Robin Franklin is listed as an executive officer on 2 SEC Form D filings by 1 issuer between May 2010 and Aug 2010: DV ACQUISITION, LLC (Scottsdale, AZ — agriculture — 2010; $900K reported sold to 2 investors).
What this means One deal on file with the SEC, filed Aug 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Chuck Emmenegger (2 shared filings), Chuck Myers (2 shared filings), Scott D. Fesler (2 shared filings), Sue Dall (2 shared filings) and Susan Chase (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robin. Each name links to their own page.
The issuer belongs to the sponsor group Eagle (10 issuers, $399.6M reported sold, 2010–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Eagle has 10 companies on file and $399.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Robin Franklin and found 2 differences, 1 worth asking the sponsor about: Form D filed 153 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.