Robert Waldo is listed as a director on 3 SEC Form D filings by 3 issuers between Mar 2015 and Jun 2015: Alloy Merchant Finance LP (Houston, TX — other banking and financial services — 2015; $15.1M reported sold to 24 investors), Emerging Infrastructure Capital Partners, LLC (Kingwood, TX — pooled investment fund — 2015; $10M reported sold to 1 investors) and Continuus Energy, Inc. (Kingwood, TX — other energy — 2015; $2M reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director. Across those companies the filings report $27.1M sold in total.
All 3 issuers belong to the sponsor group Pagf (4 issuers, $39.6M reported sold, 2013–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Pagf has 4 companies on file and $39.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Robert Waldo and found 4 differences: Form D filed 18 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.