Ronald C. Keating is listed as an executive officer and director on 6 SEC Form D filings by 1 issuer between Dec 2014 and Jul 2017: EWT Holdings I Corp. (Warrendale, PA — business services — 2014–2017; $15.8M reported sold to 57 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Barbara L. Burns (6 shared filings), Brian R. Hoesterey (6 shared filings), Gary Cappeline (6 shared filings), Judd Gregg (6 shared filings), Martin Lamb (6 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ronald. Each name links to their own page.
The issuer belongs to the sponsor group Aea (99 issuers, $16.31B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Aea has 99 companies on file and $16.31B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Ronald C. Keating and found 10 differences, 1 worth asking the sponsor about: Regulator action naming a team member: Nevatia, Vinay Kumar (Dec 8, 2015); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.