PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:30 AM ET

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ROYCE D SMITH

Named as an officer, director or promoter on SEC Form D filings · TX · Mar 8, 2010 → Jan 21, 2016

2deals (issuers)
$175Kreported sold
6investors
43Form D filings
2010–2016years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

ROYCE D SMITH is listed as an executive officer on 43 SEC Form D filings by 2 issuers between May 2009 and Jan 2016: VICTORIA ENERGY CORP (Farmersville, TX — oil and gas — 2009–2016; $175K reported sold to 6 investors) and Victoria Energy CORP (Mckinney, TX — oil and gas — 2009).

What this means 2 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $175K sold in total.

Listed alongside MARK MASSEI (43 shared filings), WALTER COOPRIDER (36 shared filings) and MATTHEW LEAVERTON (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ROYCE. Each name links to their own page.

All 2 issuers belong to the sponsor group Victoria Energy (2 issuers, $0 reported sold, 2009–2016).

What this means A sponsor group is one team that sets up a new company for each deal. Victoria Energy has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 17 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 43 public filings for ROYCE D SMITH and found 9 differences, 2 worth asking the sponsor about: Bankruptcy case: Royce Smith; 4 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for ROYCE D SMITH has not run yet — it is #22,167 of 55,373 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched ROYCE D SMITH..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

Royce Smith closed
United States Bankruptcy Court, N.D. Texas · No. 16-32983 · Filed Jul 30, 2016 · Closed Dec 9, 2016
Role of Royce Smith: Debtor · Outcome: Case closed 2016-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in the person's filing state (TX)
Royce L Smith and Mary A Smith closed
United States Bankruptcy Court, N.D. Alabama · No. 15-81395 · Filed May 21, 2015 · Closed Feb 28, 2020
Role of Royce L Smith and Mary A Smith: Debtor · Outcome: Case closed 2020-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in AL (not a filing state); middle initial differs
Royce L. Smith closed
United States Bankruptcy Court, N.D. Florida · No. 10-31390 · Filed Jul 7, 2010 · Closed Nov 5, 2010
Role of Royce L. Smith: Debtor · Outcome: Case closed 2010-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in FL (not a filing state); middle initial differs
Royce A. Smith and Judy M. Smith closed
United States Bankruptcy Court, M.D. Florida · No. 3:10-bk-05139 · Filed Jun 14, 2010 · Closed Mar 1, 2012
Role of Royce A. Smith and Judy M. Smith: Debtor · Outcome: Case closed 2012-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in FL (not a filing state); middle initial differs
Royce B. Smith closed
United States Bankruptcy Court, W.D. Tennessee · No. 07-28513 · Filed Sep 6, 2007 · Closed Jul 30, 2008
Role of Royce B. Smith: Debtor · Outcome: Case closed 2008-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in TN (not a filing state); middle initial differs
Royce Smith closed
United States Bankruptcy Court, W.D. Tennessee · No. 05-14266 · Filed Sep 21, 2005 · Closed Jan 11, 2006
Role of Royce Smith: Debtor · Outcome: Case closed 2006-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in TN (not a filing state)
Royce W. Smith and Maria H. Smith closed
United States Bankruptcy Court, W.D. North Carolina · No. 05-40368 · Filed Apr 4, 2005 · Closed Jul 15, 2005
Role of Royce W. Smith and Maria H. Smith: Debtor · Outcome: Case closed 2005-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in NC (not a filing state); middle initial differs
Royce E. Smith and Carolyn S. Smith closed
United States Bankruptcy Court, W.D. Texas · No. 04-62044 · Filed Sep 8, 2004 · Closed Dec 22, 2004
Role of Royce E. Smith and Carolyn S. Smith: Debtor · Outcome: Case closed 2004-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in the person's filing state (TX); middle initial differs
Royce Smith and Beverly Smith closed
United States Bankruptcy Court, W.D. Texas · No. 03-10868 · Filed Feb 21, 2003 · Closed Jun 21, 2006
Role of Royce Smith and Beverly Smith: Debtor · Outcome: Case closed 2006-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in the person's filing state (TX); middle initial differs
Royce Smith closed
United States Bankruptcy Court, M.D. Louisiana · No. 01-12555 · Filed Oct 9, 2001 · Closed Mar 5, 2003
Role of Royce Smith: Debtor · Outcome: Case closed 2003-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in LA (not a filing state)
Royce E Smith and Marlena Kay Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 2:98-bk-57782 · Filed Aug 13, 1998 · Closed Dec 21, 1998
Role of Royce E Smith and Marlena Kay Smith: Debtor · Outcome: Case closed 1998-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in OH (not a filing state); middle initial differs
Royce R. Smith closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-14309 · Filed Nov 4, 1997 · Closed Mar 9, 1998
Role of Royce R. Smith: Debtor · Outcome: Case closed 1998-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in TN (not a filing state); middle initial differs
Royce O. Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 97-55094 · Filed Oct 31, 1997 · Closed Sep 13, 2000
Role of Royce O. Smith: Debtor · Outcome: Case closed 2000-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in GA (not a filing state); middle initial differs
Royce L. Smith and Arlene R. Smith closed
United States Bankruptcy Court, N.D. Indiana · No. 97-40448 · Filed May 20, 1997 · Closed Jun 29, 2000
Role of Royce L. Smith and Arlene R. Smith: Debtor · Outcome: Case closed 2000-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in IN (not a filing state); middle initial differs
Royce Smith and Loretta Jo Sims Smith closed
United States Bankruptcy Court, E.D. Texas · No. 96-41920 · Filed Jul 18, 1996 · Closed Aug 13, 2001
Role of Royce Smith and Loretta Jo Sims Smith: Debtor · Outcome: Case closed 2001-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in the person's filing state (TX); middle initial differs
ROYCE SMITH closed
United States Bankruptcy Court, N.D. Alabama · No. 91-42332 · Filed Aug 29, 1991 · Closed Jan 24, 1992
Role of ROYCE SMITH: Debtor · Outcome: Case closed 1992-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in AL (not a filing state)
ROYCE O. SMITH closed
United States Bankruptcy Court, N.D. Alabama · No. 61-93159 · Filed Apr 26, 1961 · Closed Dec 27, 1961
Role of ROYCE O. SMITH: Debtor · Outcome: Case closed 1961-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); court in AL (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for ROYCE D SMITH — 2 worth asking about (compared 43 filings on Oct 24, 2026)

Worth asking · Jul 30, 2016 – Dec 9, 2016

Bankruptcy case: Royce Smith — filed Jul 30, 2016

United States Bankruptcy Court, N.D. Texas docket "Royce Smith" filed Jul 30, 2016, closed Dec 9, 2016. ROYCE D SMITH is listed as Debtor ("Royce Smith"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jul 9, 2010 – Oct 1, 2012

4 filings report more than 10% of the money raised going to insiders

30% of the money raised went to insiders — VICTORIA ENERGY CORP · 1250% of the money raised went to insiders — VICTORIA ENERGY CORP · 145% of the money raised went to insiders — VICTORIA ENERGY CORP · 14% of the money raised went to insiders — VICTORIA ENERGY CORP

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · May 7, 2009 – Jan 21, 2016

ROYCE D SMITH appears on 2 deals that stopped filing before reaching their target

VICTORIA ENERGY CORP (last filing Jan 21, 2016; $174,650 sold of $1,232,000); Victoria Energy CORP (last filing May 7, 2009; $0 sold of $957,600). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Jul 2, 2012 – Jul 25, 2012

Form D filed 23 days after the first sale — VICTORIA ENERGY CORP

The filing says the first sale was Jul 2, 2012. The Form D was filed Jul 25, 2012 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jun 29, 2010 – Oct 1, 2012

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — VICTORIA ENERGY CORP (latest filing Oct 1, 2012) · No amendment in the last 12 months on an offering that may still be open — VICTORIA ENERGY CORP (latest filing Jul 25, 2012) · No amendment in the last 12 months on an offering that may still be open — VICTORIA ENERGY CORP (latest filing Mar 21, 2012) · No amendment in the last 12 months on an offering that may still be open — VICTORIA ENERGY CORP (latest filing Jul 9, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Nov 6, 2009 – Mar 8, 2010

Offering amount changed between filings — VICTORIA ENERGY CORP

The Nov 6, 2009 filing says $528,000 offered; the Mar 8, 2010 Form D says $700,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Nov 6, 2009 – Mar 8, 2010

Minimum investment changed between filings — VICTORIA ENERGY CORP

The Nov 6, 2009 filing lists a minimum of $5,500; the Mar 8, 2010 Form D lists $8,750.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · May 7, 2009 – Mar 8, 2010

ROYCE D SMITH is written 2 different ways on the filings

listed as "Royce Smith" on 11 filings (from May 7, 2009), and "Royce D Smith" on 32 filings (from Mar 8, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Nov 6, 2009 – Jun 17, 2015

Reported revenue range changed between filings — VICTORIA ENERGY CORP

"$5,000,001 - $25,000,000" (Nov 6, 2009); then "$1,000,001 - $5,000,000" (Jun 17, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 41 offerings report sales commissions; 0 report finder's fees; 41 report proceeds to related persons totalling $725,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 21, 2016 D
VICTORIA ENERGY CORP
File 021-255684
$0$0$5,000 (est.)None listed on this filingEDGAR ↗
Nov 16, 2015 D
VICTORIA ENERGY CORP
File 021-251288
$0$0$6,000 (est.)None listed on this filingEDGAR ↗
Aug 26, 2015 D
VICTORIA ENERGY CORP
File 021-246438
$0$0$4,000 (est.)None listed on this filingEDGAR ↗
Jun 17, 2015 D
VICTORIA ENERGY CORP
File 021-242014
$0$0$16,000 (est.)None listed on this filingEDGAR ↗
Apr 1, 2014 D
VICTORIA ENERGY CORP
File 021-214618
$0$0$27,000 (est.)None listed on this filingEDGAR ↗
Nov 4, 2013 D/A
VICTORIA ENERGY CORP
File 021-205698
$0$0$60,000 (est.)None listed on this filingEDGAR ↗
Mar 15, 2013 D
VICTORIA ENERGY CORP
File 021-193338
$0$0$12,500 (est.)None listed on this filingEDGAR ↗
Mar 15, 2013 D
VICTORIA ENERGY CORP
File 021-193340
$0$0$12,500 (est.)None listed on this filingEDGAR ↗
Jan 11, 2013 D
VICTORIA ENERGY CORP
File 021-190034
$0$0$19,000 (est.)None listed on this filingEDGAR ↗
Oct 31, 2012 D
VICTORIA ENERGY CORP
File 021-186303
$0$0$7,500 (est.)None listed on this filingEDGAR ↗
Oct 1, 2012 D
VICTORIA ENERGY CORP
File 021-184810
$0$0$7,500 (est.)None listed on this filingEDGAR ↗
Oct 1, 2012 D
VICTORIA ENERGY CORP
File 021-184811
$0$0$29,000 (est.)None listed on this filingEDGAR ↗
Oct 1, 2012 D
VICTORIA ENERGY CORP
File 021-184814
$0$0$12,500 (est.)None listed on this filingEDGAR ↗
Oct 1, 2012 D
VICTORIA ENERGY CORP
File 021-184816
$0$0$9,500 (est.)None listed on this filingEDGAR ↗
Aug 2, 2012 D
VICTORIA ENERGY CORP
File 021-182145
$0$0$3,500 (est.)None listed on this filingEDGAR ↗
Aug 2, 2012 D
VICTORIA ENERGY CORP
File 021-182148
$0$0$9,500 (est.)None listed on this filingEDGAR ↗
Jul 25, 2012 D
VICTORIA ENERGY CORP
File 021-181772
$0$0$7,500 (est.)None listed on this filingEDGAR ↗
Jul 25, 2012 D
VICTORIA ENERGY CORP
File 021-181775
$0$0$12,000 (est.)None listed on this filingEDGAR ↗
Jul 25, 2012 D
VICTORIA ENERGY CORP
File 021-181780
$0$0$25,000 (est.)None listed on this filingEDGAR ↗
Mar 21, 2012 D
VICTORIA ENERGY CORP
File 021-175350
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Jan 6, 2012 D
VICTORIA ENERGY CORP
File 021-171289
$0$0$5,000 (est.)None listed on this filingEDGAR ↗
Nov 21, 2011 D
VICTORIA ENERGY CORP
File 021-169062
$0$0$10,000 (est.)None listed on this filingEDGAR ↗
Nov 21, 2011 D
VICTORIA ENERGY CORP
File 021-169064
$0$0$2,000 (est.)None listed on this filingEDGAR ↗
Oct 17, 2011 D
VICTORIA ENERGY CORP
File 021-167408
$0$0$10,000 (est.)None listed on this filingEDGAR ↗
Aug 30, 2011 D
VICTORIA ENERGY CORP
File 021-165107
$0$0$9,000 (est.)None listed on this filingEDGAR ↗
Aug 30, 2011 D
VICTORIA ENERGY CORP
File 021-165108
$0$0$5,000 (est.)None listed on this filingEDGAR ↗
Aug 30, 2011 D
VICTORIA ENERGY CORP
File 021-165110
$0$0$5,000 (est.)None listed on this filingEDGAR ↗
Jul 7, 2011 D
VICTORIA ENERGY CORP
File 021-162453
$0$0$15,000 (est.)None listed on this filingEDGAR ↗
Jun 20, 2011 D
VICTORIA ENERGY CORP
File 021-161525
$0$0$10,000 (est.)None listed on this filingEDGAR ↗
May 9, 2011 D
VICTORIA ENERGY CORP
File 021-159466
$0$0$12,500 (est.)None listed on this filingEDGAR ↗
Apr 25, 2011 D
VICTORIA ENERGY CORP
File 021-158860
$0$0$7,500 (est.)None listed on this filingEDGAR ↗
Apr 7, 2011 D
VICTORIA ENERGY CORP
File 021-157970
$0$0$8,000 (est.)None listed on this filingEDGAR ↗
Jan 28, 2011 D
VICTORIA ENERGY CORP
File 021-154513
$0$0$19,000 (est.)None listed on this filingEDGAR ↗
Dec 28, 2010 D
VICTORIA ENERGY CORP
File 021-152543
$0$0$5,000 (est.)None listed on this filingEDGAR ↗
Dec 15, 2010 D
VICTORIA ENERGY CORP
File 021-151920
$0$0$30,000 (est.)None listed on this filingEDGAR ↗
Dec 15, 2010 D
VICTORIA ENERGY CORP
File 021-151924
$0$0$5,000 (est.)None listed on this filingEDGAR ↗
Sep 30, 2010 D
VICTORIA ENERGY CORP
File 021-148361
$0$0$20,000 (est.)None listed on this filingEDGAR ↗
Sep 8, 2010 D
VICTORIA ENERGY CORP
File 021-147458
$0$0$20,000 (est.)None listed on this filingEDGAR ↗
Jul 9, 2010 D
VICTORIA ENERGY CORP
File 021-144651
$0$0$37,000 (est.)None listed on this filingEDGAR ↗
Mar 8, 2010 D
VICTORIA ENERGY CORP
File 021-77792
$0$0$40,000 (est.)None listed on this filingEDGAR ↗
May 7, 2009 D
Victoria Energy CORP
File 021-108065
$0$0$65,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Royce D Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Oil and Gas · group: Victoria Energy

VICTORIA ENERGY CORP

Farmersville, TX · Nov 6, 2009 → Jan 21, 2016 · 42 filings
  • Jan 21, 2016 · D · $0 sold of $75,000 · 0 investors · min. $3,750 · role: Executive Officer EDGAR ↗
  • Nov 16, 2015 · D · $0 sold of $75,000 · 0 investors · min. $3,750 · role: Executive Officer EDGAR ↗
  • Aug 26, 2015 · D · $0 sold of $50,625 · 0 investors · min. $7,500 · role: Executive Officer EDGAR ↗
  • Jun 17, 2015 · D · $0 sold of $240,000 · 0 investors · min. $12,000 · role: Executive Officer EDGAR ↗
  • Apr 1, 2014 · D · $0 sold of $400,000 · 0 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Nov 4, 2013 · D/A · $0 sold of $720,000 · 0 investors · min. $12,000 · role: Executive Officer EDGAR ↗
  • Nov 4, 2013 · D · $0 sold of $720,000 · 0 investors · min. $12,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2013 · D · $0 sold of $147,500 · 0 investors · min. $14,750 · role: Executive Officer EDGAR ↗
  • Mar 15, 2013 · D · $0 sold of $147,500 · 0 investors · min. $14,750 · role: Executive Officer EDGAR ↗
  • Jan 11, 2013 · D · $0 sold of $239,600 · 0 investors · min. $14,975 · role: Executive Officer EDGAR ↗
  • Oct 31, 2012 · D · $0 sold of $99,800 · 0 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Oct 1, 2012 · D · $24,950 sold of $99,800 · 1 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Oct 1, 2012 · D · $0 sold of $374,250 · 0 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Oct 1, 2012 · D · $0 sold of $212,075 · 0 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Oct 1, 2012 · D · $0 sold of $112,275 · 0 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Aug 2, 2012 · D · $0 sold of $112,275 · 0 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Aug 2, 2012 · D · $0 sold of $49,900 · 0 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Jul 25, 2012 · D · $174,650 sold of $349,300 · 5 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Jul 25, 2012 · D · $0 sold of $162,175 · 0 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Jul 25, 2012 · D · $87,325 sold of $87,325 · 6 investors · min. $6,237 · role: Executive Officer EDGAR ↗
  • Mar 21, 2012 · D · $8,000 sold of $1,232,000 · 1 investors · min. $8,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2012 · D · $0 sold of $74,375 · 0 investors · min. $14,875 · role: Executive Officer EDGAR ↗
  • Nov 21, 2011 · D · $27,000 sold of $27,000 · 4 investors · min. $4,500 · role: Executive Officer EDGAR ↗
  • Nov 21, 2011 · D · $0 sold of $180,000 · 0 investors · min. $4,500 · role: Executive Officer EDGAR ↗
  • Oct 17, 2011 · D · $0 sold of $160,000 · 0 investors · min. $4,000 · role: Executive Officer EDGAR ↗
  • Aug 30, 2011 · D · $0 sold of $112,275 · 0 investors · min. $12,475 · role: Executive Officer EDGAR ↗
  • Aug 30, 2011 · D · $0 sold of $80,000 · 0 investors · min. $4,000 · role: Executive Officer EDGAR ↗
  • Aug 30, 2011 · D · $0 sold of $80,000 · 0 investors · min. $4,000 · role: Executive Officer EDGAR ↗
  • Jul 7, 2011 · D · $0 sold of $180,000 · 0 investors · min. $4,500 · role: Executive Officer EDGAR ↗
  • Jun 20, 2011 · D · $0 sold of $174,000 · 0 investors · min. $14,500 · role: Executive Officer EDGAR ↗
  • May 9, 2011 · D · $0 sold of $162,000 · 0 investors · min. $4,500 · role: Executive Officer EDGAR ↗
  • Apr 25, 2011 · D · $0 sold of $99,000 · 0 investors · min. $4,500 · role: Executive Officer EDGAR ↗
  • Apr 7, 2011 · D · $0 sold of $99,800 · 0 investors · min. $12,475 · role: Executive Officer EDGAR ↗
  • Jan 28, 2011 · D · $0 sold of $255,000 · 0 investors · min. $4,250 · role: Executive Officer EDGAR ↗
  • Dec 28, 2010 · D · $0 sold of $94,000 · 0 investors · min. $11,750 · role: Executive Officer EDGAR ↗
  • Dec 15, 2010 · D · $0 sold of $78,000 · 0 investors · min. $9,750 · role: Executive Officer EDGAR ↗
  • Dec 15, 2010 · D · $0 sold of $499,000 · 0 investors · min. $9,750 · role: Executive Officer EDGAR ↗
  • Sep 30, 2010 · D · $0 sold of $390,000 · 0 investors · min. $9,750 · role: Executive Officer EDGAR ↗
  • Sep 8, 2010 · D · $0 sold of $390,000 · 0 investors · min. $9,750 · role: Executive Officer EDGAR ↗
  • Jul 9, 2010 · D · $25,500 sold of $487,500 · 1 investors · min. $9,750 · role: Executive Officer EDGAR ↗
  • Mar 8, 2010 · D · $0 sold of $700,000 · 0 investors · min. $8,750 · role: Executive Officer EDGAR ↗
  • Nov 6, 2009 · D · $0 sold of $528,000 · 0 investors · min. $5,500 · role: Executive Officer EDGAR ↗

Raised $175K from 6 investors (100% of the $75K target) as of the latest filing. Royce is listed as executive officer on 42 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Oil and Gas · group: Victoria Energy

Victoria Energy CORP

Mckinney, TX · May 7, 2009
  • May 7, 2009 · D · $0 sold of $957,600 · 0 investors · min. $9,975 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Royce is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Royce 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MARK MASSEI

Director · 43 shared filings (2 issuers)

Listed on the same filings as Royce D Smith. Their page shows their other deals.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

WALTER COOPRIDER

Director · 36 shared filings (2 issuers)

Listed on the same filings as Royce D Smith. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHEW LEAVERTON

Director · 1 shared filing (1 issuer)

Listed on the same filings as Royce D Smith. Their page shows their other deals.

The team behind the deals

Sponsor group

Victoria Energy

2 issuers · 43 filings · $0 reported sold · 2009–2016

One team, 2 deal companies. Royce D Smith is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name ROYCE D SMITH.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to ROYCE D SMITH by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Royce D Smith is listed on: none on file. No website or social profile named in VICTORIA ENERGY CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #292,306 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Farmersville, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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