Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:53 AM ET

Sponsor Check › Person

Roderick Nelson

Named as an officer, director or promoter on SEC Form D filings · WA · Aug 31, 2010 → Aug 31, 2010

1deal (issuers)

$5.71Mreported sold

1investors

1Form D filing

2010year on file

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Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: not yet

The short version

Roderick Nelson is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Aug 2010: Comverging Technologies, LLC (Seattle, WA — telecommunications — 2010; $5.71M reported sold to 1 investors).

What this means One deal on file with the SEC, filed Aug 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Benjamin Woo (1 shared filing), Carl Gunell (1 shared filing), Cheryl Scapanski (1 shared filing), Lindsay Yelland (1 shared filing), Robert Eddy (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roderick. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 10 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

US v. NELSON, RODERICK L. judgment

District Court, N.D. California · No. · Filed Jun 12, 1987 · Closed Aug 19, 1987 · Nature of suit: 153 Recovery of overpayments of vet benefits

Role of NELSON, RODERICK L.: Defendant · Outcome: Terminated 1987-08-19 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Roderick D. Nelson closed

United States Bankruptcy Court, W.D. Tennessee · No. 15-30734 · Filed Nov 9, 2015 · Closed Jul 24, 2017

Role of Roderick D. Nelson: Debtor · Outcome: Case closed 2017-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Roderick J Nelson and Beth M Nelson closed

United States Bankruptcy Court, D. Minnesota · No. 15-30003 · Filed Jan 2, 2015 · Closed Jun 5, 2020

Role of Roderick J Nelson and Beth M Nelson: Debtor · Outcome: Case closed 2020-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)

Roderick Nelson closed

United States Bankruptcy Court, W.D. Tennessee · No. 10-33898 · Filed Dec 22, 2010 · Closed May 2, 2012

Role of Roderick Nelson: Debtor · Outcome: Case closed 2012-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Roderick D. Nelson closed

United States Bankruptcy Court, M.D. Alabama · No. 06-31207 · Filed Sep 22, 2006 · Closed Feb 23, 2012

Role of Roderick D. Nelson: Debtor · Outcome: Case closed 2012-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Roderick L. Nelson and Stephanie E. Nelson closed

United States Bankruptcy Court, E.D. California · No. 02-20750 · Filed Jan 23, 2002 · Closed Dec 11, 2002

Role of Roderick L. Nelson and Stephanie E. Nelson: Debtor · Outcome: Case closed 2002-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Roderick L. Nelson and Stephanie E. Nelson closed

United States Bankruptcy Court, E.D. California · No. 01-28148 · Filed Jun 11, 2001 · Closed Feb 7, 2002

Role of Roderick L. Nelson and Stephanie E. Nelson: Debtor · Outcome: Case closed 2002-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Roderick L. Nelson and Stephanie E. Nelson closed

United States Bankruptcy Court, N.D. California · No. 01-43263 · Filed Jun 11, 2001 · Closed Jul 5, 2001

Role of Roderick L. Nelson and Stephanie E. Nelson: Debtor · Outcome: Case closed 2001-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Debra Lynn Nelson and Roderick J Nelson closed

United States Bankruptcy Court, W.D. Washington · No. 00-06859 · Filed Jul 10, 2000 · Closed Nov 7, 2000

Role of Roderick J Nelson: Debtor · Outcome: Case closed 2000-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (WA)

Roderick Nelson and Michelle Y. Nelson closed

United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-15237 · Filed Sep 2, 1998 · Closed Dec 29, 1998

Role of Roderick Nelson and Michelle Y. Nelson: Debtor · Outcome: Case closed 1998-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Roderick Nelson and Jo Ann Nelson closed

United States Bankruptcy Court, W.D. Louisiana · No. 91-12954 · Filed Nov 1, 1991 · Closed Jan 27, 1997

Role of Roderick Nelson and Jo Ann Nelson: Debtor · Outcome: Case closed 1997-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 16 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 31, 2010 D Comverging Technologies, LLC File 021-147149	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Roderick Nelson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Telecommunications

Comverging Technologies, LLC

Seattle, WA · Aug 31, 2010

Aug 31, 2010 · D · $5,710,000 sold of $14,500,000 · 1 investors · min. $5,710,000 · role: Executive Officer, Director (Member of the Board of Managers.) EDGAR ↗

Raised $5.71M from 1 investor (39% of the $14.5M target) as of the latest filing. Roderick is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Roderick Nelson — British Columbia, Canada (as filed: A1), 1 issuer, Dec 29, 2011 → Nov 14, 2014 · no shared issuer
Roderick Nelson — OR, 1 issuer, Aug 13, 2013 → Aug 13, 2013 · no shared issuer

People around Roderick 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person