Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Mar 10, 2014 → Oct 21, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
44 of 51 offerings report sales commissions totalling $169,298,708; 0 report finder's fees; 44 report proceeds to related persons totalling $127,659,766. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 21, 2026 D/A File 021-561566 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 20, 2026 D File 021-601851 | $6,053,844 (est.) | $0 (est.) | $42,436,402 (est.) The Sponsor is entitled to Organization and Offering Expenses of $559,893 + Other Closing Costs of $13,627,808 + Loan Related Costs of $11,709,851. The Manager will receive an Acquisition Fee of $16,538,850. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jul 29, 2026 D File 021-592433 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 1, 2026 D File 021-585755 | $5,053,627 (est.) | $0 (est.) | $3,842,409 (est.) The Sponsor is entitled to Organization and Offering Expenses of $467,387 + Other Closing Costs of $2,070,769. The Manager will receive an Acquisition Fee of $1,304,253. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | May 19, 2026 D/A File 021-556433 | $6,143,032 (est.) | $0 (est.) | $4,537,682 (est.) The Sponsor is entitled to Organization and Offering Expenses of $568,142 + Other Closing Costs of $2,383,147. The Manager will receive an Acquisition Fee of $1,586,393. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Realized Financial, Inc. BrokerCheck CRD 22333 ↗ Cary Street Partners BrokerCheck CRD 128089 ↗ World Equity Group, Inc. BrokerCheck CRD 29087 ↗ Calton & Associates, Inc. BrokerCheck CRD 20999 ↗ WealthForge Securities, LLC BrokerCheck CRD 152550 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Cambridge Investment Research, Inc. BrokerCheck CRD 39543 ↗ D.A. Davidson & Co. BrokerCheck CRD 199 ↗ Hilltop Securities Inc. BrokerCheck CRD 6220 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Realta Equities, Inc. BrokerCheck CRD 23769 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ World Investments, LLC BrokerCheck CRD 20626 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ RCX Capital Group, LLC BrokerCheck CRD 114290 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ APW Capital, Inc. BrokerCheck CRD 43814 ↗ The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ Metropolitan Capital Investment Banc, Inc. BrokerCheck CRD 148820 ↗ |
| EDGAR ↗ | Feb 10, 2026 D File 021-573118 | $5,194,419 (est.) | $0 (est.) | $4,523,060 (est.) The Sponsor is entitled to Organization and Offering Expenses of $480,409 + Other Closing Costs of $2,710,727. The Manager will receive an Acquisition Fee of $1,331,924. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Feb 3, 2026 D/A File 021-472570 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2026 D File 021-570744 | $3,415,582 (est.) | $0 (est.) | $5,535,446 (est.) The Sponsor is entitled to Organization and Offering Expenses of $315,892 + Loan-Related Costs of $1,516,912 + Other Closing Costs of $2,037,642. The Manager will receive an Acquisition Fee of $1,665,000. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ |
| EDGAR ↗ | Dec 17, 2025 D File 021-567134 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 17, 2025 D File 021-567135 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 2, 2025 D File 021-559527 | $3,927,975 (est.) | $0 (est.) | $7,026,042 (est.) The Sponsor is entitled to Organization and Offering Expenses of $363,281 + Loan-Related Costs of $1,823,759 + Other Closing Costs of $2,626,502. The Manager will receive an Acquisition Fee of $2,212,500. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jun 6, 2025 D File 021-548261 | $2,226,712 (est.) | $0 (est.) | $4,830,862 (est.) The Sponsor is entitled to Organization and Offering Expenses of $283,339 + Loan Related Costs of $1,410,197 + Other Closing Costs of $1,722,326. The Manager will receive an Acquisition Fee of $1,415,000. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Mar 5, 2025 D File 021-539897 | $3,176,065 (est.) | $0 | $2,836,457 (est.) The Manager receives an acquisition fee of $803,138. The Sponsor receives organization and operating expenses of $275,381 + closing cost reimbursement of $1,757,938 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Dec 6, 2024 D File 021-531354 | $5,712,593 (est.) | $0 | $6,516,165 (est.) The sponsor is entitled to organization and offering expenses of $495,311 + loan related closing costs of $764,323 + other closing costs of $3,196,531. The Manager will receive an acquisition fee of $2,060,000 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Oct 15, 2024 D File 021-526739 | $2,737,060 (est.) | $0 | $1,801,248 (est.) The Manager receives an acquisition fee of $687,610. The Sponsor receives organization and operating expenses of $237,317 + closing cost reimbursement of $876,321 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Feb 20, 2024 D File 021-505584 | $3,566,209 (est.) | $0 | $2,711,634 (est.) The Manager receives an acquisition fee of $878,625. The Sponsor receives organization and operating expenses of $309,209 + closing cost reimbursement of $1,523,800 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Aug 16, 2023 D File 021-489867 | $4,749,718 (est.) | $0 | $3,010,319 (est.) The Sponsor is entitled to organization & offering expenses of $411,825 + closing cost reimbursement of $1,374,744. The Manager will receive an acquisition fee of $1,223,750. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Dec 6, 2022 D File 021-466651 | $23,750,000 (est.) | $0 | $3,125,000 (est.) Organization and offering expense reimbursement | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Sep 13, 2022 D File 021-458747 | $3,559,377 (est.) | $0 | $4,346,700 (est.) The Sponsor is entitled to Organization and offering expenses of $348,958 + Acquisition fee of $1,423,800 + loan related costs of $1,183,419 + other closing costs of $1,390,523 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jul 8, 2022 D File 021-451688 | $4,167,757 (est.) | $0 | $1,723,573 (est.) The Sponsor will receive an organization & offering expense reimbursement of $289,093 + an acquisition fee of $790,000 + carry costs of $121,757 + other closing cost reimbursement of $522,723 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Feb 2, 2022 D File 021-431862 | $3,666,497 (est.) | $0 | $3,341,309 (est.) Organization and offering expenses of $254,324 + Acquisition fee of $1,412,000 + loan related costs of $915,372 + other closing costs of $759,613 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jan 26, 2022 D File 021-430900 | $8,150,000 (est.) | $0 | $1,000,000 (est.) organization and offering expenses | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jan 26, 2022 D File 021-430902 | $12,225,000 (est.) | $0 | $1,500,000 (est.) organization and offering expenses | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Oct 27, 2021 D File 021-418791 | $6,578,336 (est.) | $0 | $6,971,492 (est.) organizational and offering expenses of $456,301 + acquisition fee of $2,706,812 + loan carry costs of $453,022 + other closing costs of $3,355,357 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jul 22, 2021 D File 021-407319 | $4,337,206 | $0 | $4,994,267 (est.) organizational & offering expenses + acquisition fee + loan carry costs + other closing costs | Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ LightPath Capital, Inc BrokerCheck CRD 34617 ↗ Nextrend Securities, Inc. BrokerCheck CRD 43710 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ International Assets Advisory, LLC BrokerCheck CRD 10645 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Invicta Capital LLC BrokerCheck CRD 288101 ↗ Newbridge Securities Corporation BrokerCheck CRD 104065 ↗ Hilltop Securities Inc. BrokerCheck CRD 6220 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ RCX Capital Group, LLC BrokerCheck CRD 114290 ↗ Calton & Associates, Inc. BrokerCheck CRD 20999 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ Kovack Securities Inc. BrokerCheck CRD 44848 ↗ NPB Financial Group, LLC BrokerCheck CRD 137743 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Infinex Investments, Inc. BrokerCheck CRD 35371 ↗ Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jul 2, 2021 D/A File 021-401157 | $3,307,987 | $0 | $2,766,360 Organization & offering expenses of $229,456 + acquisition fee of $1,360,000 + bridge equity carry costs of $317,763 + $859,141 of closing costs | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Concorde Investment Services BrokerCheck CRD 151604 ↗ Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗ KALOS Capital, Inc. BrokerCheck CRD 44337 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ Quint Capital Corporation BrokerCheck CRD 26586 ↗ National Securities Corporation BrokerCheck CRD 7569 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ NexTrend Securities, Inc. BrokerCheck CRD 43710 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Kovack Securities, Inc. BrokerCheck CRD 44848 ↗ RCX Capital Group BrokerCheck CRD 114290 ↗ Newbridge Securities Corporation BrokerCheck CRD 104065 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ World Equity Group, Inc. BrokerCheck CRD 29087 ↗ NPB Financial Group, LLC BrokerCheck CRD 137743 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Calton & Associates, Inc. BrokerCheck CRD 20999 ↗ International Assets Advisory, LLC BrokerCheck CRD 10645 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ Berthel, Fisher Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Hilltop Securities Inc. BrokerCheck CRD 6220 ↗ Wealthforge Securities, Inc. BrokerCheck CRD 152550 ↗ Dempsey Lord Smith, LLC BrokerCheck CRD 141238 ↗ Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ Crown Capital Securities, L.P. BrokerCheck CRD 6312 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ |
| EDGAR ↗ | Apr 23, 2021 D/A File 021-313816 | $2,331,050 (est.) | $0 | $189,004 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ SANDLAPPER SECURITIES, LLC BrokerCheck CRD 137906 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ Sigma Financial Corporation BrokerCheck CRD 14303 ↗ Berthel Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Parkland Securities, LLC BrokerCheck CRD 115368 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ Client One Securities LLC BrokerCheck CRD 152974 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Infinex Investments, Inc. BrokerCheck CRD 35371 ↗ International Assets Advisory, LLC BrokerCheck CRD 10645 ↗ Lightpath Capital, Inc BrokerCheck CRD 34617 ↗ Ameritas Investment Company, LLC BrokerCheck CRD 14869 ↗ CFD Investments, Inc. BrokerCheck CRD 25427 ↗ Voya Financial Advisors, Inc. BrokerCheck CRD 2882 ↗ Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Feb 17, 2021 D File 021-389611 | $2,652,468 (est.) | $0 (est.) | $1,525,029 Organization and offering expenses of $183,986 + acquisition fee of $1,180,000 + $161,043 bridge equity carry costs | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Dec 21, 2020 D File 021-383919 | $1,948,920 | $0 | $941,185 Organization & offering expenses of $135,185 + acquisition fee of $806,000 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ Lightpath Capital, Inc BrokerCheck CRD 34617 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ |
| EDGAR ↗ | Jul 17, 2020 D/A File 021-358264 | $2,829,282 (est.) | $0 (est.) | $229,401 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ MURIEL SIEBERT & CO., INC. BrokerCheck CRD 5376 ↗ THORNHILL SECURITIES, INC. BrokerCheck CRD 22333 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ DAI SECURITIES, LLC BrokerCheck CRD 36673 ↗ THE STRATEGIC FINANCIAL ALLIANCE, INC. BrokerCheck CRD 126514 ↗ |
| EDGAR ↗ | Apr 28, 2020 D File 021-365923 | $2,671,695 (est.) | $0 (est.) | $1,525,320 (est.) An Acquisition Fee equal to 2.0% of the property purchase price and Organization and Offering expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor and its affiliates | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Crown Capital Securities, L.P. BrokerCheck CRD 6312 ↗ The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Madison Avenue Securities, LLC BrokerCheck CRD 23224 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Lightpath Capital, Inc BrokerCheck CRD 34617 ↗ Nextrend Securities, Inc. BrokerCheck CRD 43710 ↗ Muriel Siebert & CO., Inc. BrokerCheck CRD 5376 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ |
| EDGAR ↗ | Mar 4, 2020 D/A File 021-340181 | $2,757,900 (est.) | $0 (est.) | $223,613 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ MURIEL SIEBERT & CO., INC. BrokerCheck CRD 5376 ↗ NEXTREND SECURITIES, INC. BrokerCheck CRD 43710 ↗ PRIMEX BrokerCheck CRD 29394 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗ SIGMA FINANCIAL CORPORATION BrokerCheck CRD 14303 ↗ PARKLAND SECURITIES, LLC BrokerCheck CRD 115368 ↗ CAPITAL INVESTMENT GROUP, INC. BrokerCheck CRD 14752 ↗ COLORADO FINANCIAL SERVICE CORPORATION BrokerCheck CRD 104343 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ INFINEX INVESTMENTS, INC. BrokerCheck CRD 35371 ↗ NEWBRIDGE SECURITIES CORPORATION BrokerCheck CRD 104065 ↗ PURSHE KAPLAN STERLING INVESTMENTS BrokerCheck CRD 35747 ↗ CABOT LODGE SECURITIES LLC BrokerCheck CRD 159712 ↗ THE STRATEGIC FINANCIAL ALLIANCE, INC. BrokerCheck CRD 126514 ↗ AMERITAS INVESTMENT CORP. BrokerCheck CRD 14869 ↗ INVICTA CAPITAL LLC BrokerCheck CRD 288101 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ SAXONY SECURITIES, INC. BrokerCheck CRD 115547 ↗ OAK TREE SECURITIES, INC. BrokerCheck CRD 18126 ↗ CAPITAL INVESTMENT BROKERAGE, INC. BrokerCheck CRD 40657 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ |
| EDGAR ↗ | Nov 25, 2019 D File 021-354167 | $2,815,974 (est.) | $0 (est.) | $228,322 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ |
| EDGAR ↗ | Aug 27, 2019 D File 021-347456 | $2,213,216 (est.) | $0 (est.) | $179,450 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ |
| EDGAR ↗ | Aug 16, 2019 D/A File 021-343738 | $2,587,772 (est.) | $0 (est.) | $209,819 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ WHITEHALL-PARKER SECURITIES, INC. BrokerCheck CRD 10608 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ PRIMEX BrokerCheck CRD 29394 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ KCD FINANCIAL, INC. BrokerCheck CRD 127473 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ APW CAPITAL, INC. BrokerCheck CRD 43814 ↗ GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ OAK TREE SECURITIES, INC. BrokerCheck CRD 18126 ↗ SIGMA FINANCIAL CORPORATION BrokerCheck CRD 14303 ↗ PARKLAND SECURITIES, LLC BrokerCheck CRD 115368 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ COLORADO FINANCIAL SERVICE CORPORATION BrokerCheck CRD 104343 ↗ WORLD EQUITY GROUP, INC. BrokerCheck CRD 29087 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ |
| EDGAR ↗ | Jan 17, 2019 D File 021-330751 | $2,465,229 (est.) | $0 | $199,883 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ |
| EDGAR ↗ | Sep 12, 2018 D File 021-321108 | $1,943,976 (est.) | $0 | $157,620 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CFD INVESTMENTS, INC. BrokerCheck CRD 25427 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ |
| EDGAR ↗ | Jul 24, 2018 D/A File 021-296486 | $1,718,925 (est.) | $0 | $139,372 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor. | GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗ SANDLAPPER SECURITIES, LLC BrokerCheck CRD 137906 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ GRAMERCY SECURITIES, INC. BrokerCheck CRD 8177 ↗ PRIMEX BrokerCheck CRD 29394 ↗ NEWBRIDGE SECURITIES CORPORATION BrokerCheck CRD 104065 ↗ KCD FINANCIAL, INC. BrokerCheck CRD 127473 ↗ INTERNATIONAL ASSETS ADVISORY, LLC BrokerCheck CRD 10645 ↗ INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗ COLORADO FINANCIAL SERVICE CORPORATION BrokerCheck CRD 104343 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ BOUSTEAD SECURITIES, LLC BrokerCheck CRD 141391 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ PARKLAND SECURITIES, LLC BrokerCheck CRD 115368 ↗ SIGMA FINANCIAL CORPORATION BrokerCheck CRD 14303 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗ AMERITAS INVESTMENT CORP. BrokerCheck CRD 14869 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ TRIAD ADVISORS LLC BrokerCheck CRD 25803 ↗ NORTH CAPITAL PRIVATE SECURITIES CORPORATION BrokerCheck CRD 154559 ↗ |
| EDGAR ↗ | Jul 24, 2018 D/A File 021-306338 | $2,433,398 (est.) | $0 | $197,303 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ COLORADO FINANCIAL SERVICE CORPORATION BrokerCheck CRD 104343 ↗ INTERNATIONAL ASSETS ADVISORY, LLC BrokerCheck CRD 10645 ↗ SANDLAPPER SECURITIES, LLC BrokerCheck CRD 137906 ↗ WHITEHALL-PARKER SECURITIES, INC. BrokerCheck CRD 10608 ↗ INFINEX INVESTMENTS, INC. BrokerCheck CRD 35371 ↗ AEGIS CAPITAL CORP. BrokerCheck CRD 15007 ↗ CLIENT ONE SECURITIES LLC BrokerCheck CRD 152974 ↗ INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ PARKLAND SECURITIES, LLC BrokerCheck CRD 115368 ↗ SIGMA AMERICAS SECURITIES LLC BrokerCheck CRD 207515 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ AMERITAS INVESTMENT CORP. BrokerCheck CRD 14869 ↗ BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ VOYA FINANCIAL ADVISORS, INC. BrokerCheck CRD 2882 ↗ ARKADIOS CAPITAL BrokerCheck CRD 282710 ↗ TRIAD ADVISORS LLC BrokerCheck CRD 25803 ↗ INVESTACORP, INC. BrokerCheck CRD 7684 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ NORTH CAPITAL PRIVATE SECURITIES CORPORATION BrokerCheck CRD 154559 ↗ |
| EDGAR ↗ | Jul 3, 2018 D/A File 021-279545 | $3,078,111 (est.) | $0 | $213,511 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor. | Aegis Capital Corp. BrokerCheck CRD 15007 ↗ Boustead Securities, LLC BrokerCheck CRD 141391 ↗ Brokerbank Securities, Inc. BrokerCheck CRD 130116 ↗ Cambridge Investment Research, Inc. BrokerCheck CRD 39543 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Crown Capital Securities, L.P. BrokerCheck CRD 6312 ↗ International Assets Advisory, LLC BrokerCheck CRD 10645 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Parkland Securities, LLC BrokerCheck CRD 115368 ↗ Primex BrokerCheck CRD 29394 ↗ Sandlapper Securities, LLC BrokerCheck CRD 137906 ↗ Wealthforge Securites, LLC BrokerCheck CRD 152550 ↗ Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗ Sigma Financial Corporation BrokerCheck CRD 14303 ↗ BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗ IBN FINANCIAL SERVICES, INC. BrokerCheck CRD 42360 ↗ NEWBRIDGE SECURITIES CORPORATION BrokerCheck CRD 104065 ↗ VOYA FINANCIAL ADVISORS, INC. BrokerCheck CRD 2882 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ NPB FINANCIAL GROUP, LLC BrokerCheck CRD 137743 ↗ |
| EDGAR ↗ | Apr 24, 2018 D/A File 021-302503 | $1,682,896 (est.) | $0 | $136,451 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor. | LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ SANDLAPPER SECURITIES, LLC BrokerCheck CRD 137906 ↗ WHITEHALL-PARKER SECURITIES, INC. BrokerCheck CRD 10608 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗ INFINEX INVESTMENTS, INC. BrokerCheck CRD 35371 ↗ INVESTACORP, INC. BrokerCheck CRD 7684 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ COLORADO FINANCIAL SERVICE CORPORATION BrokerCheck CRD 104343 ↗ |
| EDGAR ↗ | Jan 24, 2018 D/A File 021-302729 | $0 (est.) | $0 (est.) | $0 (est.) The Exchange Offer is the contribution of real estate interests for LLC interests, and no new capital is raised. Any Offering and Organization Expenses are reimbursable to the Manager and its Affiliates from the property. | None listed on this filing |
| EDGAR ↗ | Jan 22, 2018 D File 021-303845 | $0 (est.) | $0 (est.) | $0 (est.) The Exchange Offer is the contribution of real estate interests for LLC interests, and no new capital is raised. Any Offering and Organization Expenses are reimbursable to the Manager and its Affiliates from the property. | None listed on this filing |
| EDGAR ↗ | Aug 29, 2017 D File 021-293681 | $1,391,492 (est.) | $0 | $112,824 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor. | INTERNATIONAL ASSETS ADVISORY, LLC BrokerCheck CRD 10645 ↗ SANDLAPPER SECURITIES, LLC BrokerCheck CRD 137906 ↗ PRIMEX BrokerCheck CRD 29394 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ BOUSTEAD SECURITIES, LLC BrokerCheck CRD 141391 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ |
| EDGAR ↗ | Aug 3, 2016 D File 021-268273 | $2,288,297 (est.) | $0 | $158,726 (est.) Organization and Offering Expenses | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Berthel Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ Monarch Bay Securities, LLC BrokerCheck CRD 141391 ↗ Primex BrokerCheck CRD 29394 ↗ Colorado Financial Service Corp BrokerCheck CRD 104343 ↗ Parkland Securities, LLC. BrokerCheck CRD 115368 ↗ Sigma Financial Corporation BrokerCheck CRD 14303 ↗ Whitehall-Parker Securities, Inc BrokerCheck CRD 10608 ↗ Huntwicke Securities, LLC BrokerCheck CRD 146993 ↗ |
| EDGAR ↗ | May 23, 2016 D File 021-263695 | $1,846,293 (est.) | $0 | $128,067 Organization and Offering Expenses | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Brokerbank Securities, Inc. BrokerCheck CRD 130116 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ McDermott investment Services, LLC BrokerCheck CRD 154926 ↗ Monarch Bay Securities, LLC BrokerCheck CRD 141391 ↗ Sandlapper Securities, LLC BrokerCheck CRD 137906 ↗ |
| EDGAR ↗ | Mar 3, 2016 D File 021-258527 | $1,420,428 (est.) | $0 | $98,527 Organization and Offering Expenses | Bluerock Capital Markets, LLC BrokerCheck CRD 136974 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Colorado Financial Services Corporation BrokerCheck CRD 104343 ↗ American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ |
| EDGAR ↗ | Dec 10, 2015 D/A File 021-248450 | $1,146,782 (est.) | $0 | $114,678 (est.) The Sponsor and affiliates will be entitled to reimbursement for Organization and Offering Expenses incurred in connection with the offering. | Bluerock Capital Markets, LLC BrokerCheck CRD 136974 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Colorado Financial Services Corporation BrokerCheck CRD 104343 ↗ Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗ Sigma Financial Corporation BrokerCheck CRD 14303 ↗ Parkland Securities, LLC BrokerCheck CRD 115368 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Silber Bennett Financial, Inc. BrokerCheck CRD 156435 ↗ Primex BrokerCheck CRD 29394 ↗ McDermott Investment Advisors, LLC BrokerCheck CRD 132221 ↗ Sandlapper Securities, LLC BrokerCheck CRD 137906 ↗ Centaurus Financial Inc. BrokerCheck CRD 30833 ↗ Wall Street Strategies, Inc. BrokerCheck CRD 31268 ↗ Brokerbank Securities, Inc. BrokerCheck CRD 130116 ↗ |
| EDGAR ↗ | Aug 19, 2014 D File 021-223276 | $1,750,000 (est.) | $0 | $750,000 (est.) Manager is entitled to reimbursement for Organization and Offering Expenses of approximately 3.0% of amount raised. Manager has agreed to cap the maximum Expenses at approximately $875,000 if $25,000,000 raised or $1,225,000 if $35,000,000 raised. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jul 11, 2014 D File 021-220795 | $911,763 (est.) | $0 | $350,678 (est.) The Sponsor and its affiliates will be entitled to reimbursement for Organization and Offering Expenses incurred in connection with the Offering. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Nationwide Planning Associates Inc. BrokerCheck CRD 31029 ↗ |
| EDGAR ↗ | Mar 10, 2014 D File 021-213206 | $713,845 (est.) | $0 | $274,556 (est.) Reimbursement due to Sponsor for Organization and Offering Expenses. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ J.P. Turner & Company, L.L.C. BrokerCheck CRD 43177 ↗ Newport Coast Securities, Inc. BrokerCheck CRD 16944 ↗ PRIMEX BrokerCheck CRD 29394 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Aperture Asset-Based Finance I (DE-G), LP group: Aperture Litigation Finance | Executive Officer | Oct 21, 2026 | D/A | $850,000,000 similar: $500,000–$16,420,250 | $550,000,000 | 3 similar: 2–28 | $5,000,000 similar: $5,000–$100,000 |
| EDGAR ↗ | BR HPE Zero Coupon, DST group: Br Diversified Industrial | Executive Officer | Oct 20, 2026 | D | $69,986,627 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $100,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Aperture Litigation Finance Fund (DE-G), LP group: Aperture Litigation Finance | Executive Officer | Jul 29, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio 8, DST group: Br Diversified Industrial | Executive Officer | Jun 1, 2026 | D | $58,423,431 similar: $3,160,078–$25,000,000 | $0 | 0 similar: 4–53 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio 6, DST group: Br Diversified Industrial | Executive Officer | May 19, 2026 | D/A | $71,017,713 similar: $3,160,078–$25,000,000 | $71,017,713 | 128 similar: 4–53 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio 7, DST group: Br Diversified Industrial | Executive Officer | Feb 10, 2026 | D | $60,051,084 similar: $3,160,078–$25,000,000 | $895,833 | 3 similar: 4–53 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Aperture Discover Fund, LP group: Aperture Litigation Finance | Executive Officer | Feb 3, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,000,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BR Parkview Multifamily, DST group: Br Diversified Industrial | Executive Officer | Jan 22, 2026 | D | $39,486,498 similar: $4,000,000–$20,000,000 | $120,000 | 1 similar: 4–46 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Aperture Litigation Finance Fund I (Cayman), LP group: Aperture Litigation Finance | Executive Officer | Dec 17, 2025 | D | $250,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Aperture Litigation Finance Fund I, LP group: Aperture Litigation Finance | Executive Officer | Dec 17, 2025 | D | $250,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Aperture Asset-Based Finance I (DE-G), LP group: Aperture Litigation Finance | Executive Officer | Oct 21, 2025 | D | $850,000,000 similar: $500,000–$16,420,250 | $550,000,000 | 3 similar: 2–28 | $5,000,000 similar: $5,000–$100,000 |
| EDGAR ↗ | BR Skytop Multifamily, DST group: Br Diversified Industrial | Executive Officer | Oct 2, 2025 | D | $45,410,114 similar: $4,000,000–$20,000,000 | $0 | 0 similar: 4–46 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio 6, DST group: Br Diversified Industrial | Executive Officer | Sep 3, 2025 | D | $71,017,713 similar: $3,160,078–$25,000,000 | $0 | 0 similar: 4–53 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Churchill Downs, DST group: Br Diversified Industrial | Executive Officer | Jun 6, 2025 | D | $37,778,539 similar: $4,000,000–$20,000,000 | $0 | 0 similar: 4–46 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio V, DST group: Br Diversified Industrial | Executive Officer | Mar 5, 2025 | D | $36,717,523 similar: $3,000,000–$20,000,000 | $506,799 | 1 similar: 4–26 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Aperture Discover Fund, LP group: Aperture Litigation Finance | Executive Officer | Feb 3, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,000,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BR Amira, DST group: Br Diversified Industrial | Executive Officer | Dec 6, 2024 | D | $66,041,529 similar: $4,000,000–$20,000,000 | $0 | 0 similar: 4–46 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio IV, DST group: Br Diversified Industrial | Executive Officer | Oct 15, 2024 | D | $31,642,308 similar: $3,000,000–$20,000,000 | $0 | 0 similar: 4–26 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio III, DST group: Br Diversified Industrial | Executive Officer | Feb 20, 2024 | D | $41,227,843 similar: $3,000,000–$20,000,000 | $0 | 0 similar: 4–26 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Aperture Discover Fund, LP group: Aperture Litigation Finance | Executive Officer | Feb 2, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,000,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio II, DST group: Br Diversified Industrial | Executive Officer | Aug 16, 2023 | D | $54,910,038 similar: $3,000,000–$20,000,000 | $0 | 0 similar: 4–26 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Aperture Discover Fund, LP group: Aperture Litigation Finance | Executive Officer | Feb 3, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $15,000,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Bluerock Homes Trust, Inc. group: Br Diversified Industrial | Executive Officer Chief Investment Officer | Dec 6, 2022 | D | $250,000,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $5,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Diversified Industrial Portfolio I, DST group: Br Diversified Industrial | Executive Officer | Sep 13, 2022 | D | $46,527,793 similar: $1,815,000–$10,000,000 | $1,871,606 | 1 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
| EDGAR ↗ | BR Harrison Trace, DST group: Br Diversified Industrial | Executive Officer Chief Investment Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Jul 8, 2022 | D | $48,182,163 similar: $1,675,000–$12,980,153 | $1,416,590 | 5 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR 79 West, DST group: Br Diversified Industrial | Executive Officer Chief Investment Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Feb 2, 2022 | D | $42,387,253 similar: $1,675,000–$12,980,153 | $10,927,397 | 29 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Bluerock Industrial Growth REIT, Inc. group: Br Diversified Industrial | Executive Officer Chief Investment Officer of the Manager of the Issuer | Jan 26, 2022 | D | $150,000,000 similar: $2,250,000–$16,950,000 | $776,091 | 3 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Bluerock Industrial Growth REIT, Inc. group: Br Diversified Industrial | Executive Officer Chief Investment Officer of the Manager of the Issuer | Jan 26, 2022 | D | $100,000,000 similar: $2,250,000–$16,950,000 | $100,000 | 1 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | BR Flats 170, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Oct 27, 2021 | D | $76,050,129 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Lake Linganore, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C, an affiliate of the Sponsor | Jul 22, 2021 | D | $50,141,107 similar: $1,675,000–$12,980,153 | $7,522,455 | 17 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Greylyn Portfolio, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Jul 2, 2021 | D/A | $38,242,619 similar: $1,675,000–$12,980,153 | $27,078,567 | 86 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Greylyn Portfolio, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | May 28, 2021 | D | $38,242,619 similar: $1,675,000–$12,980,153 | $4,949,825 | 17 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Axis West, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of the Sponsor of the Issuer. | Apr 23, 2021 | D/A | $31,818,872 similar: $1,675,000–$12,980,153 | $31,818,872 | 126 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Edgewater, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Feb 17, 2021 | D | $30,664,365 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Galleria Village, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Dec 21, 2020 | D | $22,530,874 similar: $1,675,000–$12,980,153 | $2,372,064 | 6 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Everwood, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Jul 17, 2020 | D/A | $38,233,539 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Sunrise Parc, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Apr 28, 2020 | D | $30,886,656 similar: $1,675,000–$12,980,153 | $212,000 | 1 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Mar 4, 2020 | D/A | $37,268,913 similar: $1,675,000–$12,980,153 | $37,268,912 | 108 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Everwood, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Jan 16, 2020 | D | $38,233,539 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Westerly, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Nov 25, 2019 | D | $38,053,704 similar: $1,675,000–$12,980,153 | $999,428 | 4 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Meadows, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Aug 27, 2019 | D | $29,908,324 similar: $1,675,000–$12,980,153 | $1,734,285 | 2 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Quinn35, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Aug 16, 2019 | D/A | $34,969,892 similar: $1,675,000–$12,980,153 | $19,892,406 | 59 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Aug 16, 2019 | D/A | $37,268,913 similar: $1,675,000–$12,980,153 | $36,470,375 | 102 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Aug 16, 2019 | D/A | $37,268,913 similar: $1,675,000–$12,980,153 | $35,720,375 | 92 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Quinn35, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Jul 9, 2019 | D | $34,969,892 similar: $1,675,000–$12,980,153 | $140,253 | 1 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | May 31, 2019 | D/A | $37,268,913 similar: $1,675,000–$12,980,153 | $686,688 | 4 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | May 22, 2019 | D | $37,268,913 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Gate, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of the Sponsor of the Issuer. | Jan 17, 2019 | D | $33,313,906 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Jefferson Place, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of the Sponsor of the Issuer. | Sep 12, 2018 | D | $26,269,952 similar: $1,675,000–$12,980,153 | $3,646,681 | 3 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Grand at Westside, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of the Sponsor of the Issuer. | Jul 24, 2018 | D/A | $32,883,763 similar: $1,675,000–$12,980,153 | $32,617,732 | 120 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Grand Dominion, DST group: Br Diversified Industrial | Executive Officer Managing Director--Investments | Jul 24, 2018 | D/A | $23,228,729 similar: $1,675,000–$12,980,153 | $23,227,461 | 62 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Big Creek, DST group: Br Diversified Industrial | Executive Officer Managing Director--Investments | Jul 3, 2018 | D/A | $35,585,103 similar: $1,675,000–$12,980,153 | $35,368,224 | 120 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Axis West, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of the Sponsor of the Issuer. | Jun 4, 2018 | D | $31,500,683 similar: $1,675,000–$12,980,153 | $1,006,189 | 4 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Glenwood, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of the Sponsor of the Issuer. | Apr 24, 2018 | D/A | $22,741,834 similar: $1,675,000–$12,980,153 | $22,611,833 | 80 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Grand at Westside, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of the Sponsor of the Issuer. | Feb 23, 2018 | D | $32,883,763 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | CRP III Roll Up, LLC group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock, an affiliate of the Sponsor and Manager of the Issuer. | Jan 24, 2018 | D/A | $12,435,000 similar: $1,815,000–$10,000,000 | $12,435,000 | 21 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | CRP I Roll Up, LLC group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock, an affiliate of the Sponsor and Manager of the Issuer. | Jan 22, 2018 | D | $6,250,000 similar: $1,815,000–$10,000,000 | $6,250,000 | 34 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | CRP III Roll Up, LLC group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock, an affiliate of the Sponsor and Manager of the Issuer. | Jan 22, 2018 | D/A | $12,435,000 similar: $1,815,000–$10,000,000 | $12,435,000 | 21 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | CRP III Roll Up, LLC group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of Bluerock, an affiliate of the Sponsor and Manager of the Issuer. | Jan 9, 2018 | D | $12,435,000 similar: $1,815,000–$10,000,000 | $12,435,000 | 21 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | BR Glenwood, DST group: Br Diversified Industrial | Executive Officer Chief Acquisitions Officer of the Sponsor of the Issuer. | Jan 5, 2018 | D | $22,741,834 similar: $1,675,000–$12,980,153 | $3,803,326 | 10 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Grand Dominion, DST group: Br Diversified Industrial | Executive Officer Managing Director--Investments | Oct 12, 2017 | D | $23,228,729 similar: $1,675,000–$12,980,153 | $10,169,118 | 18 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Sonoma Pointe, DST group: Br Diversified Industrial | Executive Officer Managing Director--Investments | Aug 29, 2017 | D | $18,803,951 similar: $1,675,000–$12,980,153 | $6,664,211 | 11 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Big Creek, DST group: Br Diversified Industrial | Executive Officer Managing Director--Investments | Jan 30, 2017 | D | $35,585,103 similar: $1,675,000–$12,980,153 | $332,500 | 4 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Riverside, DST group: Br Diversified Industrial | Executive Officer Senior Vice President - Investments | Aug 3, 2016 | D | $26,454,298 similar: $1,675,000–$12,980,153 | $77,500 | 1 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Beach House, DST group: Br Diversified Industrial | Executive Officer Senior Vice President of Investments | May 23, 2016 | D | $21,344,436 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Four Corners Orlando, DST group: Br Diversified Industrial | Executive Officer Senior Vice President--Investments of the Issuer's Manager | Mar 3, 2016 | D | $16,421,134 similar: $1,675,000–$12,980,153 | $133,455 | 1 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified Industrial | Executive Officer Senior Vice President--Investments of the Issuer's Manager | Dec 10, 2015 | D/A | $19,113,038 similar: $1,675,000–$12,980,153 | $14,141,363 | 44 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified Industrial | Executive Officer Senior Vice President--Investments of the Issuer's Manager | Nov 6, 2015 | D/A | $19,113,038 similar: $1,675,000–$12,980,153 | $3,477,526 | 9 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified Industrial | Executive Officer Senior Vice President--Investments of the Issuer's Manager | Oct 21, 2015 | D/A | $19,113,038 similar: $1,675,000–$12,980,153 | $1,300,000 | 2 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified Industrial | Executive Officer Senior Vice President--Investments of the Issuer's Manager | Oct 5, 2015 | D/A | $19,113,038 similar: $1,675,000–$12,980,153 | $619,526 | 2 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified Industrial | Executive Officer Senior Vice President--Investments of the Issuer's Manager | Sep 30, 2015 | D | $19,113,038 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Bluerock Growth Fund II, LLC group: Br Diversified Industrial | Executive Officer Senior Vice President - Investments of the majority member of the Issuer's Manager | Aug 19, 2014 | D | $25,000,000 similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $50,000 similar: $1,000–$1,000 |
| EDGAR ↗ | BR Ansley, DST group: Br Diversified Industrial | Executive Officer Senior Vice President - Investments of the Issuer's Manager | Jul 11, 2014 | D | $14,027,121 similar: $125,000–$125,000 | $1,000,000 | 1 similar: 124–125 | $225,000 similar: $1,000–$1,000 |
| EDGAR ↗ | BR Alamance, DST group: Br Diversified Industrial | Executive Officer Senior Vice President - Investments of the sole member of the Issuer's Manager. | Mar 10, 2014 | D | $10,982,227 similar: $125,000–$125,000 | $5,256,091 | 8 similar: 124–125 | $225,000 similar: $1,000–$1,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (9 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Ryan S. MacDonald. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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