Robin Baxter is listed as an executive officer on 5 SEC Form D filings by 2 issuers between Mar 2011 and Mar 2013: Iona Energy Inc. (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2011–2013; $23.6M reported sold to 9 investors) and Iona Energy Co Ltd (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2011; $21M reported sold to 8 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $44.6M sold in total.
Listed alongside Brad G. Gunn (5 shared filings), Donald B. Copeland (5 shared filings), Neill A. Carson (5 shared filings), Roger Laing (5 shared filings), Dave Sherrard (3 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robin. Each name links to their own page.
All 2 issuers belong to the sponsor group Iona Energy (2 issuers, $32.8M reported sold, 2011–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Iona Energy has 2 companies on file and $32.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 10 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Robin Baxter and found 6 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: Mackie Research Capital Corporation; Form D filed 72 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.