020 D File 021-379260 | $100,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via IBK Securities Co., Ltd. |
| EDGAR ↗ | Oct 14, 2020 D/A File 021-225844 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 14, 2020 D/A File 021-225826 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 14, 2020 D/A File 021-225839 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 14, 2020 D/A File 021-225835 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 14, 2020 D/A File 021-225827 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 14, 2020 D/A File 021-225846 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 14, 2020 D/A File 021-225847 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 29, 2020 D File 021-376565 | $0 | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Aug 14, 2020 D/A File 021-316611 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 31, 2020 D/A File 021-316609 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 31, 2020 D/A File 021-289703 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 31, 2020 D/A File 021-317330 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 31, 2020 D/A File 021-317335 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 31, 2020 D/A File 021-316610 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 27, 2020 D/A File 021-331220 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Jul 17, 2020 D/A File 021-371258 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 4, 2020 D/A File 021-337837 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 4, 2020 D/A File 021-337839 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 27, 2020 D/A File 021-352438 | $0 | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Mar 27, 2020 D/A File 021-352440 | $0 | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Mar 27, 2020 D/A File 021-352441 | $0 | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Mar 19, 2020 D File 021-363300 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Nov 25, 2019 D/A File 021-310622 | $2,979,949 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Butterfield Asset Management Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) Noah Holdings (Hong Kong) Limited no CRD number reported Moneda S.A. Administradora General de Fondos no CRD number reported Etgal Holdings, Ltd. no CRD number reported Korea Investment & Securities no CRD number reported Moneda Asset Management S.A. no CRD number reported |
| EDGAR ↗ | Nov 22, 2019 D/A File 021-310618 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Butterfield Asset Management Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) Noah Holdings (Hong Kong) Limited no CRD number reported Moneda S.A. Administradora General de Fondos no CRD number reported Etgal Holdings, Ltd. no CRD number reported Korea Investment & Securities no CRD number reported Moneda Asset Management S.A. no CRD number reported |
| EDGAR ↗ | Nov 22, 2019 D/A File 021-310617 | $2,699,963 (est.) | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Butterfield Asset Management Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) Noah Holdings (Hong Kong) Limited no CRD number reported Moneda S.A. Administradora General de Fondos no CRD number reported Etgal Holdings, Ltd. no CRD number reported Korea Investment & Securities no CRD number reported Moneda Asset Management S.A. no CRD number reported |
| EDGAR ↗ | Nov 22, 2019 D/A File 021-310620 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Nov 8, 2019 D/A File 021-225828 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 11, 2019 D File 021-350871 | $0 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment advisor is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Oct 2, 2019 D/A File 021-225842 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 1, 2019 D/A File 021-225838 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 1, 2019 D/A File 021-225832 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 1, 2019 D/A File 021-225837 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 26, 2019 D File 021-349779 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 20, 2019 D File 021-349287 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) |
| EDGAR ↗ | Aug 9, 2019 D File 021-346213 | $0 | $0 | $0 | TCG Securities, L.L.C BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C (CRD 154788 ↗) ICapital Securities, LLC BrokerCheck CRD 171061 ↗ via ICapital Securities, LLC (CRD 171061 ↗) |
| EDGAR ↗ | Jul 31, 2019 D File 021-345518 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via TCG SECURITIES, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Jul 31, 2019 D File 021-345519 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via TCG SECURITIES, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Jul 31, 2019 D File 021-345470 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) |
| EDGAR ↗ | Jul 19, 2019 D File 021-344731 | $0 (est.) | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ |
| EDGAR ↗ | Jul 19, 2019 D File 021-344733 | $0 (est.) | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ |
| EDGAR ↗ | Jul 19, 2019 D File 021-344734 | $0 (est.) | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ |
| EDGAR ↗ | Jul 19, 2019 D File 021-344737 | $0 (est.) | $0 | $0 (est.) "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Jun 26, 2019 D File 021-342861 | $0 | $0 | $0 "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | May 31, 2019 D File 021-340820 | $0 | $0 | $0 "Employees of affiliates of GP (""Carlyle"") involved in the placement of interests in the Issuer receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not by the Issuer's investors." | None listed on this filing |
| EDGAR ↗ | Jan 15, 2019 D File 021-330596 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Jan 3, 2019 D/A File 021-289712 | $60,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via IBK Securities Co., Ltd. |
| EDGAR ↗ | Dec 19, 2018 D File 021-328427 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Dec 14, 2018 D File 021-328010 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Dec 6, 2018 D File 021-327327 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C (CRD 154788 ↗) |
| EDGAR ↗ | Nov 29, 2018 D File 021-326901 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Sep 18, 2018 D File 021-321564 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Aug 23, 2018 D/A File 021-299435 | $12,828,358 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Moneda S.A. Administradora General de Fondos no CRD number reported KB Investment & Securities Co., Ltd. no CRD number reported Noah Holdings (Hong Kong) Limited no CRD number reported The Hongkong and Shanghai Banking Corporation Limited, Private Banking Division no CRD number reported The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch, Private Banking Division no CRD number reported HSBC Private Bank (Suisse) SA no CRD number reported HSBC Private Bank (UK) Limited no CRD number reported HSBC Private Banking, a division of HSBC Bank USA, N.A. no CRD number reported HSBC Private Bank International no CRD number reported Etgal Holdings, Ltd. no CRD number reported Korea Investment & Securities no CRD number reported Butterfield Asset Management Limited no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Moneda Asset Management S.A. no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) |
| EDGAR ↗ | Aug 23, 2018 D/A File 021-315756 | $0 | $0 | $0 | TCG Securities, L.L.C BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C (CRD 154788 ↗) |
| EDGAR ↗ | Aug 14, 2018 D/A File 021-307289 | $818,813 | $0 | $0 | TCG SECURITIES, L.L.C. BrokerCheck CRD 154788 ↗ RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Jul 26, 2018 D/A File 021-289714 | $579,500 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Etgal Holdings, Ltd no CRD number reported Korea Investments & Securities Co no CRD number reported Butterfield Asset Management Limited no CRD number reported KB Investment & Securities Co., Ltd. no CRD number reported Alistithmar Capital no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 14977 ↗) |
| EDGAR ↗ | Jun 29, 2018 D/A File 021-289707 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Jun 29, 2018 D/A File 021-289710 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Jun 14, 2018 D File 021-314593 | $0 | $0 | $0 | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | May 23, 2018 D File 021-313029 | $0 | $0 | $0 "Certain employees of an affiliate of the GP (""Carlyle"") receive compensation in part based on the capital raised, such compensation is borne by Carlyle, and not the Issuer's investors." | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ |
| EDGAR ↗ | May 17, 2018 D/A File 021-263504 | $652,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via Securities & Investment Company BSC(c) Not Applicable no CRD number reported via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) |
| EDGAR ↗ | Apr 27, 2018 D File 021-311155 | $0 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Sep 22, 2017 D File 021-295198 | $0 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) |
| EDGAR ↗ | Sep 22, 2017 D File 021-295199 | $0 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | CEP V Coinvestment B, S.C.Sp. group: Carlyle | Executive Officer Executive Officer of GP of GP | May 3, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 48 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP V Coinvestment A S.C.Sp. group: Carlyle | Executive Officer Executive Officer of GP of GP | May 3, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $255,000,000 | 153 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CSP IV Coinvestment, L.P. group: Carlyle | Executive Officer Director of the General Partner of the GP | Apr 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $125,000,000 | 146 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CAP Growth I Co-Investment, L.P. group: Carlyle | Executive Officer Executive Officer of the General Partner of the GP | Apr 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $85,000,000 | 99 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Atom Partners, L.P. group: Carlyle | Executive Officer | Mar 10, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Atom Partners II, L.P. group: Carlyle | Executive Officer | Mar 10, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CREV Coinvestment, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Jan 25, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,500,000 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CERF Co-Investment, S.C.Sp. group: Carlyle | Executive Officer | Jan 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $44,673,650 | 72 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Revolving Loan Fund, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the General Partner | Jan 6, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $542,500,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CREV Cayman, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the General Partner | Jan 6, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Clover Partners 2, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the General Partner | Dec 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $190,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Clover Partners, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the General Partner | Dec 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $355,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Realty Coinvestment VIII, L.P. group: Carlyle | Executive Officer | Dec 2, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 184 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund (Parallel) II Note Issuer, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the Issuer | Nov 23, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund II Note Issuer, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the Issuer | Nov 23, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle International Energy Partners II, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 20, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,425,738,000 | 113 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle International Energy Partners II - EU, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 20, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $596,273,333 | 33 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP II Feeder, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 19, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $285,500,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CJIP IV Co-Investment, L.P. group: Carlyle | Executive Officer | Nov 13, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $77,458,830 | 109 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEOF II Coinvestment, L.P. group: Carlyle | Director | Nov 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $116,424,500 | 158 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEOF II Coinvestment B, L.P. group: Carlyle | Director | Nov 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,575,500 | 49 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Coinvestment B, LP group: Carlyle | Director | Nov 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 36 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Co-Investment, L.P. group: Carlyle | Director | Nov 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $164,749,999 | 120 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CGP Coinvestment, L.P. group: Carlyle | Director | Nov 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,353,383 | 71 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEMOF II Coinvestment, L.P. group: Carlyle | Director | Nov 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $115,000,000 | 112 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CRSEF Coinvestment S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Oct 30, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,500,000 | 48 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund (Parallel) II, SCSp group: Carlyle | Executive Officer | Oct 29, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CCOF II Lux Feeder, SCSp group: Carlyle | Executive Officer | Oct 29, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund II, L.P. group: Carlyle | Executive Officer | Oct 29, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPP II Co-Investment, L.P. group: Carlyle | Director Director of General Partner of Issuer | Oct 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,732,970 | 63 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CP VI Coinvestment B, LP group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Oct 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,000,000 | 83 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CP VI Coinvestment A, LP group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Oct 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $840,000,000 | 275 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CJIP III Coinvestment, LP group: Carlyle | Director Director of the General Partner of the Issuer | Oct 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,833,296 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Realty Coinvestment VII, LP group: Carlyle | Executive Officer Authorized Person | Oct 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,000,000 | 158 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe CLO Coinvestors, LP group: Carlyle | Executive Officer | Oct 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $299,596,834 | 103 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle CLO Coinvestors, LP group: Carlyle | Executive Officer | Oct 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $250,558,692 | 207 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Flamingo Coinvestment S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Sep 29, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CAP V Co-Investment, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Aug 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $305,000,000 | 220 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CP VII Coinvestment B, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Jul 31, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 82 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CP VII Coinvestment A, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Jul 31, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $880,000,000 | 364 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CGIOF Co-Investment, L.P. group: Carlyle | Executive Officer | Jul 31, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,980,000 | 63 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CGFSP III Coinvestment, L.P. group: Carlyle | Executive Officer | Jul 31, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $88,635,000 | 118 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CCOF Co-Investment, L.P. group: Carlyle | Executive Officer | Jul 31, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $97,000,000 | 85 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Global Partners II, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the GP | Jul 27, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,840,333,333 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CAP V Co-Investment, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Jul 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $305,000,000 | 220 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CAP V Co-Investment, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Jul 17, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $305,000,000 | 220 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP V-C Ltd Partner L.P. group: Carlyle | Executive Officer Executive Officer of GP | May 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CETP IV Coinvestment, S.C.Sp. group: Carlyle | Executive Officer Officer of GP of GP | May 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,625,000 | 251 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP V Coinvestment B, S.C.Sp. group: Carlyle | Executive Officer Executive Officer of GP of GP | May 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 49 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP V Coinvestment A S.C.Sp. group: Carlyle | Executive Officer Executive Officer of GP of GP | May 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $255,000,000 | 221 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CAP Growth I Co-Investment, L.P. group: Carlyle | Executive Officer Executive Officer of the General Partner of the GP | Apr 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $85,000,000 | 99 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CSP IV Coinvestment, L.P. group: Carlyle | Executive Officer Director of the General Partner of the GP | Apr 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $125,000,000 | 148 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Renewable & Sustainable Energy Fund - EU, S.C.Sp group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Mar 27, 2020 | D/A | Indefinite similar: $500,000–$16,420,250 | $135,800,000 | 7 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | CRSEF Feeder, S.C.Sp group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Mar 27, 2020 | D/A | Indefinite similar: $500,000–$16,420,250 | $850,000 | 3 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Carlyle Renewable & Sustainable Energy Fund, S.C.Sp group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Mar 27, 2020 | D/A | Indefinite similar: $500,000–$16,420,250 | $14,800,000 | 5 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Carlyle SPQR Coinvestment, L.P. group: Carlyle | Executive Officer Principal | Mar 19, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CERF Co-Investment, S.C.Sp. group: Carlyle | Executive Officer | Jan 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $44,673,650 | 73 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CREV Coinvestment, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jan 6, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CREV Cayman, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jan 6, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Revolving Loan Fund, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jan 6, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Clover Partners 2, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Dec 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Realty Coinvestment VIII, L.P. group: Carlyle | Executive Officer | Dec 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 191 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Clover Partners, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Dec 5, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP V Dollar Feeder, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner | Nov 25, 2019 | D/A | $460,877,086 similar: $155,000–$5,250,000 | $460,877,086 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP V Feeder, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner | Nov 22, 2019 | D/A | $5,536,230 similar: $155,000–$5,250,000 | $5,536,230 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe Partners V - EU, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner | Nov 22, 2019 | D/A | $2,216,650,000 similar: $155,000–$5,250,000 | $2,216,650,000 | 144 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe Partners V, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner | Nov 22, 2019 | D/A | $4,529,680,000 similar: $155,000–$5,250,000 | $4,529,680,000 | 136 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle International Energy Partners II, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $980,025,000 | 89 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle International Energy Partners II - EU, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $560,840,000 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP II Feeder, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $110,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CSSAF Coinvestment, LP group: Carlyle | Director Director of the General Partner of the Issuer | Nov 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,019,850 | 77 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Co-Investment, L.P. group: Carlyle | Director | Nov 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $164,749,999 | 125 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP Coinvestment B, LP group: Carlyle | Director | Nov 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CGP Coinvestment, L.P. group: Carlyle | Director | Nov 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,353,383 | 74 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEOF II Coinvestment, L.P. group: Carlyle | Director | Nov 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $116,424,500 | 166 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEOF II Coinvestment B, L.P. group: Carlyle | Director | Nov 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,575,500 | 53 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEMOF II Coinvestment, L.P. group: Carlyle | Director | Nov 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $115,000,000 | 123 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CRSEF Coinvestment S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 1, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CRSEF Feeder, S.C.Sp group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 1, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Renewable & Sustainable Energy Fund - EU, S.C.Sp group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 1, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Renewable & Sustainable Energy Fund, S.C.Sp group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 1, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe Realty Net.Works, L.P. group: Carlyle | Executive Officer Director of the General Partner of the GP | Oct 11, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe CLO Coinvestors, LP group: Carlyle | Executive Officer | Oct 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $264,654,464 | 102 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle CLO Coinvestors, LP group: Carlyle | Executive Officer | Oct 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $231,807,567 | 183 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CP VI Coinvestment B, LP group: Carlyle | Executive Officer Authorized Person | Oct 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,000,000 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CJIP III Coinvestment, LP group: Carlyle | Director Director of the General Partner of the Issuer | Oct 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $53,936,131 | 67 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP IV Coinvestment, LP group: Carlyle | Executive Officer Principal | Oct 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $210,100,300 | 167 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPP II Co-Investment, L.P. group: Carlyle | Director Director of General Partner of Issuer | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,732,970 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CPF Coinvestment, LP group: Carlyle | Director Director of the General Partner of the Issuer | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CP VI Coinvestment A, LP group: Carlyle | Executive Officer Authorized Person | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $840,000,000 | 291 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CAP IV Coinvestment, LP group: Carlyle | Director Director of the General Partner of the Issuer | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $246,050,000 | 230 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Realty Coinvestment VII, LP group: Carlyle | Executive Officer Authorized Person | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,000,000 | 168 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CETP III Coinvestment, LP group: Carlyle | Director Director of the General Partner of the Issuer | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,000,000 | 109 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Prime Coinvestment, L.P. group: Carlyle | Executive Officer Authorized Person of the GP of the GP of the Issuer | Sep 26, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle FRL, L.P. group: Carlyle | Executive Officer Principal of the General Partner. | Sep 20, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CP VII Coinvestment A, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Aug 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $880,000,000 | 374 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CAP V Co-Investment, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the General Partner of the Issuer | Aug 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $300,000,000 | 232 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Direct Alternative Opportunities Fund, L.P. group: Carlyle | Executive Officer Principal of the GP. | Aug 9, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Tango RE Credit, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jul 31, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Tango RE Credit, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jul 31, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CCOF Gem Co-Investment, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jul 31, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CJP IV Co-Investment, L.P. group: Carlyle | Executive Officer | Jul 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CJIP IV Co-Investment, L.P. group: Carlyle | Executive Officer | Jul 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Japan Partners IV, L.P. group: Carlyle | Executive Officer | Jul 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Japan International Partners IV, L.P. group: Carlyle | Executive Officer | Jul 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Japan International Partners IV - EU, S.C.Sp. group: Carlyle | Director | Jul 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Matador Coinvestment S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Jun 26, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Dazzle Partners, L.P. group: Carlyle | Executive Officer Managing Director of the General Partner of the GP | May 31, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP V Dollar Feeder, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner | Apr 30, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $455,648,162 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe Partners V, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner | Apr 30, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,019,230,000 | 128 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP V-C Ltd Partner L.P. group: Carlyle | Executive Officer | Apr 22, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $10,845,000 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Global Partners II, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the GP | Jan 23, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Sabre Coinvestment, L.P. group: Carlyle | Executive Officer Authorized Person of the GP of the GP of the Issuer | Jan 15, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund (Parallel), L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jan 3, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $963,300,000 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Alternative Opportunities Fund, L.P. group: Carlyle | Executive Officer Principal of the General Partner. | Dec 19, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $475,400,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Asia PE Alternative Opportunities Fund, L.P. group: Carlyle | Executive Officer Principal of the General Partner. | Dec 14, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Encore Coinvestment, L.P. group: Carlyle | Executive Officer Authorized Person of the GP of the GP of the Issuer. | Dec 6, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund Note Issuer, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Nov 29, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CIEP II Feeder, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 19, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle International Energy Partners II - EU, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 19, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle International Energy Partners II, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner of the Issuer | Nov 19, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CEP V Dollar Feeder, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner | Oct 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $224,683,162 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe Partners V - EU, S.C.Sp. group: Carlyle | Executive Officer Officer of the General Partner of the Ontario General Partner | Oct 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,778,500,000 | 81 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe Partners V, S.C.Sp. group: Carlyle | Director Manager of the Luxembourg General Partner | Oct 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,591,393,162 | 100 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Beacon Partners, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the GP | Sep 18, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Partners VII - EU, S.C.Sp. group: Carlyle | Executive Officer Authorized Person of the Luxembourg General Partner | Aug 23, 2018 | D/A | $1,000,000 similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Partners VII, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the GP of the Issuer. | Aug 23, 2018 | D/A | $16,978,290,308 similar: $155,000–$5,250,000 | $16,978,290,308 | 427 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Private Equity Access Fund IV, L.P. group: Carlyle | Executive Officer MANAGING DIRECTOR OF THE MANAGING MEMBER OF THE GP | Aug 14, 2018 | D/A | $264,330,000 similar: $155,000–$5,250,000 | $264,330,000 | 413 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Global Financial Services Partners III, L.P. group: Carlyle | Executive Officer Principal of the General Partner of the GP | Jul 26, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $773,402,400 | 56 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Partners VII, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the GP of the Issuer. | Jul 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,997,521,750 | 432 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CCOF Cayman, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund (Parallel), L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $800,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Partners VII - EU, S.C.Sp. group: Carlyle | Executive Officer Authorized Person of the Luxembourg General Partner | Jun 29, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Starfruit Coinvestment, L.P. group: Carlyle | Executive Officer Authorized Person of the GP of the GP of the Issuer. | Jun 14, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Partners VII, L.P. group: Carlyle | Executive Officer Authorized Person of the General Partner of the GP of the Issuer. | May 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,261,203,250 | 416 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Dash Coinvestment, L.P. group: Carlyle | Executive Officer Principal | May 23, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Asia Growth Partners V, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner | May 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $197,416,666 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CCOF North Co-Investment, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Apr 27, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Europe Partners V - EU, S.C.Sp. group: Carlyle | Executive Officer Officer of the General Partner of the Ontario General Partner | Apr 19, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Erpe-Mere Partners, L.P. group: Carlyle | Director Director of General Partner of the Issuer | Sep 22, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Ariane Partners, L.P. group: Carlyle | Director Director of the general partner of the Issuer | Sep 22, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund (Parallel), L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jun 29, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle Credit Opportunities Fund, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jun 29, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CCOF Cayman, L.P. group: Carlyle | Executive Officer Principal of the general partner of the General Partner. | Jun 29, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Ryan Toteja. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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