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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:13 AM ET

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RG
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Roger Golde

Named as an officer, director or promoter on SEC Form D filings · VA · Jul 7, 2009 → Jul 7, 2009

1deal (issuers)
$2.5Mreported sold
17investors
1Form D filing
2009year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roger Golde is listed as a director on 1 SEC Form D filing by 1 issuer in Jul 2009: AVIATION FACILITIES CO INC (Mclean, VA — industry reported as "Other" — 2009; $2.5M reported sold to 17 investors).

What this means One deal on file with the SEC, filed Jul 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Charles Ewing (1 shared filing), Charles, Jr. Stipancic (1 shared filing), Daniel Ungerleider (1 shared filing), Francis, Jr. Chambers (1 shared filing), Gerald T. Halpin (1 shared filing) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.

The issuer belongs to the sponsor group Aviation (2 issuers, $4.3M reported sold, 2009–2017).

What this means A sponsor group is one team that sets up a new company for each deal. Aviation has 2 companies on file and $4.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for Roger Golde has not run yet — it is joining a line of 10,133 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 4 closed (disposition not in docket feed), 1 dismissed

Golde v. Financial Industry Regulatory Authority, Inc. closed
District Court, N.D. Illinois · No. 1:19-cv-06677 · Filed Oct 9, 2019 · Closed Oct 10, 2019 · Nature of suit: 896 Arbitration
Role of Golde: Plaintiff · Outcome: Terminated 2019-10-10 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 13 federal dockets); surname only in the caption; court in IL (not a filing state)
Golde v. Indian Spring Country Club, Inc. closed
District Court, S.D. Florida · No. 9:13-cv-80261 · Filed Mar 15, 2013 · Closed Mar 15, 2013
Role of Golde: Plaintiff · Outcome: Terminated 2013-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 13 federal dockets); surname only in the caption; court in FL (not a filing state)
Golde v. Safenet, Inc. closed
District Court, S.D. New York · No. 1:06-cv-06194 · Filed Aug 15, 2006 · Closed Feb 21, 2007 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Golde: Plaintiff · Outcome: Terminated 2007-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 13 federal dockets); surname only in the caption; court in NY (not a filing state)
Wells Fargo Bank, N.A. v. Golde State Berries Inc closed
District Court, N.D. California · No. 5:01-cv-20474 · Filed May 29, 2001 · Closed Feb 12, 2002 · Nature of suit: 891 Agricultural acts
Role of Golde State Berries Inc: Defendant · Outcome: Terminated 2002-02-12 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 13 federal dockets); surname only in the caption; court in CA (not a filing state)
GOLDE v. FIFTH AVENUE ACQUISITIONS dismissed
District Court, E.D. Virginia · No. · Filed Mar 13, 1987 · Closed Jan 11, 1988 · Nature of suit: 190 Other contract actions
Role of GOLDE: Plaintiff · Outcome: Terminated 1988-01-11 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 13 federal dockets); surname only in the caption; court in the person's filing state (VA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roger Golde..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Whitaker v. Golde's Department Stores Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-16580 · Filed Aug 13, 1992 · Closed Mar 15, 1993
Role of Golde's Department Stores Inc.: Defendant · Outcome: Case closed 1993-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 13 federal dockets); surname only in the caption; court in FL (not a filing state)
Mel Golde Mens Shoes, Inc. closed
United States Bankruptcy Court, W.D. Kentucky · No. 90-33062 · Filed Oct 2, 1990 · Closed Jul 16, 1992
Role of Mel Golde Mens Shoes, Inc.: Debtor · Outcome: Case closed 1992-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 13 federal dockets); different first name (mel); court in KY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Roger Golde (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 7, 2009 D
AVIATION FACILITIES CO INC
File 021-91566-7P
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Roger Golde on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other · group: Aviation

AVIATION FACILITIES CO INC

Mclean, VA · Jul 7, 2009
  • Jul 7, 2009 · D · $2,500,000 sold of $2,500,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.5M from 17 investors (100% of the $2.5M target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Roger 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SP
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Person

Stephen M. Peet

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Roger Golde. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald T. Halpin

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Roger Golde. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Suzanne Smith

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Roger Golde. Their page shows their other deals.

RS
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Person

Robert Stubbs

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

FC
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Person

Francis, Jr. Chambers

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Kendall

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

PJ
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Jeffries

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Ewing

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Suzanne Connell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Humiston

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Grover

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

James Norris

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Nicholson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Golde. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Williams

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Roger Golde. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Charles, Jr. Stipancic

Director, Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Charles, Jr. Stipancic is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DU
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Ungerleider

Director, Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Roger Golde. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

John Northcott

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Roger Golde. Their page shows their other deals.

The team behind the deals

Sponsor group

Aviation

2 issuers · 2 filings · $4.3M reported sold · 2009–2017

One team, 2 deal companies. Roger Golde is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Roger Golde.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roger Golde by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roger Golde is listed on: none on file. No website or social profile named in AVIATION FACILITIES CO INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #371,173 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Mclean, VA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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