PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:47 AM ET

Sponsor Check › Person

Ryan Applegate

Related person on Form D filings · address state as listed: NC · listed Jun 10, 2021 → Dec 18, 2025

9issuers
23Form D filings
2021–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 9 offerings report sales commissions; 3 report finder's fees totalling $634,675; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Dec 18, 2025 D/A
File 021-532370
$0$0$0EATON PARTNERS, A BUSINESS DIVISION OF STIFEL, NICOLAUS & CO., INC. BrokerCheck CRD 793 ↗
EDGAR ↗Dec 18, 2025 D/A
File 021-532372
$0$0$0EATON PARTNERS, A BUSINESS DIVISION OF STIFEL, NICOLAUS & CO., INC. BrokerCheck CRD 793 ↗
EDGAR ↗Mar 10, 2025 D
File 021-540259
$0$0$0None listed on this filing
EDGAR ↗Jun 12, 2024 D/A
File 021-479248
$0$540,675 (est.)$0 (est.)
An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
Cotton Ginsberg Capital Partners Limited BrokerCheck CRD 12379917 ↗
UCEA Capital Partners Ltd. no CRD number reported
James Edward McCaffrey BrokerCheck CRD 2163581 ↗
via Innovation Partners, LLC (CRD 146344 ↗)

Innovation Partners, LLC BrokerCheck CRD 146344 ↗
Pimlico Partners FZCO no CRD number reported
EDGAR ↗Jun 23, 2023 D/A
File 021-421813
$0$47,000 (est.)$0 (est.)
An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
UCEA Capital Partners Ltd. no CRD number reported
Cotton Ginsberg Capital Partners Limited BrokerCheck CRD 12379917 ↗
James Edward McCaffrey BrokerCheck CRD 2163581 ↗
via Innovation Partners, LLC (CRD 146344 ↗)

Innovation Partners, LLC BrokerCheck CRD 146344 ↗
Pimlico Partners FZCO no CRD number reported
EDGAR ↗Jun 23, 2023 D/A
File 021-421815
$0$47,000 (est.)$0 (est.)
An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
UCEA Capital Partners Ltd. no CRD number reported
Cotton Ginsberg Capital Partners Limited BrokerCheck CRD 12379917 ↗
James Edward McCaffrey BrokerCheck CRD 2163581 ↗
via Innovation Partners, LLC (CRD 146344 ↗)

Innovation Partners, LLC BrokerCheck CRD 146344 ↗
Pimlico Partners FZCO no CRD number reported
EDGAR ↗Sep 6, 2022 D/A
File 021-451025
$0$0$0None listed on this filing
EDGAR ↗Aug 30, 2022 D
File 021-457342
$0$0$0None listed on this filing
EDGAR ↗Jun 10, 2021 D
File 021-402425
$0$0$0EATON PARTNERS, A DIVISION OF STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗QHP Private Equity Fund III-B, L.P.
group: Novaquest
DirectorDec 18, 2025D/AIndefinite
similar: $155,000–$5,250,000
$172,850,00017
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗QHP Private Equity Fund III-A, L.P.
group: Novaquest
DirectorDec 18, 2025D/AIndefinite
similar: $155,000–$5,250,000
$262,231,00023
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗QHP Orange Co-Invest II, L.P.
group: Novaquest
DirectorMar 10, 2025DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗QHP Private Equity Fund III-B, L.P.
group: Novaquest
DirectorDec 17, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗QHP Private Equity Fund III-A, L.P.
group: Novaquest
DirectorDec 17, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NovaQuest Pharma Opportunities Fund VI, L.P.
group: Novaquest
Director
Director of the GP LTD.
Jun 12, 2024D/A$800,000,000
similar: $155,000–$5,250,000
$90,000,0002
similar: 4–27
$30,000,000
similar: $1,000–$100,000
EDGAR ↗NovaQuest Pharma Opportunities Fund VI, L.P.
group: Novaquest
Director
Director of the GP LTD.
Jun 23, 2023D/A$800,000,000
similar: $155,000–$5,250,000
$90,000,0002
similar: 4–27
$30,000,000
similar: $1,000–$100,000
EDGAR ↗NovaQuest Animal Health Opportunities Fund, L.P.
group: Novaquest
Director
Director of the GP LTD.
Jun 23, 2023D/A$250,000,000
similar: $155,000–$5,250,000
$80,555,5561
similar: 4–27
$5,555,556
similar: $1,000–$100,000
EDGAR ↗NovaQuest Animal Health Opportunities Fund (Delaware), L.P.
group: Novaquest
Director
Director of the GP LTD.
Jun 23, 2023D/A$250,000,000
similar: $155,000–$5,250,000
$80,555,5561
similar: 4–27
$75,000,000
similar: $1,000–$100,000
EDGAR ↗NovaQuest Animal Health Opportunities Fund, L.P.
group: Novaquest
Director
Director of the GP LTD.
Apr 27, 2023D/A$250,000,000
similar: $155,000–$5,250,000
$80,555,5561
similar: 4–27
$5,555,556
similar: $1,000–$100,000
EDGAR ↗NovaQuest Animal Health Opportunities Fund (Delaware), L.P.
group: Novaquest
Director
Director of the GP LTD.
Apr 27, 2023D/A$250,000,000
similar: $155,000–$5,250,000
$80,555,5561
similar: 4–27
$75,000,000
similar: $1,000–$100,000
EDGAR ↗NovaQuest Pharma Opportunities Fund VI, L.P.
group: Novaquest
Director
Director of the GP LTD.
Apr 27, 2023D/A$800,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NovaQuest Pharma Opportunities Fund VI, L.P.
group: Novaquest
Director
Director of the GP LTD.
Apr 18, 2023D$800,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NovaQuest Animal Health Opportunities Fund, L.P.
group: Novaquest
Director
Director of the GP LTD.
Feb 17, 2023D/A$250,000,000
similar: $155,000–$5,250,000
$80,555,5561
similar: 4–27
$5,555,556
similar: $1,000–$100,000
EDGAR ↗NovaQuest Animal Health Opportunities Fund (Delaware), L.P.
group: Novaquest
Director
Director of the GP LTD.
Feb 17, 2023D/A$250,000,000
similar: $155,000–$5,250,000
$80,555,5561
similar: 4–27
$75,000,000
similar: $1,000–$100,000
EDGAR ↗NovaQuest Animal Health Opportunities Fund (Delaware), L.P.
group: Novaquest
Director
Director of the GP LTD.
Nov 18, 2022D/A$250,000,000
similar: $155,000–$5,250,000
$116,666,6671
similar: 4–27
$100,000,000
similar: $1,000–$100,000
EDGAR ↗NovaQuest Animal Health Opportunities Fund, L.P.
group: Novaquest
Director
Director of the GP LTD.
Nov 18, 2022D/A$250,000,000
similar: $155,000–$5,250,000
$116,666,6671
similar: 4–27
$16,666,667
similar: $1,000–$100,000
EDGAR ↗NQ PE Project Durm Parent, L.P.
group: Novaquest
Executive OfficerSep 6, 2022D/A$79,878,853
similar: $500,000–$7,000,000
$79,878,8539
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗QHP Milky Way SPV, L.P.
group: Novaquest
Executive OfficerAug 30, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NQ PE Project Durm Parent, L.P.
group: Novaquest
Executive OfficerJul 1, 2022D$71,747,046
similar: $155,000–$5,250,000
$71,747,0467
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NovaQuest Animal Health Opportunities Fund (Delaware), L.P.
group: Novaquest
Director
Director of the GP LTD.
Nov 19, 2021D$250,000,000$00No minimum reported
EDGAR ↗NovaQuest Animal Health Opportunities Fund, L.P.
group: Novaquest
Director
Director of the GP LTD.
Nov 19, 2021D$250,000,000$00No minimum reported
EDGAR ↗NovaQuest Private Equity Fund II, L.P.
group: Novaquest
Executive OfficerJun 10, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 17 names on the same filings (4 management entities, 13 people)

People and management entities the issuers listed as related persons on the same Form D filings as Ryan Applegate. Source: the EDGAR rows in the table above.

  • NQ AH I GP, Ltd. entity — 10 shared filings (2 issuers) · role as listed: Executive Officer
  • NQ POF VI GP, Ltd. entity — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • "(the ""GP"")" NQ PE Project Durm GP, LLC entity — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • "(the ""GP's Sole Member"")" NQ PE II General Partner, LLC entity — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Carl Hellman — 23 shared filings (9 issuers) · roles as listed: Director, Executive Officer
  • Ernest Gerald Brown — 14 shared filings (3 issuers) · role as listed: Director · also listed on 17 other issuers
  • Jonathan Tunnicliffe — 12 shared filings (3 issuers) · role as listed: Director
  • Ronald J. Wooten — 10 shared filings (2 issuers) · role as listed: Director · also listed on 19 other issuers
  • Jacob E. Comer — 10 shared filings (2 issuers) · role as listed: Director
  • VERN DAVENPORT — 9 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 8 other issuers
  • JEFFREY EDWARDS — 9 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 13 other issuers
  • ASHTON POOLE — 9 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • MICHAEL SORENSEN — 9 shared filings (6 issuers) · role as listed: Executive Officer · also listed on 8 other issuers
  • Michael Bologna — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Patrick Jordan — 4 shared filings (1 issuer) · role as listed: Director
  • Hidekazu Tanaka — 4 shared filings (1 issuer) · role as listed: Director
  • Johnathan Tunnicliffe — 2 shared filings (2 issuers) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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