Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:31 AM ET

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Roger Hanson

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9) · Oct 24, 2008 → Jan 19, 2024

97deals (issuers)

$27.73Breported sold

4,655investors

408Form D filings

2008–2024years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:01 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roger Hanson is listed as an executive officer, director, and promoter on 408 SEC Form D filings by 97 issuers between Oct 2008 and Jan 2024. Largest by amount reported sold: TITAN MASTERS INTERNATIONAL FUND LTD (Halifax, Nova Scotia, Canada (as filed: A5) — pooled investment fund — 2013–2019; $3.61B reported sold to 879 investors), WHALE ROCK FLAGSHIP FUND LTD (Boston, MA — pooled investment fund — 2009–2020; $3.27B reported sold to 418 investors), Redmile Capital Offshore Fund, Ltd. (San Francisco, CA — pooled investment fund — 2011–2012; $2.18B reported sold to 302 investors), Whale Rock Long Opportunities Fund LTD (Boston, MA — pooled investment fund — 2020–2021; $1.55B reported sold to 96 investors), JHL Capital Group Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2023; $1.4B reported sold to 188 investors) and 92 more (all listed below).

What this means That is a lot of deals — 97 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $27.73B sold in total.

Listed alongside David Bree (124 shared filings), Ronan Guilfoyle (83 shared filings), Don Seymour (61 shared filings), Afsaneh Beschloss (37 shared filings), Sudhir Krishnamurthi (37 shared filings) and 214 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.

The issuers belong to 4 sponsor groups: Convex Asia (13 issuers, $530.6M reported sold, 2014–2018), Atomico (4 issuers, $476.6M reported sold, 2009–2016), Titan (46 issuers, $9.54B reported sold, 2009–2026) and Greylock (5 issuers, $137.1M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 24 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 408 public filings for Roger Hanson and found 16 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roger Hanson has not run yet — it is joining a line of 23,233 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Roger S. Hanson v. State Bar of California dismissed

District Court, C.D. California · No. 8:17-cv-00663 · Filed Apr 11, 2017 · Closed Apr 30, 2017 · Nature of suit: 890 Other statutory actions

Role of Roger S. Hanson: Plaintiff · Outcome: Terminated 2017-04-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:01 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roger Hanson..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

24 cases: 2 open, 22 closed (disposition not in docket feed)

Roger D. Hanson and Kay L. Hanson open

United States Bankruptcy Court, N.D. Iowa · No. 26-00181 · Filed Mar 2, 2026

Role of Roger D. Hanson and Kay L. Hanson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in IA (not a filing state)

Roger A. Hanson, Jr. and Valerie L. Sturgis Hanson closed

United States Bankruptcy Court, N.D. Ohio · No. 24-61747 · Filed Dec 31, 2024 · Closed Apr 11, 2025

Role of Roger A. Hanson, Jr.: Debtor · Outcome: Case closed 2025-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in OH (not a filing state)

Roger A Hanson, Jr. open

United States Bankruptcy Court, E.D. Wisconsin · No. 22-24770 · Filed Oct 27, 2022

Role of Roger A Hanson, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in WI (not a filing state)

Roger L. Hanson closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-06-10701 · Filed Apr 18, 2006 · Closed Jun 28, 2007

Role of Roger L. Hanson: Debtor · Outcome: Case closed 2007-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in WI (not a filing state)

Barbara K. Hanson and Roger C. Hanson closed

United States Bankruptcy Court, D. North Dakota · No. 05-33268 · Filed Oct 14, 2005 · Closed Feb 22, 2006

Role of Roger C. Hanson: Debtor · Outcome: Case closed 2006-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in ND (not a filing state)

Roger L. Hanson closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-05-17324 · Filed Sep 12, 2005 · Closed Jul 21, 2006

Role of Roger L. Hanson: Debtor · Outcome: Case closed 2006-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in WI (not a filing state)

Roger A. Hanson and Dawn M. Hanson closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-04-15366 · Filed Jul 24, 2004 · Closed Nov 2, 2004

Role of Roger A. Hanson and Dawn M. Hanson: Debtor · Outcome: Case closed 2004-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in WI (not a filing state)

ROGER A HANSON and COLLEEN F HANSON closed

United States Bankruptcy Court, D. Minnesota · No. 04-40976 · Filed Feb 26, 2004 · Closed Mar 12, 2008

Role of ROGER A HANSON and COLLEEN F HANSON: Debtor · Outcome: Case closed 2008-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in MN (not a filing state)

ROGER HANSON closed

United States Bankruptcy Court, D. Nevada · No. 03-22921 · Filed Oct 16, 2003 · Closed Mar 8, 2007

Role of ROGER HANSON: Debtor · Outcome: Case closed 2007-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in NV (not a filing state)

Roger A Hanson and Dawn M Hanson closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-03-15051 · Filed Jul 7, 2003 · Closed Nov 9, 2004

Role of Roger A Hanson and Dawn M Hanson: Debtor · Outcome: Case closed 2004-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in WI (not a filing state)

Roger W Hanson and Shannon M Hanson closed

United States Bankruptcy Court, E.D. North Carolina · No. 02-03658 · Filed May 1, 2002 · Closed Oct 22, 2003

Role of Roger W Hanson and Shannon M Hanson: Debtor · Outcome: Case closed 2003-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in NC (not a filing state)

Roger A. Hanson closed

United States Bankruptcy Court, N.D. Oklahoma · No. 02-01572 · Filed Apr 3, 2002 · Closed Jul 29, 2002

Role of Roger A. Hanson: Debtor · Outcome: Case closed 2002-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in OK (not a filing state)

Roger D. Hanson and Sharon A. Hanson closed

United States Bankruptcy Court, D. Oregon · No. 02-60912 · Filed Feb 11, 2002 · Closed May 15, 2002

Role of Roger D. Hanson and Sharon A. Hanson: Debtor · Outcome: Case closed 2002-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in OR (not a filing state)

Roger J Hanson closed

United States Bankruptcy Court, N.D. Illinois · No. 99-36329 · Filed Nov 23, 1999 · Closed Mar 6, 2000

Role of Roger J Hanson: Debtor · Outcome: Case closed 2000-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (IL)

Roger A. Hanson and Dawn M. Hanson closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-97-34421 · Filed Sep 10, 1997 · Closed Dec 24, 1997

Role of Roger A. Hanson and Dawn M. Hanson: Debtor · Outcome: Case closed 1997-12-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in WI (not a filing state)

ROGER A HANSON closed

United States Bankruptcy Court, D. Minnesota · No. 97-35497 · Filed Aug 15, 1997 · Closed Dec 18, 1997

Role of ROGER A HANSON: Debtor · Outcome: Case closed 1997-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in MN (not a filing state)

Roger D. Hanson and Sondra L. Hanson closed

United States Bankruptcy Court, M.D. Florida · No. 8:96-bk-10320 · Filed Aug 8, 1996 · Closed Apr 15, 2002

Role of Roger D. Hanson and Sondra L. Hanson: Debtor · Outcome: Case closed 2002-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (FL)

Roger W. Hanson closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 96-22392 · Filed May 6, 1996 · Closed Feb 20, 1997

Role of Roger W. Hanson: Debtor · Outcome: Case closed 1997-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in PA (not a filing state)

Roger L. Hanson and Carolyn I. Hanson closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:96-bk-00038 · Filed Jan 5, 1996 · Closed Jun 7, 1996

Role of Roger L. Hanson and Carolyn I. Hanson: Debtor · Outcome: Case closed 1996-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in PA (not a filing state)

Roger C. Hanson and Beverly J. Hanson closed

United States Bankruptcy Court, D. New Hampshire · No. 95-12428 · Filed Oct 4, 1995 · Closed Feb 27, 1996

Role of Roger C. Hanson and Beverly J. Hanson: Debtor · Outcome: Case closed 1996-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in NH (not a filing state)

Roger W. Hanson closed

United States Bankruptcy Court, M.D. Florida · No. 8:93-bk-13435 · Filed Dec 30, 1993 · Closed May 3, 1994

Role of Roger W. Hanson: Debtor · Outcome: Case closed 1994-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (FL)

ROGER A HANSON and LORI L HANSON closed

United States Bankruptcy Court, D. Minnesota · No. 93-40439 · Filed Jan 25, 1993 · Closed May 26, 1995

Role of ROGER A HANSON and LORI L HANSON: Debtor · Outcome: Case closed 1995-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in MN (not a filing state)

ROGER G HANSON closed

United States Bankruptcy Court, D. Minnesota · No. 92-41521 · Filed Feb 26, 1992 · Closed Aug 19, 1992

Role of ROGER G HANSON: Debtor · Outcome: Case closed 1992-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in MN (not a filing state)

Roger A. Hanson and Marie E.C. Hanson closed

United States Bankruptcy Court, D. Massachusetts · No. 91-13713 · Filed May 1, 1991 · Closed Oct 7, 1991

Role of Roger A. Hanson and Marie E.C. Hanson: Debtor · Outcome: Case closed 1991-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:01 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Roger Hanson — 6 worth asking about (compared the newest 50 of 408 filings on Oct 24, 2026; older filings not covered)

Note · Jan 13, 1988 – May 3, 2021

4 bankruptcy cases name the subject or team members

Bankruptcy case: Greylock Capital Associates, LLC — filed Jan 31, 2021 · Bankruptcy case: James Dennis Park and Nancy Elizabeth Park — filed Feb 19, 2005 · Bankruptcy case: James Thomas Park, Jr. and Mary Elizabeth Park — filed Aug 7, 1992 · Bankruptcy case: MORBECK TRUSTEE v. CENTRAL MUSIC & VENDING INC — filed Jan 13, 1988

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Greylock Capital Associates, LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. Ohio ↗Elizabeth Park Capital Management, Ltd. — PartnerFacts page ↗

Sources

Worth asking · Sep 30, 2019 – Sep 24, 2020

Amount sold went down between filings — Strategos Offshore, Ltd.

The Sep 30, 2019 filing says $80,565,656 sold; the Sep 24, 2020 Form D/A says $13,530,705 sold — $67,034,951 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Sep 30, 2019 ↗Form D/A (later) · Sep 24, 2020 ↗Strategos Offshore, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Sep 30, 2019 ↗ (Sep 30, 2019)
Form D/A (later) · Sep 24, 2020 ↗ (Sep 24, 2020)
Strategos Offshore, Ltd. — PartnerFacts page ↗ (Sep 10, 2026)

Worth asking · Jan 23, 2019 – Jan 23, 2020

Amount sold went down between filings — Build Offshore Fund, Ltd.

The Jan 23, 2019 filing says $24,965,390 sold; the Jan 23, 2020 Form D/A says $24,153,581 sold — $811,809 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 23, 2019 ↗Form D/A (later) · Jan 23, 2020 ↗Build Offshore Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 23, 2019 ↗ (Jan 23, 2019)
Form D/A (later) · Jan 23, 2020 ↗ (Jan 23, 2020)
Build Offshore Fund, Ltd. — PartnerFacts page ↗ (Jan 17, 2025)

Worth asking · Nov 20, 2018 – Nov 20, 2019

Amount sold went down between filings — FVP OVERSEAS LTD

The Nov 20, 2018 filing says $385,892,471 sold; the Nov 20, 2019 Form D/A says $270,367,240 sold — $115,525,231 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 20, 2018 ↗Form D/A (later) · Nov 20, 2019 ↗FVP OVERSEAS LTD — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 20, 2018 ↗ (Nov 20, 2018)
Form D/A (later) · Nov 20, 2019 ↗ (Nov 20, 2019)
FVP OVERSEAS LTD — PartnerFacts page ↗ (Nov 20, 2019)

Worth asking · Sep 30, 2019 – Sep 24, 2020

Investor count went down between filings — Strategos Offshore, Ltd.

The Sep 30, 2019 filing reports 34 investors; the Sep 24, 2020 Form D/A reports 20 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Sep 30, 2019 ↗Form D/A (later) · Sep 24, 2020 ↗Strategos Offshore, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Sep 30, 2019 ↗ (Sep 30, 2019)
Form D/A (later) · Sep 24, 2020 ↗ (Sep 24, 2020)
Strategos Offshore, Ltd. — PartnerFacts page ↗ (Sep 10, 2026)

Worth asking · Nov 20, 2018 – Nov 20, 2019

Investor count went down between filings — FVP OVERSEAS LTD

The Nov 20, 2018 filing reports 78 investors; the Nov 20, 2019 Form D/A reports 45 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 20, 2018 ↗Form D/A (later) · Nov 20, 2019 ↗FVP OVERSEAS LTD — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 20, 2018 ↗ (Nov 20, 2018)
Form D/A (later) · Nov 20, 2019 ↗ (Nov 20, 2019)
FVP OVERSEAS LTD — PartnerFacts page ↗ (Nov 20, 2019)

Note · May 1, 2004 – May 1, 2023

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — JHL Capital Group Fund Ltd. (latest filing May 1, 2023) · No amendment in the last 12 months on an offering that may still be open — Greylock Global Focus Offshore Fund Ltd. (latest filing Feb 23, 2021) · No amendment in the last 12 months on an offering that may still be open — Alternative Investments Sustainability Ltd. (latest filing Jun 25, 2020) · No amendment in the last 12 months on an offering that may still be open — SQM Frontier Africa Fund (Offshore), Ltd. (latest filing Jun 5, 2020) · No amendment in the last 12 months on an offering that may still be open — Greylock Global Opportunity Fund (Offshore) Ltd. (latest filing Mar 16, 2020) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 1, 2023 ↗JHL Capital Group Fund Ltd. — PartnerFacts page ↗Form D/A · Feb 23, 2021 ↗Greylock Global Focus Offshore Fund Ltd. — PartnerFacts page ↗

Sources

Form D/A · May 1, 2023 ↗ (May 1, 2023)
JHL Capital Group Fund Ltd. — PartnerFacts page ↗ (May 1, 2023)
Form D/A · Feb 23, 2021 ↗ (Feb 23, 2021)
Greylock Global Focus Offshore Fund Ltd. — PartnerFacts page ↗ (Feb 23, 2021)
Form D/A · Jun 25, 2020 ↗ (Jun 25, 2020)
Alternative Investments Sustainability Ltd. — PartnerFacts page ↗ (Feb 10, 2023)
Form D/A · Jun 5, 2020 ↗ (Jun 5, 2020)
SQM Frontier Africa Fund (Offshore), Ltd. — PartnerFacts page ↗ (Jun 5, 2020)

Worth asking · Apr 13, 2020 – Jan 21, 2025

18 people are no longer listed on a later amendment

Roger Hanson is no longer listed on the Jan 21, 2025 amendment — AYM AGGRESSIVE VALUE FUND LTD · Roger Hanson is no longer listed on the Jan 19, 2024 amendment — Build Offshore Fund, Ltd. · Roger Hanson is no longer listed on the Aug 3, 2023 amendment — Georgetown Diversified Fund, Ltd. · Roger Hanson is no longer listed on the Apr 3, 2023 amendment — NEWBROOK CAPITAL OFFSHORE FUND LTD · Roger Hanson is no longer listed on the May 6, 2022 amendment — Elizabeth Park Capital Offshore Fund, Ltd. · and 13 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jan 19, 2024 ↗Form D/A · Jan 21, 2025 ↗Roger Hanson — PartnerFacts page ↗AYM AGGRESSIVE VALUE FUND LTD — PartnerFacts page ↗

Sources

Form D/A · Jan 19, 2024 ↗ (Jan 19, 2024)
Form D/A · Jan 21, 2025 ↗ (Jan 21, 2025)
Roger Hanson — PartnerFacts page ↗
AYM AGGRESSIVE VALUE FUND LTD — PartnerFacts page ↗ (Jan 21, 2026)
Form D/A · Jan 20, 2023 ↗ (Jan 20, 2023)
Form D/A · Jan 19, 2024 ↗ (Jan 19, 2024)
Build Offshore Fund, Ltd. — PartnerFacts page ↗ (Jan 17, 2025)
Form D/A · Jul 27, 2022 ↗ (Jul 27, 2022)

Note · Feb 20, 2019 – Feb 20, 2020

Minimum investment changed between filings — L&B Offshore Fund Ltd

The Feb 20, 2019 filing lists a minimum of $1,000,000; the Feb 20, 2020 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 20, 2019 ↗Form D/A (later) · Feb 20, 2020 ↗L&B Offshore Fund Ltd — PartnerFacts page ↗

Sources

Form D/A (earlier) · Feb 20, 2019 ↗ (Feb 20, 2019)
Form D/A (later) · Feb 20, 2020 ↗ (Feb 20, 2020)
L&B Offshore Fund Ltd — PartnerFacts page ↗ (Feb 13, 2026)

Note · Mar 18, 2016 – Mar 19, 2018

Reported net asset value range changed between filings — SCOGGIN OVERSEAS FUND LTD

"Over $100,000,000" (Mar 18, 2016); then "Decline to Disclose" (Mar 19, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 18, 2016 ↗Form D/A · Mar 19, 2018 ↗SCOGGIN OVERSEAS FUND LTD — PartnerFacts page ↗

Sources

Form D/A · Mar 18, 2016 ↗ (Mar 18, 2016)
Form D/A · Mar 19, 2018 ↗ (Mar 19, 2018)
SCOGGIN OVERSEAS FUND LTD — PartnerFacts page ↗ (Feb 5, 2026)

Note · Oct 13, 2010 – Oct 15, 2013

Same name, different state: "Roger Hanson" (P8) is a separate record

This page covers filings where the address state is E9. A separate record, "Roger Hanson" with address state P8, is listed on 4 filings — most recently by Raptor Evolution Fund Ltd. (Oct 15, 2013). Both records have filings in the same period (Oct 13, 2010 to Oct 15, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Roger Hanson (P8) — PartnerFacts page ↗Form D/A · Oct 15, 2013 ↗Raptor Evolution Fund Ltd. — PartnerFacts page ↗Roger Hanson (E9) — this page ↗

Sources

Roger Hanson (P8) — PartnerFacts page ↗ (Oct 15, 2013)
Form D/A · Oct 15, 2013 ↗ (Oct 15, 2013)
Raptor Evolution Fund Ltd. — PartnerFacts page ↗ (Oct 15, 2013)
Roger Hanson (E9) — this page ↗ (Jan 19, 2024)

Note · Mar 13, 2009 – Oct 27, 2011

Same name, different state: "Roger H Hanson" (NY) is a separate record

This page covers filings where the address state is E9. A separate record, "Roger H Hanson" with address state NY, is listed on 9 filings — most recently by JAT CAPITAL OFFSHORE FUND LTD (Oct 27, 2011). Both records have filings in the same period (Mar 13, 2009 to Oct 27, 2011).

Roger H Hanson (NY) — PartnerFacts page ↗Form D/A · Oct 27, 2011 ↗JAT CAPITAL OFFSHORE FUND LTD — PartnerFacts page ↗Roger Hanson (E9) — this page ↗

Sources

Roger H Hanson (NY) — PartnerFacts page ↗ (Oct 27, 2011)
Form D/A · Oct 27, 2011 ↗ (Oct 27, 2011)
JAT CAPITAL OFFSHORE FUND LTD — PartnerFacts page ↗ (Nov 3, 2014)
Roger Hanson (E9) — this page ↗ (Jan 19, 2024)

Note · Sep 10, 2009 – Jul 11, 2011

Same name, different state: "Roger H. Hanson" (MA) is a separate record

This page covers filings where the address state is E9. A separate record, "Roger H. Hanson" with address state MA, is listed on 2 filings — most recently by Echo Bridge Capital Offshore, Ltd. (Jul 11, 2011). Both records have filings in the same period (Sep 10, 2009 to Jul 11, 2011).

Roger H. Hanson (MA) — PartnerFacts page ↗Form D/A · Jul 11, 2011 ↗Echo Bridge Capital Offshore, Ltd. — PartnerFacts page ↗Roger Hanson (E9) — this page ↗

Sources

Roger H. Hanson (MA) — PartnerFacts page ↗ (Jul 11, 2011)
Form D/A · Jul 11, 2011 ↗ (Jul 11, 2011)
Echo Bridge Capital Offshore, Ltd. — PartnerFacts page ↗ (Jul 11, 2011)
Roger Hanson (E9) — this page ↗ (Jan 19, 2024)

Note · Jan 29, 2010

Same name, different state: "Roger Hanson" (CT) is a separate record

This page covers filings where the address state is E9. A separate record, "Roger Hanson" with address state CT, is listed on 1 filing — most recently by APIS GLOBAL DEEP VALUE OFFSHORE LTD (Jan 29, 2010). Both records have filings in the same period (Jan 29, 2010).

Roger Hanson (CT) — PartnerFacts page ↗Form D · Jan 29, 2010 ↗APIS GLOBAL DEEP VALUE OFFSHORE LTD — PartnerFacts page ↗Roger Hanson (E9) — this page ↗

Sources

Roger Hanson (CT) — PartnerFacts page ↗ (Jan 29, 2010)
Form D · Jan 29, 2010 ↗ (Jan 29, 2010)
APIS GLOBAL DEEP VALUE OFFSHORE LTD — PartnerFacts page ↗ (Jan 29, 2010)
Roger Hanson (E9) — this page ↗ (Jan 19, 2024)

Note · Mar 27, 2009

Same name, different state: "Roger H. Hanson" (D8) is a separate record

This page covers filings where the address state is E9. A separate record, "Roger H. Hanson" with address state D8, is listed on 1 filing — most recently by Miura Global Fund, Ltd. (Mar 27, 2009). Both records have filings in the same period (Mar 27, 2009).

Roger H. Hanson (D8) — PartnerFacts page ↗Form D/A · Mar 27, 2009 ↗Miura Global Fund, Ltd. — PartnerFacts page ↗Roger Hanson (E9) — this page ↗

Sources

Roger H. Hanson (D8) — PartnerFacts page ↗ (Mar 27, 2009)
Form D/A · Mar 27, 2009 ↗ (Mar 27, 2009)
Miura Global Fund, Ltd. — PartnerFacts page ↗ (Feb 20, 2026)
Roger Hanson (E9) — this page ↗ (Jan 19, 2024)

Note · Nov 19, 2015 – Jun 10, 2024

16 address changes between filings

Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Georgetown, Grand Cayman, Cayman Islands (as filed: E9) — GEMSSTOCK FUND LP · Address moved from Miami, FL to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — INCA Latin American Offshore Fund, Ltd. · Address moved from George Town, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Georgetown Diversified Fund, Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — NEWBROOK CAPITAL OFFSHORE FUND LTD · Address moved from New York, NY to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — Cooper Creek Partners Ltd. · and 11 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 8, 2023 ↗Form D/A · Jun 10, 2024 ↗GEMSSTOCK FUND LP — PartnerFacts page ↗Form D/A · Mar 20, 2023 ↗

Sources

Form D/A · Jun 8, 2023 ↗ (Jun 8, 2023)
Form D/A · Jun 10, 2024 ↗ (Jun 10, 2024)
GEMSSTOCK FUND LP — PartnerFacts page ↗ (Jun 10, 2026)
Form D/A · Mar 20, 2023 ↗ (Mar 20, 2023)
Form D/A · Mar 20, 2024 ↗ (Mar 20, 2024)
INCA Latin American Offshore Fund, Ltd. — PartnerFacts page ↗ (Mar 20, 2026)
Form D/A · Jul 27, 2022 ↗ (Jul 27, 2022)
Form D/A · Aug 3, 2023 ↗ (Aug 3, 2023)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 408 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

11 of 101 offerings report sales commissions totalling $16,892,140; 4 report finder's fees totalling $1,589,717; 5 report proceeds to related persons totalling $7,575,550. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 19, 2024 D/A AYM AGGRESSIVE VALUE FUND LTD File 021-137445	$0	$0	$0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
May 1, 2023 D/A JHL Capital Group Fund Ltd. File 021-141315	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 20, 2023 D/A Build Offshore Fund, Ltd. File 021-279023	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Jul 27, 2022 D/A Georgetown Diversified Fund, Ltd. File 021-84129	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to.	None listed on this filing	EDGAR ↗
Apr 8, 2022 D/A NEWBROOK CAPITAL OFFSHORE FUND LTD File 021-129504	$510,311	$0	$0 Issuer's confidential offering materials fully discuss management fees.	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Jun 11, 2021 D/A Elizabeth Park Capital Offshore Fund, Ltd. File 021-265595	$865,946 (est.)	$0 (est.)	$0 (est.) The Investment Manager, or its affiliate, is entitled to receive a management fee and an incentive allocation in an amount equal to a specified percentage of the net asset value of each investor's capital account.	John R. Ahern BrokerCheck CRD 723273 ↗ via Compass Securities Corporation (CRD 16168 ↗)	EDGAR ↗
Mar 12, 2021 D/A SCOGGIN OVERSEAS FUND LTD File 021-129818	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 5, 2021 D/A Cooper Creek Partners Ltd. File 021-174630	$19,934 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.	Andrew R. Feldman BrokerCheck CRD 1147411 ↗ via Agecroft Partners, LLC (CRD 139227 ↗)	EDGAR ↗
Feb 23, 2021 D/A Greylock Global Focus Offshore Fund Ltd. File 021-280924	$0	$0	$0 The Investment Manager receives management fees calculated as a percentage of net assets and an entity designated by the Investment Manager receives an allocation of a percentage of annual net profits.	None listed on this filing	EDGAR ↗
Feb 19, 2021 D/A L&B Offshore Fund Ltd File 021-121256	$35,027	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	Stifel, Nicolaus & Company, Inc. BrokerCheck CRD 793 ↗	EDGAR ↗
Jan 20, 2021 D/A Schroders Capital AII-ILS Fund Ltd. File 021-189190	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 14, 2021 D/A Whale Rock Long Opportunities Fund LTD File 021-357990	$0	$0	$0 (est.) Customary advisory fees are paid by the Issuer to the General Partner/Managing Member/Investment Manager (as applicable) as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Oct 8, 2020 D/A Strategic Value Restructuring Fund, Ltd. File 021-226237	$0	$538,644 (est.)	$0 (est.) The Investment Manager is entitled to receive a management fee and an affiliate of the Investment Manager is entitled to receive an incentive allocation, each of which are set forth in detail in the Issuer's Confidential Offering Materials.	Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Wells Fargo Investment Institute, Inc. BrokerCheck CRD 133204 ↗ Raymond James & Associates Inc. BrokerCheck CRD 705 ↗	EDGAR ↗
Sep 24, 2020 D/A Strategos Offshore, Ltd. File 021-134890	$933 (est.)	$0 (est.)	$0 (est.) The Investment Manager receives customary management fees and non-affiliated Directors are paid customary directors' fees.	INTE Securities LLC BrokerCheck CRD 47107 ↗	EDGAR ↗
Jul 22, 2020 D/A INCA Latin American Offshore Fund, Ltd. File 021-140864	$0 (est.)	$0 (est.)	$0 (est.) INCA Investments, LLC and its affiliates receive customary management fees and/or incentive fees, as described in the Issuer's Confidential Private Placement Memorandum.	INTE Securities LLC BrokerCheck CRD 47107 ↗ Silver Leaf Partners LLC BrokerCheck CRD 126694 ↗	EDGAR ↗
Jun 25, 2020 D/A Alternative Investments Sustainability Ltd. File 021-243765	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Jun 8, 2020 D/A GEMSSTOCK FUND LP File 021-219332	$0	$0	$0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO GEMSSTOCK LIMITED, AN ENTITY CONTROLLED BY THE PERSONS SPECIFIED IN ITEM 3, AS DISCLOSED IN THE ISSUER'S PRIVATE OFFERING MEMORANDUM	None listed on this filing	EDGAR ↗
Jun 5, 2020 D/A SQM Frontier Africa Fund (Offshore), Ltd. File 021-143739	$0	$0	$0	None listed on this filing	EDGAR ↗
May 19, 2020 D/A Topwater Partners Offshore Ltd. File 021-260886	$0	$575,491	$0	Jefferies LLC BrokerCheck CRD 2347 ↗	EDGAR ↗
May 1, 2020 D/A Cat Rock Capital Partners Cayman Ltd File 021-244868	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 24, 2020 D/A Empery International, Ltd. File 021-216938	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 13, 2020 D/A WHALE ROCK FLAGSHIP FUND LTD File 021-127426	$0 (est.)	$0 (est.)	$0 (est.) Customary advisory fees are paid by the Issuer to the General Partner/Managing Member/Investment Manager (as applicable) as provided for in the Issuer's offering materials.	None no CRD number reported via Park Hill Group LLC (CRD 135898 ↗)	EDGAR ↗
Mar 16, 2020 D/A Greylock Global Opportunity Fund (Offshore) Ltd. File 021-86922	$0 (est.)	$0 (est.)	$0 (est.) The Investment Adviser receives management fees calculated as a percentage of net assets and an allocation of a percentage of annual net profits.	Deer Isle Capital, LLC BrokerCheck CRD 146269 ↗	EDGAR ↗
Jan 28, 2020 D/A Alternative Investments Opportunity Ltd. File 021-205955	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Jan 28, 2020 D/A Alternative Investments Institutional Ltd. File 021-109840	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Nov 20, 2019 D/A FVP OVERSEAS LTD File 021-105167	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.	None listed on this filing	EDGAR ↗
Oct 30, 2019 D/A BW Global Credit Opportunities Offshore Fund, Ltd. File 021-230526	$0	$0	$0	LEGG MASON INVESTOR SERVICES, LLC BrokerCheck CRD 109064 ↗	EDGAR ↗
Jul 12, 2019 D/A Altair Global Credit Opportunities Fund (C), Ltd. File 021-186057	$0	$0	$19,500 (est.) Reflects an estimate of the annual amount paid to directors.	First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗ via First Republic Securities Company, LLC (CRD 105108 ↗)	EDGAR ↗
Jun 7, 2019 D/A Act II Offshore, Ltd. File 021-70354	$0	$226,589 (est.)	$0 The fund charges a management fee that is described in the fund's governing documents.	Silvercrest Asset Management Group LLC BrokerCheck CRD 118333 ↗ Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗	EDGAR ↗
Mar 22, 2019 D/A TITAN MASTERS INTERNATIONAL FUND LTD File 021-129120	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Mar 13, 2019 D/A Geosphere Fund, Ltd. File 021-109820	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.	None listed on this filing	EDGAR ↗
Jan 23, 2019 D/A Alder Hill Offshore Ltd. File 021-224305	$0	$0	$0 Shares of the Issuer are indirectly subject to performance allocation and management fees, which are fully discussed in the Issuer's confidential offering documents.	None listed on this filing	EDGAR ↗
Nov 9, 2018 D Convex Asia Fund Ltd File 021-325478	$0	$0	$0 The Fund charges a management fee that is described in the Fund's governing documents.	None listed on this filing	EDGAR ↗
Nov 9, 2018 D Convex Asia Fund LP File 021-325479	$0	$0	$0 The Fund charges a management fee that is described in the Fund's governing documents.	None listed on this filing	EDGAR ↗
Nov 9, 2018 D Convex Asia Fund PF Ltd File 021-325489	$0	$0	$0 The Fund charges a management fee that is described in the Fund's governing documents.	None listed on this filing	EDGAR ↗
Nov 9, 2018 D Convex Asia Fund PF LP File 021-325493	$0	$0	$0 The Fund charges a management fee that is described in the Fund's governing documents.	None listed on this filing	EDGAR ↗
Aug 15, 2018 D/A Potomac Fund, Ltd. File 021-84126	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to.	Wells Fargo Funds Distributor, LLC BrokerCheck CRD 133366 ↗	EDGAR ↗
Aug 15, 2018 D/A Georgetown Emerging Markets Fund Offshore, L.P. File 021-170666	$0 (est.)	$0 (est.)	$0 (est.) Issuer's confidential offering materials fully discuss annual fees of the Investment Manager and any other parties entitled.	Wells Fargo Funds Distributor, LLC BrokerCheck CRD 133366 ↗	EDGAR ↗
Oct 3, 2017 D/A BW GLOBAL ENHANCED ABSOLUTE RETURN OFFSHORE FUND, LTD. File 021-226312	$0	$0	$0	LEGG MASON INVESTOR SERVICES, LLC BrokerCheck CRD 109064 ↗	EDGAR ↗
Jul 21, 2017 D/A BLUE JAY HEALTH SCIENCES FUND, LTD. File 021-200972	$30,705 (est.)	$0	$25,000 (est.)	Oppenheimer & Co., Inc. BrokerCheck CRD 249 ↗ via Oppenheimer & Co., Inc. (CRD 249 ↗)	EDGAR ↗
Jun 9, 2017 D/A BCM DISCOVERY OFFSHORE FUND LTD File 021-105598	$0	$0	$0 Customary advisory fees are paid to the Investment Manager as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Mar 20, 2017 D/A SCOGGIN WORLDWIDE DISTRESSED FUND LTD File 021-129939	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 10, 2017 D/A Susa European Equities Fund LP File 021-193052	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Mar 10, 2017 D/A Susa European Equities Fund File 021-193054	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Mar 9, 2017 D/A Marinus Opportunities Offshore Fund Ltd. File 021-175399	$0 (est.)	$0	$0 (est.) The Issuer pays Marinus Capital Advisors LLC, the Investment Manager of the Issuer, an annual management fee based on a percentage of the Issuer's net asset value and fees to its Directors who are not affiliated with the Investment Manager.	Karis Capital Partners, LLC no CRD number reported via Morgan Joseph TriArtisan (CRD 10948 ↗)	EDGAR ↗
Oct 14, 2016 D/A Duet Global Plus Fund Ltd File 021-195473	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Mar 17, 2016 D Atomico IV, L.P. File 021-259477	$0 (est.)	$0 (est.)	$0 (est.) Issuer's general partner or affiliate generally will receive a fee for management services at annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's partnership agreement.	First Avenue Partners LLP no CRD number reported via FAP USA, L.P. (CRD 145860 ↗)	EDGAR ↗
Mar 11, 2016 D/A Cumulus Fund File 021-201252	$6,098,928	$0	$0	Richard Landsberger BrokerCheck CRD 871581 ↗ via TGP Securities Inc. (CRD 159008 ↗) Energy Alpha Strategies Limited no CRD number reported via Tangent Capital Partners, LLC (CRD 146999 ↗) Neil Cohen no CRD number reported via Gordian Investments, LLC (CRD 158611 ↗)	EDGAR ↗
Dec 23, 2015 D/A CD CAPITAL NATURAL RESOURCES FUND III L.P. File 021-230416	$8,000,000 (est.)	$0 (est.)	$0 (est.) The general partner of the Issuer (or its affiliates) is entitled to a performance allocation and management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.	FIRSTPOINT EQUITY PARTNERSHIP LLP no CRD number reported	EDGAR ↗
Dec 18, 2015 D/A Rose Grove Offshore Fund I, Ltd. File 021-125478	$0	$0	$0 (est.) Rose Grove Capital Management LLC is entitled to a periodic fee for investment management services in accordance with the Issuer's org. documents, including a performance fee.	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Dec 17, 2015 D/A SQM Frontier Middle East Fund (Offshore), Ltd. File 021-152281	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 13, 2015 D TITAN SEED OFFSHORE FUND I, LTD. File 021-251239	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Sep 1, 2015 D/A ALPHAGEN NORTHERN PINES FUND Ltd File 021-192532	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Aug 25, 2015 D/A Brandes Investment Partners Trust File 021-223766	$0	$0	$0	Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)	EDGAR ↗
Aug 11, 2015 D/A MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD. File 021-127562	$0	$0	$0 (est.) Each director currently receives an annual fee.	None listed on this filing	EDGAR ↗
Aug 5, 2015 D/A Cardinal AlternativeFocus HBK Fund II L.P. File 021-191674	$910,356 (est.)	$0	$0	Barclays Capital Inc. BrokerCheck CRD 19714 ↗ via Barclays Capital Inc. (CRD 19714 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)	EDGAR ↗
Apr 8, 2015 D/A AVET CAPITAL PARTNERS OFFSHORE FUND, LTD. File 021-163338	$0 (est.)	$0 (est.)	$0 (est.) Avet Capital Management, LLC and its affiliates receive customary management fees (based on net asset value) and performance fees and/or allocations based on limited partners' investments in the Issuer.	None listed on this filing	EDGAR ↗
Feb 23, 2015 D/A Millburn Multi-Markets Ltd. File 021-137268	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 6, 2015 D NewOak SJ-MAC Cayman Fund, Ltd File 021-233661	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 3, 2014 D Strategic Value Restructuring Fund, Ltd. File 021-227586	$0	$0	$0 (est.) The Investment Manager of the Issuer, Strategic Value Partners, LLC, is entitled to receive a management fee. The Issuer's Confidential Offering Materials set forth detailed discussions of this fee.	None listed on this filing	EDGAR ↗
Sep 8, 2014 D JHL Skylander Fund Ltd. File 021-224229	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 14, 2014 D/A Broadfin Healthcare Offshore Fund, Ltd. File 021-104669	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 8, 2013 D/A Atomico III, L.P. File 021-186054	$0	$0	$0 (est.) Issuer's general partner or affiliate will receive fee for management services at annual rate as a percentage of each investor's subscription to the Issuer, as specified in Issuer's partnership agreement.	None listed on this filing	EDGAR ↗
Oct 11, 2013 D/A Strategic Value Restructuring Fund, Ltd. File 021-134068	$0	$248,993 (est.)	$0 (est.) The Investment Manager of the Issuer, Strategic Value Partners, LLC, is entitled to receive a management fee. The Issuer's Confidential Offering Materials set forth detailed discussions of this fee.	Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗	EDGAR ↗
Jun 13, 2013 D/A Zeal China Fund Ltd File 021-162739	$400,000 (est.)	$0	$0	Park Hill Group LLC BrokerCheck CRD 135898 ↗	EDGAR ↗
Jun 12, 2013 D/A SDK Global Opportunity Offshore Fund, Ltd. File 021-138436	$0	$0	$0 (est.) Persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
May 14, 2013 D Empery International, Ltd. File 021-196430	$0	$0	$0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
May 3, 2013 D/A Eagle River Credit & Event Fund Ltd. File 021-159295	$0	$0	$0 (est.) .	None listed on this filing	EDGAR ↗
Apr 10, 2013 D/A PALO ALTO HEALTHCARE OFFSHORE LTD File 021-93417	$0 (est.)	$0 (est.)	$14,000 (est.) The issuer pays fees of approximately $14,000.00 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees.	Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ via Frontier Solutions, LLC (CRD 136102 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)	EDGAR ↗
Mar 11, 2013 D/A Open Field Investors (Cayman) Ltd File 021-175038	$0	$0	$100,000 (est.) Reimbursement of organizational and offering expenses.	None listed on this filing	EDGAR ↗
Jan 31, 2013 D/A Abrams Capital International, Ltd. File 021-172406	$0	$0	$0 (est.) Certain persons names in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations, the amounts of which cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Jul 3, 2012 D/A Octavian Offshore Fund, Ltd. File 021-144897	$0	$0	$0 The investment manager is entitled to a management fee and a performance allocation. The management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Jun 22, 2012 D/A Peninsula Offshore Fund, Ltd. File 021-116860	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
May 22, 2012 D Empery International, Ltd. File 021-178607	$0	$0	$0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
May 16, 2012 D/A Altai Capital PV1 Master Fund, Ltd. File 021-159613	$0	$0	$0	None listed on this filing	EDGAR ↗
May 16, 2012 D/A Altai Capital PV1 Offshore Fund, Ltd. File 021-159615	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 15, 2012 D/A Redmile Capital Offshore Fund, Ltd. File 021-156410	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 1, 2011 D/A 9W Credit Opportunities Fund, Ltd. File 021-109252	$0	$0	$0	Capital Growth Advisors LLC BrokerCheck CRD 41847 ↗	EDGAR ↗
Aug 31, 2011 D/A Altai Capital SF Master Fund, Ltd. File 021-143916	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 23, 2011 D PARLIN CAPITAL OFFSHORE FUND LTD. File 021-161770	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or performance allocations. The amounts of such fees cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Mar 24, 2011 D/A Daybreak Special Situations Mast Fund, Ltd. File 021-130019	$0	$0	$0 The Investment Manager receives customary management and incentive fees based on shareholder share values.	None listed on this filing	EDGAR ↗
Mar 10, 2011 D/A WHALE ROCK GLOBAL TMT FUND LTD File 021-115974	$0	$0	$0 Customary advisory fees are paid by the Issuer to the General Partner/Managing Member/Investment Manager (as applicable) as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Mar 9, 2011 D/A Greylock Global Opportunity Institutional Fund II, Ltd. File 021-86933	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 4, 2011 D/A 7X7 OFFSHORE LTD File 021-124526	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 2, 2011 D Suranya Global Opportunities Offshore Fund, Ltd. File 021-156094	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 22, 2011 D Oak Street Capital Offshore Fund, Ltd. File 021-155699	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 30, 2010 D Aviva Investors Global Macro Asset Allocation Ltd. File 021-141398	$0	$0	$0	Aviva Securities, LLC BrokerCheck CRD 36867 ↗	EDGAR ↗
Apr 23, 2010 D Atomico Ventures Affiliates II, L.P. File 021-141075	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 5, 2010 D Forecaddie Partners, Ltd. File 021-140172	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 16, 2010 D/A ANGLER CAPITAL PARTNERS (CAYMAN) LTD File 021-129761	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 16, 2010 D/A 14B Parsec Offshore Fund Ltd. File 021-129876	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 10, 2010 D/A FRONTIER RIDGE GLOBAL FUND LTD File 021-129078	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 30, 2009 D/A AYER CAPITAL PARTNERS FUND LTD File 021-120805	$0	$0	$0 The Investment Manager will receive a management fee and an affiliate may receive an incentive allocation, each paid by an affiliate of the Issuer, in an amount equal to a percentage of the value of each shareholders shares.	None listed on this filing	EDGAR ↗
Aug 4, 2009 D DMR TALF & ABS Fund Ltd. File 021-133324	$20,000 (est.)	$0	$0	John Hancock Distributors LLC BrokerCheck CRD 5249 ↗	EDGAR ↗
Jul 24, 2009 D/A PORTLAND GLOBAL REAL ESTATE SECURITIES FUND LP File 021-122311	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
May 6, 2009 D Atomico Ventures II LP File 021-130702	$0	$0	$0 (est.) Issuer?s general partner or affiliate will receive fee for management services at annual rate as a percentage of commitments.	Probitas Funds Group, LLC BrokerCheck CRD 115876 ↗	EDGAR ↗
Mar 18, 2009 D/A ENABLE LTD File 021-83713	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 16, 2009 D/A WIND ROSE FUND LTD File 021-113776	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 13, 2009 D/A DELLACAMERA CAPITAL FUND LTD File 021-87047	$0	$0	$7,417,050 The estimate represent the management fees to date, the Investment Manager receives a management fee of 1.5% per annum of the fund's net asset value.	None listed on this filing	EDGAR ↗
Mar 9, 2009 D MARLIN FUND OFFSHORE LTD /NY File 021-127536	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Oct 24, 2008 D Ponta Negra Offshore Fund I, Ltd. File 021-123812	$0	$0	$0 PONTA NEGRA GROUP, LLC and its affiliates receive customary management fees (based on asset value) and performance fees based on limited partners' investments in the Issuer.	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 97

Every issuer that named Roger Hanson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Aym Aggressive

AYM AGGRESSIVE VALUE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jan 27, 2017 → Jan 19, 2024 · 8 filings

Jan 19, 2024 · D/A · $17,301,154 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 20, 2023 · D/A · $17,301,154 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 21, 2022 · D/A · $17,301,154 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 22, 2021 · D/A · $17,301,154 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 23, 2020 · D/A · $17,151,154 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 25, 2019 · D/A · $17,151,154 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 26, 2018 · D/A · $16,426,154 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director EDGAR ↗
Jan 27, 2017 · D/A · $13,916,154 sold of Indefinite · 53 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $17.4M from 56 investors as of the latest filing. Roger is listed as director on 8 filings for this deal.

Roger Hanson

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

4 bankruptcy cases name the subject or team members

Amount sold went down between filings — Strategos Offshore, Ltd.

Amount sold went down between filings — Build Offshore Fund, Ltd.

Amount sold went down between filings — FVP OVERSEAS LTD

Investor count went down between filings — Strategos Offshore, Ltd.

Investor count went down between filings — FVP OVERSEAS LTD

9 offerings have no amendment in the last 12 months and may still be open

18 people are no longer listed on a later amendment

Minimum investment changed between filings — L&B Offshore Fund Ltd

Reported net asset value range changed between filings — SCOGGIN OVERSEAS FUND LTD

Same name, different state: "Roger Hanson" (P8) is a separate record

Same name, different state: "Roger H Hanson" (NY) is a separate record

Same name, different state: "Roger H. Hanson" (MA) is a separate record

Same name, different state: "Roger Hanson" (CT) is a separate record

Same name, different state: "Roger H. Hanson" (D8) is a separate record

16 address changes between filings

5. Money to insiders

Deals 97

People around Roger 40