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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

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Robert E. Walstad

Named as an officer, director or promoter on SEC Form D filings · ND · Apr 16, 2012 → Mar 12, 2013

3deals (issuers)
$5.6Mreported sold
37investors
5Form D filings
2012–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert E. Walstad is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 3 issuers between Jun 2009 and Mar 2013: MAINSTREAM INVESTORS, LLC (Minot, ND — oil and gas — 2012–2013; $5.02M reported sold to 33 investors), Corridor Investors, LLC (Minot, ND — other banking and financial services — 2009–2012; $575K reported sold to 4 investors) and MU SIGMA TAU ALUMNI ASSOCIATION, INC (Minot, ND — industry reported as "Other" — 2012).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 4 years. Across those companies the filings report $5.6M sold in total.

Listed alongside Shannon Radke (2 shared filings), F. Bruce Walker (1 shared filing), John Stewart (1 shared filing), Mark R. Anderson (1 shared filing), Michael T. Donohue (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 4 state regulator orders, 2 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Robert E. Walstad and found 16 differences, 4 worth asking the sponsor about: ND securities regulator order to vacate notice of civil penalty naming Robert E. Walstad (May 5, 2005); ND securities regulator undertaking naming Robert E. Walstad (Mar 16, 2005); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert E. Walstad has not run yet — it is joining a line of 38,200 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 4 dismissed

Walstad v. Law Office of Mitchell D. Bluhm & Associates LLC dismissed
District Court, D. Arizona · No. 2:15-cv-00387 · Filed Mar 3, 2015 · Closed Nov 4, 2015 · Nature of suit: 480 Other Statutes: Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Walstad: Plaintiff · Outcome: Terminated 2015-11-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in AZ (not a filing state)
Walstad v. McNearney & Associates, L.L.C. dismissed
District Court, D. Kansas · No. 6:10-cv-01328 · Filed Sep 24, 2010 · Closed Nov 23, 2010 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Walstad: Plaintiff · Outcome: Terminated 2010-11-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in KS (not a filing state)
Walstad v. Credit Control Services, LLC. dismissed
District Court, D. Kansas · No. 6:10-cv-01305 · Filed Sep 13, 2010 · Closed Mar 8, 2011 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Walstad: Plaintiff · Outcome: Terminated 2011-03-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in KS (not a filing state)
Walstad v. Jacobs Marsh LLC dismissed
District Court, D. Kansas · No. 6:10-cv-01304 · Filed Sep 13, 2010 · Closed Nov 23, 2010 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Walstad: Plaintiff · Outcome: Terminated 2010-11-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in KS (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 state regulator orders

Order to Vacate Notice of Civil Penalty ND · North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025)
Order date May 5, 2005 · Regulator: North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) · Parties (regulator's caption): Integrity Mutual Funds, Inc. f/k/a ND Holdings, Inc., ND Capital Inc., Robert E. Walstad
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (3 people in Form D filings); first name matches; regulator in the person's filing state (ND)
Undertaking ND · North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025)
Order date Mar 16, 2005 · Regulator: North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) · Parties (regulator's caption): Integrity Mutual Funds, Inc. f/k/a ND Holdings, Inc., ND Capital, Inc., Robert E. Walstad
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (3 people in Form D filings); first name matches; regulator in the person's filing state (ND)
Notice of Civil Penalty ND · North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025)
Order date Mar 15, 2004 · Regulator: North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) · Parties (regulator's caption): Integrity Mutual Funds, Inc., ND Capital, Inc., Robert E. Walstad
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (3 people in Form D filings); first name matches; regulator in the person's filing state (ND)
Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Steven Craig Walstad (CRD #1577424, Chanhassen, Minnesota)
As listed by the regulator: Steven Craig Walstad (CRD #1577424, Chanhassen, Minnesota) submitted an AWC in which he was assessed a deferred fine of $15,000 and suspended from association with any FINRA member in any capacity for six months. Without admitting or denying the findings, Walstad consented to the sanctions and to the entry of findings that he recommended and executed purchases of unsuitable Class A share mutual funds in six customer accounts. The suspension is in effect from December 1, 2014, through May 31, 2015. Order / docket ↗ Regulator's list ↗
same rare surname (3 people in Form D filings); different first name (craig); nationwide regulator (FINRA) — the state is not a signal; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert E. Walstad..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

ROBERT G WALSTAD and DEBRA R WALSTAD closed
United States Bankruptcy Court, D. Minnesota · No. 02-42939 · Filed Sep 19, 2002 · Closed Jan 10, 2003
Role of ROBERT G WALSTAD and DEBRA R WALSTAD: Debtor · Outcome: Case closed 2003-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); first name matches; court in MN (not a filing state); middle initial differs
Robert R. Walstad closed
United States Bankruptcy Court, D. South Dakota · No. 01-10244 · Filed Aug 22, 2001 · Closed Mar 5, 2003
Role of Robert R. Walstad: Debtor · Outcome: Case closed 2003-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); first name matches; court in SD (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Robert E. Walstad — 4 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · May 5, 2005

ND securities regulator order to vacate notice of civil penalty naming Robert E. Walstad (May 5, 2005)

North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) issued a Order to Vacate Notice of Civil Penalty dated May 5, 2005. Respondents as listed: Integrity Mutual Funds, Inc. f/k/a ND Holdings, Inc., ND Capital Inc., Robert E. Walstad. Matched to Robert E. Walstad. Our match estimate: 80%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

ND order · Order to Vacate Notice of Civil Penalty ↗
Sources
Worth asking · Mar 16, 2005

ND securities regulator undertaking naming Robert E. Walstad (Mar 16, 2005)

North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) issued a Undertaking dated Mar 16, 2005. Respondents as listed: Integrity Mutual Funds, Inc. f/k/a ND Holdings, Inc., ND Capital, Inc., Robert E. Walstad. Matched to Robert E. Walstad. Our match estimate: 80%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

ND order · Undertaking ↗
Sources
Worth asking · Mar 15, 2004

ND securities regulator notice of civil penalty naming Robert E. Walstad (Mar 15, 2004)

North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) issued a Notice of Civil Penalty dated Mar 15, 2004. Respondents as listed: Integrity Mutual Funds, Inc., ND Capital, Inc., Robert E. Walstad. Matched to Robert E. Walstad. Our match estimate: 80%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

ND order · Notice of Civil Penalty ↗
Sources
Note · Sep 13, 2010 – Mar 3, 2015

4 court cases name Robert E. Walstad

By role: plaintiff in 4. Newest: "Walstad v. Law Office of Mitchell D. Bluhm & Associates LLC" (District Court, D. Arizona, Mar 3, 2015); "Walstad v. McNearney & Associates, L.L.C." (District Court, D. Kansas, Sep 24, 2010); "Walstad v. Credit Control Services, LLC." (District Court, D. Kansas, Sep 13, 2010). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Walstad v. Law Office of Mitchell D. Bluhm & Associates LLC ↗Docket · Walstad v. McNearney & Associates, L.L.C. ↗Docket · Walstad v. Credit Control Services, LLC. ↗Docket · Walstad v. Jacobs Marsh LLC ↗
Sources
Note · Mar 12, 2013

11% of the money raised went to insiders — MAINSTREAM INVESTORS, LLC

The Mar 12, 2013 Form D/A reports $2,001,000 sold and $220,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Payment of salaries.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Mar 12, 2013 ↗MAINSTREAM INVESTORS, LLC — PartnerFacts page ↗
Sources
Note · Apr 16, 2012 – Aug 4, 2016

Robert E. Walstad appears on 2 deals that stopped filing before reaching their target

MAINSTREAM INVESTORS, LLC (last filing Aug 4, 2016; $5,023,562 sold of $20,000,000); MU SIGMA TAU ALUMNI ASSOCIATION, INC (last filing Apr 16, 2012; $0 sold of $300,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

MAINSTREAM INVESTORS, LLC — PartnerFacts page ↗MU SIGMA TAU ALUMNI ASSOCIATION, INC — PartnerFacts page ↗
Sources
Note · Jun 29, 2012 – Jul 12, 2012

No amendment in the last 12 months on an offering that may still be open — Corridor Investors, LLC (latest filing Jul 12, 2012)

The latest filing for this offering is dated Jul 12, 2012 (first sale Jun 29, 2012). It reports $575,052 sold of $823,752 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 12, 2012 ↗Corridor Investors, LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2013 – May 1, 2013

Robert E. Walstad is no longer listed on the May 1, 2013 amendment — MAINSTREAM INVESTORS, LLC

Robert E. Walstad appears on the Mar 12, 2013 Form D/A (director, promoter) but not on the May 1, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 12, 2013 ↗Form D/A · May 1, 2013 ↗Robert E. Walstad — PartnerFacts page ↗MAINSTREAM INVESTORS, LLC — PartnerFacts page ↗
Sources
Note · Sep 21, 2012 – Mar 12, 2013

Robert E. Walstad's role changed at MAINSTREAM INVESTORS, LLC: director → director, promoter

The Sep 21, 2012 filing lists Robert E. Walstad as director; the Mar 12, 2013 Form D/A lists director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 21, 2012 ↗Form D/A · Mar 12, 2013 ↗Robert E. Walstad — PartnerFacts page ↗MAINSTREAM INVESTORS, LLC — PartnerFacts page ↗
Sources
Note · Jun 17, 2009 – Jul 12, 2012

Robert E. Walstad's role changed at Corridor Investors, LLC: executive officer, director → director

The Jun 17, 2009 filing lists Robert E. Walstad as executive officer, director; the Jul 12, 2012 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 17, 2009 ↗Form D · Jul 12, 2012 ↗Robert E. Walstad — PartnerFacts page ↗Corridor Investors, LLC — PartnerFacts page ↗
Sources
Note · Nov 6, 2012 – Mar 12, 2013

Offering amount changed between filings — MAINSTREAM INVESTORS, LLC

The Nov 6, 2012 filing says $10,000,000 offered; the Mar 12, 2013 Form D/A says $12,001,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Nov 6, 2012 ↗Form D/A (later) · Mar 12, 2013 ↗MAINSTREAM INVESTORS, LLC — PartnerFacts page ↗
Sources
Note · Nov 6, 2012 – Mar 12, 2013

Minimum investment changed between filings — MAINSTREAM INVESTORS, LLC

The Nov 6, 2012 filing lists a minimum of $50,000; the Mar 12, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 6, 2012 ↗Form D/A (later) · Mar 12, 2013 ↗MAINSTREAM INVESTORS, LLC — PartnerFacts page ↗
Sources
Note · Jun 17, 2009 – Apr 16, 2012

Robert E. Walstad is written 2 different ways on the filings

listed as "Robert Walstad" on 2 filings (from Jun 17, 2009), and "Robert E Walstad" on 3 filings (from Apr 16, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 17, 2009 ↗Form D · Apr 16, 2012 ↗Robert E. Walstad — PartnerFacts page ↗
Sources
Note · Sep 21, 2012 – Mar 12, 2013

Industry group changed between filings — MAINSTREAM INVESTORS, LLC

"Investing" (Sep 21, 2012 to Nov 6, 2012); then "Oil and Gas" (Mar 12, 2013 to Aug 12, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Sep 21, 2012 ↗Form D/A · Mar 12, 2013 ↗MAINSTREAM INVESTORS, LLC — PartnerFacts page ↗
Sources
Note · Sep 21, 2012 – Mar 12, 2013

Reported revenue range changed between filings — MAINSTREAM INVESTORS, LLC

"No Revenues" (Sep 21, 2012); then "Decline to Disclose" (Mar 12, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 21, 2012 ↗Form D/A · Mar 12, 2013 ↗MAINSTREAM INVESTORS, LLC — PartnerFacts page ↗
Sources
Note · Jun 17, 2009 – Jul 12, 2012

Reported revenue range changed between filings — Corridor Investors, LLC

"$1 - $1,000,000" (Jun 17, 2009); then "$5,000,001 - $25,000,000" (Jul 12, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 17, 2009 ↗Form D · Jul 12, 2012 ↗Corridor Investors, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $220,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 12, 2013 D/A
MAINSTREAM INVESTORS, LLC
File 021-184438
$0$0$220,000
Payment of salaries.
None listed on this filingEDGAR ↗
Jul 12, 2012 D
Corridor Investors, LLC
File 021-181110
$0$0$0Not Applicable no CRD number reportedEDGAR ↗
Apr 16, 2012 D
MU SIGMA TAU ALUMNI ASSOCIATION, INC
File 021-176759
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2009 D
Corridor Investors, LLC
File 021-132021
$0$0$0Not applicable no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Robert E. Walstad on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MI
Oil and Gas

MAINSTREAM INVESTORS, LLC

Minot, ND · Sep 21, 2012 → Mar 12, 2013 · 2 filings
  • Mar 12, 2013 · D/A · $2,001,000 sold of $12,001,000 · 2 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗
  • Sep 21, 2012 · D · $2,000,000 sold of $10,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $5.02M from 33 investors (42% of the $12M target) as of the latest filing. Robert is listed as director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CI
Other Banking and Financial Services

Corridor Investors, LLC

Minot, ND · Jun 17, 2009 → Jul 12, 2012 · 2 filings
  • Jul 12, 2012 · D · $575,052 sold of $823,752 · 4 investors · min. $25,000 · role: Director EDGAR ↗
  • Jun 17, 2009 · D · $0 sold of $625,000 · 0 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $575K from 4 investors (70% of the $824K target) as of the latest filing. Robert is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Other

MU SIGMA TAU ALUMNI ASSOCIATION, INC

Minot, ND · Apr 16, 2012
  • Apr 16, 2012 · D · $0 sold of $300,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Robert 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Shannon Radke

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Walstad. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mark R. Anderson

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert E. Walstad. Their page shows their other deals.

PQ
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Quist

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert E. Walstad. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Toben Taft

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert E. Walstad. Their page shows their other deals.

FW
No photo found yet (own website and image search run after this page is viewed)
Person

F. Bruce Walker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert E. Walstad. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael T. Donohue

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert E. Walstad. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Bakke

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert E. Walstad. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Stewart

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert E. Walstad. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert E. Walstad by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert E. Walstad is listed on: none on file. No website or social profile named in MAINSTREAM INVESTORS, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #283,669 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Minot, ND). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Dakota state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Dakota Secretary of State business search ↗OpenCorporates ↗

Change history

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