Robert Waldo is listed as a director on 3 SEC Form D filings by 3 issuers between Mar 2015 and Jun 2015: Alloy Merchant Finance LP (Houston, TX — other banking and financial services — 2015; $15.1M reported sold to 24 investors), Emerging Infrastructure Capital Partners, LLC (Kingwood, TX — pooled investment fund — 2015; $10M reported sold to 1 investors) and Continuus Energy, Inc. (Kingwood, TX — other energy — 2015; $2M reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director. Across those companies the filings report $27.1M sold in total.
All 3 issuers belong to the sponsor group Pagf (4 issuers, $39.6M reported sold, 2013–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Pagf has 4 companies on file and $39.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Robert Waldo and found 5 differences: Robert Waldo appears on 2 deals that stopped filing before reaching their target; Form D filed 18 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.