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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:58 AM ET

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Ross Erickson

Named as an officer, director or promoter on SEC Form D filings · WA · Dec 21, 2023 → Jan 24, 2025

17deals (issuers)
$24.24Breported sold
762investors
33Form D filings
2023–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ross Erickson is listed as a director on 33 SEC Form D filings by 17 issuers between Dec 2023 and Jan 2025. Largest by amount reported sold: Multi-Asset Core Plus Fund (Seattle, WA — pooled investment fund — 2023–2025; $7.01B reported sold to 104 investors), CORE BOND FUND (Seattle, WA — pooled investment fund — 2023–2025; $5.82B reported sold to 111 investors), INTERNATIONAL EQUITY FUND (Seattle, WA — pooled investment fund — 2023; $2.8B reported sold to 97 investors), DEFENSIVE U.S. EQUITY FUND (Seattle, WA — pooled investment fund — 2023–2025; $1.93B reported sold to 86 investors), Large Cap U.S. Equity Index Fund (Seattle, WA — pooled investment fund — 2023–2025; $1.25B reported sold to 20 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $24.24B sold in total.

Listed alongside Russell Investments Institutional Funds, LLC (33 shared filings, management entity), Russell Investments US Institutional Holdco, Inc. (33 shared filings, management entity), Russell Investments Capital, LLC (31 shared filings, management entity), Russell Investments Funds Management, LLC (29 shared filings, management entity), Russell Investments Funds Mgmt, LLC (4 shared filings, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ross. Each name links to their own page.

All 17 issuers belong to the sponsor group Russell (27 issuers, $12.88B reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Russell has 27 companies on file and $12.88B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 33 public filings for Ross Erickson and found 4 differences, 2 worth asking the sponsor about: 8 offerings reported less sold on a later filing than an earlier one; 6 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ross Erickson has not run yet — it is joining a line of 2,770 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ross Erickson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Ross Erickson closed
United States Bankruptcy Court, E.D. Missouri · No. 09-50619 · Filed Oct 21, 2009 · Closed Jan 12, 2015
Role of Ross Erickson: Debtor · Outcome: Case closed 2015-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in MO (not a filing state)
Ross B. Erickson and Paula M. Erickson closed
United States Bankruptcy Court, D. Nebraska · No. 09-80570 · Filed Mar 11, 2009 · Closed Oct 27, 2014
Role of Ross B. Erickson and Paula M. Erickson: Debtor · Outcome: Case closed 2014-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets)
Ross L. Erickson and Kathryn E. Erickson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 96-24008 · Filed May 17, 1996 · Closed Aug 28, 1996
Role of Ross L. Erickson and Kathryn E. Erickson: Debtor · Outcome: Case closed 1996-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in WI (not a filing state)
ROSS E ERICKSON and MARGARET L ERICKSON closed
United States Bankruptcy Court, D. Minnesota · No. 94-44817 · Filed Sep 26, 1994 · Closed Nov 25, 1996
Role of ROSS E ERICKSON and MARGARET L ERICKSON: Debtor · Outcome: Case closed 1996-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in MN (not a filing state)
ROSS A ERICKSON and LANA J ERICKSON closed
United States Bankruptcy Court, D. Minnesota · No. 94-40989 · Filed Feb 25, 1994 · Closed Jun 23, 1994
Role of ROSS A ERICKSON and LANA J ERICKSON: Debtor · Outcome: Case closed 1994-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); court in MN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Ross Erickson — 2 worth asking about (compared 33 filings on Oct 24, 2026)

Worth asking · Dec 21, 2022 – Jan 24, 2025

8 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Sustainable Multi Asset Growth Fund · Amount sold went down between filings — Multi-Asset Core Plus Fund · Amount sold went down between filings — Real Estate Equity Fund · Amount sold went down between filings — LOW DURATION BOND FUND · Amount sold went down between filings — Multi-Asset Core Plus Fund · and 3 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Dec 22, 2023 ↗Form D/A (later) · Jan 24, 2025 ↗Sustainable Multi Asset Growth Fund — PartnerFacts page ↗Form D/A (earlier) · Dec 22, 2023 ↗
Sources
Worth asking · Dec 21, 2022 – Jan 24, 2025

6 offerings reported fewer investors on a later filing

Investor count went down between filings — Sustainable Multi Asset Growth Fund · Investor count went down between filings — Multi-Asset Core Plus Fund · Investor count went down between filings — CORE BOND FUND · Investor count went down between filings — Multi-Asset Core Plus Fund · Investor count went down between filings — INTERNATIONAL EQUITY FUND · and 1 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Dec 22, 2023 ↗Form D/A (later) · Jan 24, 2025 ↗Sustainable Multi Asset Growth Fund — PartnerFacts page ↗Form D/A (earlier) · Dec 22, 2023 ↗
Sources
Note · Jul 1, 2008 – Jan 24, 2025

17 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sustainable Multi Asset Growth Fund (latest filing Jan 24, 2025) · No amendment in the last 12 months on an offering that may still be open — SUSTAINABLE BOND FUND (latest filing Jan 24, 2025) · No amendment in the last 12 months on an offering that may still be open — CORE BOND FUND (latest filing Jan 24, 2025) · No amendment in the last 12 months on an offering that may still be open — Emerging Markets Equity Plus Fund (latest filing Jan 24, 2025) · No amendment in the last 12 months on an offering that may still be open — GLOBAL EQUITY PLUS FUND (latest filing Jan 24, 2025) · and 12 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 24, 2025 ↗Sustainable Multi Asset Growth Fund — PartnerFacts page ↗Form D/A · Jan 24, 2025 ↗SUSTAINABLE BOND FUND — PartnerFacts page ↗
Sources
Note · Dec 17, 2010 – Nov 14, 2011

4 address changes between filings

Address moved from Tacoma, WA to Seattle, WA — CORE BOND FUND · Address moved from Tacoma, WA to Seattle, WA — DEFENSIVE U.S. EQUITY FUND · Address moved from Tacoma, WA to Seattle, WA — SMALL CAP US EQUITY FUND · Address moved from Tacoma, WA to Seattle, WA — INTERNATIONAL EQUITY FUND

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Dec 17, 2010 ↗Form D/A · Nov 14, 2011 ↗CORE BOND FUND — PartnerFacts page ↗Form D/A · Dec 17, 2010 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 17 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 24, 2025 D/A
Large Cap U.S. Equity Index Fund
File 021-294412
$0$0$0 (est.)
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
DEFENSIVE U.S. EQUITY FUND
File 021-120695
$0$0$0 (est.)
Russell Investmemts Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
Real Estate Equity Fund
File 021-284741
$0 (est.)$0$0
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
CORE BOND FUND
File 021-120666
$0$0$0 (est.)
Russell Investmemts Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
LOW DURATION BOND FUND
File 021-179623
$0$0$0 (est.)
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
Dynamic Commodity Strategies Fund
File 021-200468
$0$0$0 (est.)
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
SMALL CAP US EQUITY FUND
File 021-120632
$0$0$0 (est.)
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
High Yield Bond Fund
File 021-187693
$0$0$0 (est.)
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
INTERNATIONAL EQUITY INDEX FUND
File 021-407028
$0$0$0
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
Multi-Asset Core Plus Fund
File 021-187730
$0$0$0 (est.)
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
Sustainable Multi Asset Growth Fund
File 021-370962
$0 (est.)$0 (est.)$0 (est.)
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
SUSTAINABLE BOND FUND
File 021-422599
$0$0$0
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
Global Listed Infrastructure Fund
File 021-200454
$0$0$0
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organiza
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
GLOBAL EQUITY PLUS FUND
File 021-230130
$0$0$0
Russell Investmemts Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
Emerging Markets Equity Plus Fund
File 021-187725
$0$0$0 (est.)
Russell Investmemts Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Jan 24, 2025 D/A
Global Real Estate Securities Fund
File 021-200479
$0$0$0 (est.)
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
Dec 22, 2023 D/A
INTERNATIONAL EQUITY FUND
File 021-120667
$0$0$0 (est.)
Russell Investments Funds Management, LLC, the Managing Member of the Issuer, is entitled to a periodic fee for its management services in accordance with the organizational documents of the Issuer.
Russell Investments Implementation Services, LLC BrokerCheck CRD 21771 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Ross Erickson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SM
Pooled Investment Fund · group: Russell

Sustainable Multi Asset Growth Fund

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $372,539,366 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $436,586,095 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $552.8M from 4 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SB
Pooled Investment Fund · group: Russell

SUSTAINABLE BOND FUND

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $107,163,467 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $95,906,918 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $116.5M from 2 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: Russell

CORE BOND FUND

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $3,614,996,949 sold of Indefinite · 27 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $2,502,360,507 sold of Indefinite · 25 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $5.82B from 111 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Russell

Emerging Markets Equity Plus Fund

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $278,120,987 sold of Indefinite · 19 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $170,984,555 sold of Indefinite · 13 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $425.3M from 103 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GE
Pooled Investment Fund · group: Russell

GLOBAL EQUITY PLUS FUND

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $1,053,911,695 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $554,771,820 sold of Indefinite · 7 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $1.05B from 15 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GL
Pooled Investment Fund · group: Russell

Global Listed Infrastructure Fund

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $84,108,786 sold of Indefinite · 14 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $29,918,698 sold of Indefinite · 9 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $203.6M from 14 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Russell

Multi-Asset Core Plus Fund

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $1,825,615,705 sold of Indefinite · 14 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $2,806,102,855 sold of Indefinite · 19 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $7.01B from 104 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RE
Pooled Investment Fund · group: Russell

Real Estate Equity Fund

Seattle, WA · Dec 21, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $262,937,265 sold of Indefinite · 10 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 21, 2023 · D/A · $315,200,981 sold of Indefinite · 10 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $386.1M from 15 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DU
Pooled Investment Fund · group: Russell

DEFENSIVE U.S. EQUITY FUND

Seattle, WA · Dec 21, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $346,715,985 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 21, 2023 · D/A · $319,018,396 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $1.93B from 86 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LC
Pooled Investment Fund · group: Russell

Large Cap U.S. Equity Index Fund

Seattle, WA · Dec 21, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $1,251,756,375 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 21, 2023 · D/A · $807,269,460 sold of Indefinite · 14 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $1.25B from 20 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Russell

SMALL CAP US EQUITY FUND

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $256,183,783 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $163,074,458 sold of Indefinite · 13 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $677.6M from 95 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GR
Pooled Investment Fund · group: Russell

Global Real Estate Securities Fund

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $88,215,538 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $38,803,066 sold of Indefinite · 10 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $127M from 18 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DC
Pooled Investment Fund · group: Russell

Dynamic Commodity Strategies Fund

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $33,177,226 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $4,448,742 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $299.7M from 12 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HY
Pooled Investment Fund · group: Russell

High Yield Bond Fund

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $666,954,798 sold of Indefinite · 26 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $316,727,530 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $843.7M from 32 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IE
Pooled Investment Fund · group: Russell

INTERNATIONAL EQUITY INDEX FUND

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $190,184,905 sold of Indefinite · 7 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $107,345,368 sold of Indefinite · 7 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $190.2M from 7 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LD
Pooled Investment Fund · group: Russell

LOW DURATION BOND FUND

Seattle, WA · Dec 22, 2023 → Jan 24, 2025 · 2 filings
  • Jan 24, 2025 · D/A · $337,105,047 sold of Indefinite · 12 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗
  • Dec 22, 2023 · D/A · $546,465,125 sold of Indefinite · 12 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $546.5M from 27 investors as of the latest filing. Ross is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IE
Pooled Investment Fund · group: Russell

INTERNATIONAL EQUITY FUND

Seattle, WA · Dec 22, 2023
  • Dec 22, 2023 · D/A · $461,063,185 sold of Indefinite · 10 investors · min. No minimum reported · role: Director (President and Director of the Managing Member) EDGAR ↗

Raised $2.8B from 97 investors as of the latest filing. Ross is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Ross 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RI
Management entity

Russell Investments Capital, LLC

Promoter · 31 shared filings (16 issuers) · also on 7 other issuers

Russell Investments Capital, LLC is on 23 issuers in total — a repeat sponsor. Their page lists every one.

RI
Management entity

Russell Investments Funds Management, LLC

Promoter · 29 shared filings (15 issuers)

Russell Investments Funds Management, LLC is on 15 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

R
Sponsor group

Russell

27 issuers · 265 filings · $12.88B reported sold · 2009–2025

One team, 27 deal companies. Ross Erickson is listed on 17 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ross Erickson.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 16 of the 17 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): SMALL CAP US EQUITY FUND, Global Real Estate Securities Fund, Sustainable Multi Asset Growth Fund, GLOBAL EQUITY PLUS FUND, Emerging Markets Equity Plus Fund, INTERNATIONAL EQUITY INDEX FUND, Multi-Asset Core Plus Fund, SUSTAINABLE BOND FUND, Global Listed Infrastructure Fund, High Yield Bond Fund, CORE BOND FUND, Dynamic Commodity Strategies Fund, Real Estate Equity Fund, DEFENSIVE U.S. EQUITY FUND, Large Cap U.S. Equity Index Fund, INTERNATIONAL EQUITY FUND.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Ross Erickson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Ross Erickson is listed on: none on file. No website or social profile named in Multi-Asset Core Plus Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #80,402 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

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