Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Roger E. Elliott

Named as an officer, director or promoter on SEC Form D filings · TX · Feb 21, 2019 → Feb 21, 2019

1deal (issuers)

$12Kreported sold

1investors

1Form D filing

2019year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roger E. Elliott is listed as a director on 1 SEC Form D filing by 1 issuer in Feb 2019: Alliance Bancshares, Inc. (Sulphur Springs, TX — other banking and financial services — 2019; $12K reported sold to 1 investors).

What this means One deal on file with the SEC, filed Feb 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Charles Helm (1 shared filing), James D. Worsham (1 shared filing), James M. Law (1 shared filing), Judy 75482 Gillis (1 shared filing), L. F. Bridges, III (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 33 bankruptcy cases matching the name listed in Key records below.

What this means 34 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Roger E. Elliott and found 2 differences: Roger E. Elliott appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roger E. Elliott has not run yet — it is joining a line of 51,575 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

IN RE: ROGER ELLIOTT open

District Court, M.D. North Carolina · No. 1:20-mc-00018 · Filed Jul 17, 2020

Role of ROGER ELLIOTT: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in NC (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roger E. Elliott..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

33 cases: 32 closed (disposition not in docket feed), 1 open

Roger L Elliott closed

United States Bankruptcy Court, C.D. Illinois · No. 19-80417 · Filed Apr 2, 2019 · Closed Aug 16, 2019

Role of Roger L Elliott: Debtor · Outcome: Case closed 2019-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in IL (not a filing state); middle initial differs

Roger Elliott open

United States Bankruptcy Court, E.D. Tennessee · No. 4:19-bk-11205 · Filed Mar 21, 2019

Role of Roger Elliott: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in TN (not a filing state)

Roger A Elliott, Sr. and Lisa M Elliott closed

United States Bankruptcy Court, S.D. Illinois · No. 16-30821 · Filed May 25, 2016 · Closed Sep 2, 2021

Role of Roger A Elliott, Sr.: Debtor · Outcome: Case closed 2021-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in IL (not a filing state); middle initial differs

Roger W Elliott closed

United States Bankruptcy Court, N.D. Illinois · No. 14-10211 · Filed Mar 21, 2014 · Closed Jul 11, 2014

Role of Roger W Elliott: Debtor · Outcome: Case closed 2014-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in IL (not a filing state); middle initial differs

Roger D. Elliott and Marilou L Elliott closed

United States Bankruptcy Court, W.D. Michigan · No. 12-07837 · Filed Aug 29, 2012 · Closed Jan 28, 2013

Role of Roger D. Elliott and Marilou L Elliott: Debtor · Outcome: Case closed 2013-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in MI (not a filing state); middle initial differs

Roger Elliott and Antoinette Elliott closed

United States Bankruptcy Court, E.D. California · No. 10-41359 · Filed Aug 11, 2010 · Closed Dec 21, 2015

Role of Roger Elliott and Antoinette Elliott: Debtor · Outcome: Case closed 2015-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in CA (not a filing state)

Roger D Elliott and Donna Sisk Elliott closed

United States Bankruptcy Court, W.D. North Carolina · No. 09-40944 · Filed Nov 17, 2009 · Closed Jul 25, 2013

Role of Roger D Elliott and Donna Sisk Elliott: Debtor · Outcome: Case closed 2013-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in NC (not a filing state); middle initial differs

Roger Elliott and Victoria Elliott closed

United States Bankruptcy Court, E.D. Michigan · No. 09-54952 · Filed May 12, 2009 · Closed Oct 8, 2009

Role of Roger Elliott and Victoria Elliott: Debtor · Outcome: Case closed 2009-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in MI (not a filing state)

Roger S. Elliott and Fonda J. Elliott -ABOVE MED closed

United States Bankruptcy Court, W.D. Missouri · No. 09-40919 · Filed Mar 6, 2009 · Closed Aug 29, 2014

Role of Roger S. Elliott and Fonda J. Elliott -ABOVE MED: Debtor · Outcome: Case closed 2014-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in MO (not a filing state); middle initial differs

Roger L Elliott and Tamara L Elliott closed

United States Bankruptcy Court, S.D. Ohio · No. 2:07-bk-53657 · Filed May 15, 2007 · Closed Sep 5, 2007

Role of Roger L Elliott and Tamara L Elliott: Debtor · Outcome: Case closed 2007-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in OH (not a filing state); middle initial differs

Roger W. Elliott and Toy Ann Elliott closed

United States Bankruptcy Court, N.D. Indiana · No. 05-37964 · Filed Oct 12, 2005 · Closed Jan 22, 2007

Role of Roger W. Elliott and Toy Ann Elliott: Debtor · Outcome: Case closed 2007-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in IN (not a filing state); middle initial differs

Roger A. Elliott and Janice E. Elliott closed

United States Bankruptcy Court, N.D. Indiana · No. 03-33826 · Filed Jul 2, 2003 · Closed Dec 10, 2003

Role of Roger A. Elliott and Janice E. Elliott: Debtor · Outcome: Case closed 2003-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in IN (not a filing state); middle initial differs

Roger W Elliott closed

United States Bankruptcy Court, N.D. Illinois · No. 03-17403 · Filed Apr 18, 2003 · Closed Sep 15, 2003

Role of Roger W Elliott: Debtor · Outcome: Case closed 2003-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in IL (not a filing state); middle initial differs

Roger D. Elliott and Teresa Lisenby Elliott closed

United States Bankruptcy Court, E.D. Texas · No. 03-60299 · Filed Feb 7, 2003 · Closed Jul 19, 2006

Role of Roger D. Elliott and Teresa Lisenby Elliott: Debtor · Outcome: Case closed 2006-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in the person's filing state (TX); middle initial differs

Roger C Elliott Sr closed

United States Bankruptcy Court, C.D. California · No. 8:02-bk-18072 · Filed Oct 18, 2002 · Closed Feb 11, 2003

Role of Roger C Elliott Sr: Debtor · Outcome: Case closed 2003-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in CA (not a filing state); middle initial differs

Joyce B. Elliott and Roger S. Elliott closed

United States Bankruptcy Court, D. New Hampshire · No. 02-11992 · Filed Jun 27, 2002 · Closed Mar 2, 2005

Role of Roger S. Elliott: Debtor · Outcome: Case closed 2005-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in NH (not a filing state); middle initial differs

Roger C Elliott Ii closed

United States Bankruptcy Court, C.D. California · No. 1:01-bk-18955 · Filed Sep 20, 2001 · Closed Jan 29, 2003

Role of Roger C Elliott Ii: Debtor · Outcome: Case closed 2003-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in CA (not a filing state); middle initial differs

Roger T. Elliott and Isabela H. Elliott closed

United States Bankruptcy Court, D. Nebraska · No. 01-41444 · Filed May 25, 2001 · Closed Sep 28, 2001

Role of Roger T. Elliott and Isabela H. Elliott: Debtor · Outcome: Case closed 2001-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); middle initial differs

Roger M. Elliott closed

United States Bankruptcy Court, D. Maryland · No. 01-10720 · Filed Jan 19, 2001 · Closed Jun 4, 2001

Role of Roger M. Elliott: Debtor · Outcome: Case closed 2001-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in MD (not a filing state); middle initial differs

Roger L. Elliott and Debra S. Elliott closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 00-30085 · Filed Dec 27, 2000 · Closed Apr 19, 2001

Role of Roger L. Elliott and Debra S. Elliott: Debtor · Outcome: Case closed 2001-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in PA (not a filing state); middle initial differs

Roger L. Elliott and Deborah L. Elliott closed

United States Bankruptcy Court, N.D. Ohio · No. 00-41289 · Filed May 8, 2000 · Closed Oct 24, 2000

Role of Roger L. Elliott and Deborah L. Elliott: Debtor · Outcome: Case closed 2000-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in OH (not a filing state); middle initial differs

Roger A. Elliott and Linda D. Elliott closed

United States Bankruptcy Court, E.D. California · No. 99-91921 · Filed Apr 28, 1999 · Closed Aug 10, 1999

Role of Roger A. Elliott and Linda D. Elliott: Debtor · Outcome: Case closed 1999-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in CA (not a filing state); middle initial differs

Roger A. Elliott and Margaret Joyce Elliott closed

United States Bankruptcy Court, W.D. Kentucky · No. 98-34671 · Filed Aug 26, 1998 · Closed Nov 25, 1998

Role of Roger A. Elliott and Margaret Joyce Elliott: Debtor · Outcome: Case closed 1998-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in KY (not a filing state); middle initial differs

Roger C. Elliott closed

United States Bankruptcy Court, M.D. Florida · No. 6:98-bk-01633 · Filed Feb 27, 1998 · Closed Jun 29, 1998

Role of Roger C. Elliott: Debtor · Outcome: Case closed 1998-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in FL (not a filing state); middle initial differs

Roger E. Elliott and Deborah L. Elliott closed

United States Bankruptcy Court, W.D. North Carolina · No. 97-51544 · Filed Nov 4, 1997 · Closed Mar 13, 1998

Role of Roger E. Elliott and Deborah L. Elliott: Debtor · Outcome: Case closed 1998-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in NC (not a filing state)

Roger L Elliott and Toni J Elliott closed

United States Bankruptcy Court, S.D. Ohio · No. 2:97-bk-52818 · Filed Mar 27, 1997 · Closed Aug 27, 1997

Role of Roger L Elliott and Toni J Elliott: Debtor · Outcome: Case closed 1997-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in OH (not a filing state); middle initial differs

Roger D. Elliott closed

United States Bankruptcy Court, W.D. Michigan · No. 97-00454 · Filed Jan 21, 1997 · Closed Aug 29, 2001

Role of Roger D. Elliott: Debtor · Outcome: Case closed 2001-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in MI (not a filing state); middle initial differs

Roger L Elliott closed

United States Bankruptcy Court, S.D. Ohio · No. 2:96-bk-55219 · Filed Jul 23, 1996 · Closed Dec 11, 1996

Role of Roger L Elliott: Debtor · Outcome: Case closed 1996-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in OH (not a filing state); middle initial differs

Roger C Elliott and Shizuko Elliott closed

United States Bankruptcy Court, C.D. California · No. 8:95-bk-18385 · Filed Aug 16, 1995 · Closed Dec 28, 1995

Role of Roger C Elliott and Shizuko Elliott: Debtor · Outcome: Case closed 1995-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in CA (not a filing state); middle initial differs

Della M Elliot and Roger C Elliott closed

United States Bankruptcy Court, S.D. Texas · No. 94-43958 · Filed Jun 6, 1994 · Closed Jan 22, 1997

Role of Della M Elliot and Roger C Elliott: Debtor · Outcome: Case closed 1997-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in the person's filing state (TX); middle initial differs

ROGER L. ELLIOTT and DIANA L. ELLIOTT closed

United States Bankruptcy Court, D. Montana · No. 89-41066 · Filed Aug 1, 1989 · Closed Nov 27, 1989

Role of ROGER L. ELLIOTT and DIANA L. ELLIOTT: Debtor · Outcome: Case closed 1989-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in MT (not a filing state); middle initial differs

Roger L. Elliott closed

United States Bankruptcy Court, W.D. Michigan · No. 89-02808 · Filed Jul 31, 1989 · Closed Sep 24, 1992

Role of Roger L. Elliott: Debtor · Outcome: Case closed 1992-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in MI (not a filing state); middle initial differs

Roger A. Elliott and Teresa D. Elliott closed

United States Bankruptcy Court, E.D. Louisiana · No. 88-13508 · Filed Aug 25, 1988 · Closed Dec 19, 1988

Role of Roger A. Elliott and Teresa D. Elliott: Debtor · Outcome: Case closed 1988-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); court in LA (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Roger E. Elliott (compared 1 filing on Oct 24, 2026)

Note · Feb 21, 2019

Roger E. Elliott appears on 1 deal that stopped filing before reaching its target

Alliance Bancshares, Inc. (last filing Feb 21, 2019; $11,655 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Alliance Bancshares, Inc. — PartnerFacts page ↗

Sources

Alliance Bancshares, Inc. — PartnerFacts page ↗ (Feb 21, 2019)

Note · Feb 19, 2019 – Feb 21, 2019

No amendment in the last 12 months on an offering that may still be open — Alliance Bancshares, Inc. (latest filing Feb 21, 2019)

The latest filing for this offering is dated Feb 21, 2019 (first sale Feb 19, 2019). It reports $11,655 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 21, 2019 ↗Alliance Bancshares, Inc. — PartnerFacts page ↗

Sources

Form D · Feb 21, 2019 ↗ (Feb 21, 2019)
Alliance Bancshares, Inc. — PartnerFacts page ↗ (Feb 21, 2019)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 21, 2019 D Alliance Bancshares, Inc. File 021-333216	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Roger E. Elliott on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services

Alliance Bancshares, Inc.

Sulphur Springs, TX · Feb 21, 2019

Feb 21, 2019 · D · $11,655 sold of $10,000,000 · 1 investors · min. $157,500 · role: Director EDGAR ↗

Raised $12K from 1 investor (0% of the $10M target) as of the latest filing. Roger is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Roger 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Mickey F. Eddins

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James D. Worsham

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James M. Law

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas C. Sellers

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael McKenzie

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

L. F. Bridges, III

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Charles Helm

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ruth Ann Crowson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ralph Preuss

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Wayne Cooper

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Judy 75482 Gillis

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger E. Elliott. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roger E. Elliott by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roger E. Elliott is listed on: none on file. No website or social profile named in Alliance Bancshares, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #239,397 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Sulphur Springs, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Roger E. Elliott

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Roger E. Elliott appears on 1 deal that stopped filing before reaching its target

No amendment in the last 12 months on an offering that may still be open — Alliance Bancshares, Inc. (latest filing Feb 21, 2019)

5. Money to insiders

Deals 1

People around Roger 11

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person