Rory Brown is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2010: Fortigent Holdings Company, Inc. (Rockville, MD — investing — 2010; $1.15M reported sold to 5 investors).
What this means One deal on file with the SEC, filed Jun 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Putterman (1 shared filing), Chris Boldman (1 shared filing), David Littleton (1 shared filing), Gary B Carrai (1 shared filing), Jamie McIntyre (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rory. Each name links to their own page.
The issuer belongs to the sponsor group Fortigent (4 issuers, $139.9M reported sold, 2009–2011).
What this means A sponsor group is one team that sets up a new company for each deal. Fortigent has 4 companies on file and $139.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.