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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:56 AM ET

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Roger Pries

Named as an officer, director or promoter on SEC Form D filings · OH · Jan 20, 2023 → Jan 20, 2023

1deal (issuers)
$5.84Mreported sold
125investors
1Form D filing
2023year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:54 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roger Pries is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2023: IDR Core Property Index Fund Ltd (Independence, OH — pooled investment fund — 2023; $5.84M reported sold to 125 investors).

What this means One deal on file with the SEC, filed Jan 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brian Thomas (1 shared filing), Garrett E. Zdolshek (1 shared filing), Gary A. Zdolshek (1 shared filing), Geoffery Dohrmann (1 shared filing), IDR Investment Management, LLC (1 shared filing, management entity) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.

The issuer belongs to the sponsor group Core (11 issuers, $4.76B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Core has 11 companies on file and $4.76B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Roger Pries and found 2 differences, 1 worth asking the sponsor about: 7 court cases name Roger Pries; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roger Pries has not run yet — it is joining a line of 29,096 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 2 closed (disposition not in docket feed), 4 dismissed, 1 judgment

Johnson v. Pries Properties, LLC closed
District Court, N.D. California · No. 5:21-cv-00062 · Filed Jan 6, 2021 · Closed Mar 18, 2021 · Nature of suit: 446 American with Disabilities - Other · Cause: 42:12101 Americans w/ Disabilities Act (ADA)
Role of Pries Properties, LLC: Defendant · Outcome: Terminated 2021-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in CA (not a filing state)
PRIES v. GREENPATH, INC. closed
District Court, M.D. Georgia · No. 5:20-cv-00353 · Filed Sep 4, 2020 · Closed May 6, 2021 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Notice of Removal
Role of PRIES: Plaintiff · Outcome: Terminated 2021-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in GA (not a filing state)
PRIES v. CANOPIUS US INSURANCE, INC. dismissed
District Court, E.D. Pennsylvania · No. 2:14-cv-02228 · Filed Apr 16, 2014 · Closed Nov 19, 2014 · Nature of suit: 190 Other contract actions
Role of PRIES: Plaintiff · Outcome: Terminated 2014-11-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in PA (not a filing state)
Trustees for the Michigan Carpenters' Council Pension Fund v. Pries Construction dismissed
District Court, W.D. Michigan · No. 4:03-cv-00144 · Filed Oct 10, 2003 · Closed Jul 29, 2005 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Pries Construction: Defendant · Outcome: Terminated 2005-07-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in MI (not a filing state)
Cablevision Systems v. Pries judgment
District Court, E.D. New York · No. 9:98-cv-03351 · Filed May 1, 1998 · Closed Oct 8, 1998 · Nature of suit: 890 Other statutory actions
Role of Pries: Defendant · Outcome: Terminated 1998-10-08 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
Pries v. Starke Co Hgwy Dept dismissed
District Court, N.D. Indiana · No. 4:91-cv-00042 · Filed Jul 11, 1991 · Closed Aug 8, 1995 · Nature of suit: 220 Foreclosure
Role of Pries: Plaintiff · Outcome: Terminated 1995-08-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in IN (not a filing state)
Pries Enterprises v. Therma-Tron-X Inc dismissed
District Court, N.D. Iowa · No. 6:90-cv-02039 · Filed May 25, 1990 · Closed Jan 26, 1993 · Nature of suit: 370 Other fraud
Role of Pries Enterprises: Plaintiff · Outcome: Terminated 1993-01-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in IA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roger Pries..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Thomas Charles Tanner and Pamela Sue Pries-Tanner closed
United States Bankruptcy Court, W.D. Michigan · No. 13-02360 · Filed Mar 22, 2013 · Closed Sep 10, 2018
Role of Thomas Charles Tanner and Pamela Sue Pries-Tanner: Debtor · Outcome: Case closed 2018-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); different first name (sue); court in MI (not a filing state)
Fowler v. Pries, Kraft & Roy PLC closed
United States Bankruptcy Court, S.D. Texas · No. 06-03286 · Filed Mar 21, 2006 · Closed Apr 11, 2006
Role of Pries, Kraft & Roy PLC: Defendant · Outcome: Case closed 2006-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); different first name (kraft); court in TX (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Roger Pries — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · May 25, 1990 – Jan 6, 2021

7 court cases name Roger Pries — 3 as defendant

By role: defendant in 3, plaintiff in 4. Newest: "Johnson v. Pries Properties, LLC" (District Court, N.D. California, Jan 6, 2021); "PRIES v. GREENPATH, INC." (District Court, M.D. Georgia, Sep 4, 2020); "PRIES v. CANOPIUS US INSURANCE, INC." (District Court, E.D. Pennsylvania, Apr 16, 2014). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Johnson v. Pries Properties, LLC ↗Docket · PRIES v. GREENPATH, INC. ↗Docket · PRIES v. CANOPIUS US INSURANCE, INC. ↗Docket · Trustees for the Michigan Carpenters' Council Pension Fund v. Pries Construction ↗
Sources
Note · Apr 1, 2022 – Jan 20, 2023

No amendment in the last 12 months on an offering that may still be open — IDR Core Property Index Fund Ltd (latest filing Jan 20, 2023)

The latest filing for this offering is dated Jan 20, 2023 (first sale Apr 1, 2022). It reports $4,782,809 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 20, 2023 ↗IDR Core Property Index Fund Ltd — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $215,485.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 20, 2023 D/A
IDR Core Property Index Fund Ltd
File 021-430061
$0$0$215,485
Management fee, Directors' fees and Chief Compliance Officer fees.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Roger Pries on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IC
Pooled Investment Fund · group: Core

IDR Core Property Index Fund Ltd

Independence, OH · Jan 20, 2023
  • Jan 20, 2023 · D/A · $4,782,809 sold of Indefinite · 125 investors · min. No minimum reported · role: Executive Officer (Chief Compliance Officer) EDGAR ↗

Raised $5.84M from 125 investors as of the latest filing. Roger is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Roger 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

II
Management entity

IDR Investment Management, LLC

Promoter · 1 shared filing (1 issuer) · also on 4 other issuers

IDR Investment Management, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Bartos

Executive Officer, Director · 1 shared filing (1 issuer) · also on 5 other issuers

Thomas J. Bartos is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GZ
No photo found yet (own website and image search run after this page is viewed)
Person

Gary A. Zdolshek

Executive Officer, Director · 1 shared filing (1 issuer) · also on 10 other issuers

Gary A. Zdolshek is on 11 issuers in total — a repeat sponsor. Their page lists every one.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Wolf

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Pries. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven H. Reiff

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Pries. Their page shows their other deals.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Thomas

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Roger Pries. Their page shows their other deals.

GZ
No photo found yet (own website and image search run after this page is viewed)
Person

Garrett E. Zdolshek

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Garrett E. Zdolshek is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffery Dohrmann

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Pries. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Core

11 issuers · 42 filings · $4.76B reported sold · 2010–2026

One team, 11 deal companies. Roger Pries is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Roger Pries.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): IDR Core Property Index Fund Ltd.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roger Pries by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roger Pries is listed on: none on file. No website or social profile named in IDR Core Property Index Fund Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #134,301 of 374,652 in line (1,376 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Independence, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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