Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:41 AM ET

Sponsor Check › Person

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Roger Freeman

Named as an officer, director or promoter on SEC Form D filings · OK · Jan 10, 2018 → Oct 3, 2018

1deal (issuers)

$16Mreported sold

182investors

2Form D filings

2018year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roger Freeman is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jan 2018 and Oct 2018: First Oklahoma Holdings, Inc. (Jenks, OK — other banking and financial services — 2018; $16M reported sold to 182 investors).

What this means One deal on file with the SEC, filed Oct 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Burt B. Holmes (2 shared filings), David M. Sherwood (2 shared filings), Donald S. Lockhart (2 shared filings), Dr. James B. Wise (2 shared filings), Dr. James M. Whiteneck (2 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 32 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Roger Freeman and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Roger C. Freeman" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roger Freeman has not run yet — it is joining a line of 38,528 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roger Freeman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

32 cases: 32 closed (disposition not in docket feed)

Roger A. Freeman and Kathryn v. Freeman closed

United States Bankruptcy Court, S.D. Indiana · No. 92-JMC-7 · Filed May 21, 2019 · Closed Aug 31, 2019

Role of Roger A. Freeman and Kathryn: Plaintiff · Outcome: Case closed 2019-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in IN (not a filing state)

Roger Freeman closed

United States Bankruptcy Court, E.D. New York · No. 8-16-73556 · Filed Aug 5, 2016 · Closed Oct 11, 2016

Role of Roger Freeman: Debtor · Outcome: Case closed 2016-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

ROGER K FREEMAN and HEATHER A FREEMAN closed

United States Bankruptcy Court, D. Minnesota · No. 11-32515 · Filed Apr 15, 2011 · Closed Sep 19, 2016

Role of ROGER K FREEMAN and HEATHER A FREEMAN: Debtor · Outcome: Case closed 2016-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)

Roger D. Freeman closed

United States Bankruptcy Court, N.D. Ohio · No. 11-30272 · Filed Jan 21, 2011 · Closed May 9, 2011

Role of Roger D. Freeman: Debtor · Outcome: Case closed 2011-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Roger Freeman and Deborah S. Freeman closed

United States Bankruptcy Court, N.D. Ohio · No. 10-22237 · Filed Dec 18, 2010 · Closed Apr 4, 2011

Role of Roger Freeman and Deborah S. Freeman: Debtor · Outcome: Case closed 2011-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Roger W. Freeman and Donna A. Freeman closed

United States Bankruptcy Court, D. Massachusetts · No. 10-42791 · Filed May 31, 2010 · Closed Sep 16, 2010

Role of Roger W. Freeman and Donna A. Freeman: Debtor · Outcome: Case closed 2010-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Roger D Freeman and Shirley A Freeman closed

United States Bankruptcy Court, D. Colorado · No. 09-16397 · Filed Apr 10, 2009 · Closed Dec 13, 2016

Role of Roger D Freeman and Shirley A Freeman: Debtor · Outcome: Case closed 2016-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)

Roger E. Freeman and Cynthia K. Freeman closed

United States Bankruptcy Court, E.D. Texas · No. 08-40837 · Filed Mar 31, 2008 · Closed Aug 28, 2008

Role of Roger E. Freeman and Cynthia K. Freeman: Debtor · Outcome: Case closed 2008-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Roger E. Freeman and Cynthia K. Freeman closed

United States Bankruptcy Court, E.D. Texas · No. 06-41933 · Filed Nov 7, 2006 · Closed Feb 20, 2009

Role of Roger E. Freeman and Cynthia K. Freeman: Debtor · Outcome: Case closed 2009-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Roger F. Freeman and Shenandoah D. Freeman closed

United States Bankruptcy Court, W.D. New York · No. 1-04-19218 · Filed Dec 20, 2004 · Closed Mar 24, 2010

Role of Roger F. Freeman and Shenandoah D. Freeman: Debtor · Outcome: Case closed 2010-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Roger F. Freeman closed

United States Bankruptcy Court, W.D. Oklahoma · No. 04-17873 · Filed Jul 22, 2004 · Closed Jan 21, 2005

Role of Roger F. Freeman: Debtor · Outcome: Case closed 2005-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (OK)

ROGER L FREEMAN and VANESSA D FREEMAN closed

United States Bankruptcy Court, N.D. Alabama · No. 04-83231 · Filed Jul 16, 2004 · Closed Nov 1, 2004

Role of ROGER L FREEMAN and VANESSA D FREEMAN: Debtor · Outcome: Case closed 2004-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

Runae N. Freeman and Roger T Freeman closed

United States Bankruptcy Court, N.D. Illinois · No. 04-06526 · Filed Feb 20, 2004 · Closed Jun 16, 2004

Role of Roger T Freeman: Debtor · Outcome: Case closed 2004-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Roger G. Freeman and Simonne A. Freeman closed

United States Bankruptcy Court, D. Colorado · No. 03-28954 · Filed Sep 23, 2003 · Closed Jan 23, 2004

Role of Roger G. Freeman and Simonne A. Freeman: Debtor · Outcome: Case closed 2004-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)

Roger Freeman and Deborah S. Freeman closed

United States Bankruptcy Court, N.D. Ohio · No. 02-14374 · Filed Apr 24, 2002 · Closed Feb 12, 2003

Role of Roger Freeman and Deborah S. Freeman: Debtor · Outcome: Case closed 2003-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Roger Freeman closed

United States Bankruptcy Court, N.D. Illinois · No. 02-03897 · Filed Jan 31, 2002 · Closed May 13, 2002

Role of Roger Freeman: Debtor · Outcome: Case closed 2002-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Roger Freeman and Tracey L. Freeman closed

United States Bankruptcy Court, D. New Jersey · No. 00-40941 · Filed Nov 8, 2000 · Closed Feb 15, 2001

Role of Roger Freeman and Tracey L. Freeman: Debtor · Outcome: Case closed 2001-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Roger Freeman closed

United States Bankruptcy Court, E.D. Virginia · No. 00-81047 · Filed Sep 28, 2000 · Closed Jan 29, 2001

Role of Roger Freeman: Debtor · Outcome: Case closed 2001-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

ROGER FREEMAN closed

United States Bankruptcy Court, N.D. Alabama · No. 00-42746 · Filed Sep 12, 2000 · Closed Jun 15, 2001

Role of ROGER FREEMAN: Debtor · Outcome: Case closed 2001-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

Roger Freeman closed

United States Bankruptcy Court, D. New Mexico · No. 99-11281 · Filed Mar 5, 1999 · Closed Jun 28, 1999

Role of Roger Freeman: Debtor · Outcome: Case closed 1999-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NM (not a filing state)

Roger Freeman closed

United States Bankruptcy Court, D. New Jersey · No. 95-29532 · Filed Dec 5, 1995 · Closed Apr 29, 1996

Role of Roger Freeman: Debtor · Outcome: Case closed 1996-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Roger Freeman closed

United States Bankruptcy Court, D. New Jersey · No. 95-20734 · Filed Jan 31, 1995 · Closed Nov 28, 1995

Role of Roger Freeman: Debtor · Outcome: Case closed 1995-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Roger K. Freeman closed

United States Bankruptcy Court, M.D. Florida · No. 8:94-bk-00511 · Filed Jan 18, 1994 · Closed May 16, 1994

Role of Roger K. Freeman: Debtor · Outcome: Case closed 1994-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Roger Freeman closed

United States Bankruptcy Court, D. New Jersey · No. 93-27849 · Filed Sep 29, 1993 · Closed Jan 5, 1995

Role of Roger Freeman: Debtor · Outcome: Case closed 1995-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Roger L. Freeman closed

United States Bankruptcy Court, S.D. Florida. · No. 93-21368 · Filed Apr 12, 1993 · Closed Apr 11, 1994

Role of Roger L. Freeman: Debtor · Outcome: Case closed 1994-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

ROGER K FREEMAN closed

United States Bankruptcy Court, D. Minnesota · No. 93-30073 · Filed Jan 7, 1993 · Closed May 25, 1993

Role of ROGER K FREEMAN: Debtor · Outcome: Case closed 1993-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)

Roger Freeman and Jessica Freeman closed

United States Bankruptcy Court, D. New Jersey · No. 92-26867 · Filed Aug 24, 1992 · Closed Jul 28, 1993

Role of Roger Freeman and Jessica Freeman: Debtor · Outcome: Case closed 1993-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Roger P. Freeman and Donna C. Freeman closed

United States Bankruptcy Court, M.D. Florida · No. 2:92-bk-07539 · Filed Jun 3, 1992 · Closed Dec 7, 1992

Role of Roger P. Freeman and Donna C. Freeman: Debtor · Outcome: Case closed 1992-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Roger T Freeman closed

United States Bankruptcy Court, N.D. Illinois · No. 87-18740 · Filed Dec 18, 1987 · Closed May 15, 1991

Role of Roger T Freeman: Debtor · Outcome: Case closed 1991-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Roger D. Freeman closed

United States Bankruptcy Court, N.D. Georgia · No. 87-07183 · Filed Sep 18, 1987 · Closed Feb 23, 1988

Role of Roger D. Freeman: Debtor · Outcome: Case closed 1988-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

Roger L. Freeman closed

United States Bankruptcy Court, N.D. Georgia · No. 87-80029 · Filed Jan 8, 1987 · Closed Sep 4, 1990

Role of Roger L. Freeman: Debtor · Outcome: Case closed 1990-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

ROGER FREEMAN and ZENA RENEE FREEMAN closed

United States Bankruptcy Court, N.D. Alabama · No. 87-00027 · Filed Jan 5, 1987 · Closed May 19, 1987

Role of ROGER FREEMAN and ZENA RENEE FREEMAN: Debtor · Outcome: Case closed 1987-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Roger Freeman (compared 2 filings on Oct 24, 2026)

Note · Oct 1, 2018 – Oct 3, 2018

No amendment in the last 12 months on an offering that may still be open — First Oklahoma Holdings, Inc. (latest filing Oct 3, 2018)

The latest filing for this offering is dated Oct 3, 2018 (first sale Oct 1, 2018). It reports $8,615,640 sold of $15,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 3, 2018 ↗First Oklahoma Holdings, Inc. — PartnerFacts page ↗

Sources

Form D · Oct 3, 2018 ↗ (Oct 3, 2018)
First Oklahoma Holdings, Inc. — PartnerFacts page ↗ (May 13, 2026)

Note · Dec 29, 2017 – Jan 10, 2018

No amendment in the last 12 months on an offering that may still be open — First Oklahoma Holdings, Inc. (latest filing Jan 10, 2018)

The latest filing for this offering is dated Jan 10, 2018 (first sale Dec 29, 2017). It reports $2,834,205 sold of $5,800,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Jan 10, 2018 ↗First Oklahoma Holdings, Inc. — PartnerFacts page ↗

Sources

Form D · Jan 10, 2018 ↗ (Jan 10, 2018)
First Oklahoma Holdings, Inc. — PartnerFacts page ↗ (May 13, 2026)

Note · Nov 5, 2013 – Mar 8, 2024

Same name, different state: "Roger C. Freeman" (NY) is a separate record

This page covers filings where the address state is OK. A separate record, "Roger C. Freeman" with address state NY, is listed on 22 filings — most recently by SFW Captify Co-Invest, L.P. (Mar 8, 2024). Both records have filings in the same period (Jan 10, 2018 to Oct 3, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Roger C. Freeman (NY) — PartnerFacts page ↗Form D · Mar 8, 2024 ↗SFW Captify Co-Invest, L.P. — PartnerFacts page ↗Roger Freeman (OK) — this page ↗

Sources

Roger C. Freeman (NY) — PartnerFacts page ↗ (Mar 8, 2024)
Form D · Mar 8, 2024 ↗ (Mar 8, 2024)
SFW Captify Co-Invest, L.P. — PartnerFacts page ↗ (Mar 8, 2024)
Roger Freeman (OK) — this page ↗ (Oct 3, 2018)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 3, 2018 D First Oklahoma Holdings, Inc. File 021-322740	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 10, 2018 D First Oklahoma Holdings, Inc. File 021-302910	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Roger Freeman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services

First Oklahoma Holdings, Inc.

Jenks, OK · Jan 10, 2018 → Oct 3, 2018 · 2 filings

Oct 3, 2018 · D · $8,615,640 sold of $15,000,000 · 110 investors · min. No minimum reported · role: Executive Officer (EVP, Chief Lending Officer) EDGAR ↗
Jan 10, 2018 · D · $2,834,205 sold of $5,800,000 · 98 investors · min. No minimum reported · role: Executive Officer (EVP, Chief Lending Officer) EDGAR ↗

Raised $16M from 182 investors (100% of the $15M target) as of the latest filing. Roger is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Roger C. Freeman — NY, 17 issuers, Nov 5, 2013 → Mar 8, 2024 · no shared issuer

People around Roger 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas E. Bennett, III

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David M. Sherwood

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Donald S. Lockhart

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

E.P. Reddy

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Garry P. Groom

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robin Mayhugh

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Leeland N. Alexander

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Galen Martens

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeff Hilst

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dr. Rollie E. Rhodes

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dr. James B. Wise

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dr. James M. Whiteneck

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Burt B. Holmes

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Pete Dickinson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dr. Thomas Bennett, Jr.

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott Kirk

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Hutchens

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Lew Erickson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Paul

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul Samuels

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

E. Paul Samuels

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Freeman. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roger Freeman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roger Freeman is listed on: none on file. No website or social profile named in First Oklahoma Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #26,884 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Jenks, OK). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Roger Freeman

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — First Oklahoma Holdings, Inc. (latest filing Oct 3, 2018)

No amendment in the last 12 months on an offering that may still be open — First Oklahoma Holdings, Inc. (latest filing Jan 10, 2018)

Same name, different state: "Roger C. Freeman" (NY) is a separate record

5. Money to insiders

Deals 1

People around Roger 21

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person