| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Dec 16, 2020 D Whisker Labs, Inc. File 021-383310 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 5, 2018 D HarbourVest Access - 2018 Global Fund Cayman LLC File 021-322962 | $1,000,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Eugene Investment & Securities Co., Ltd. Not Applicable no CRD number reported Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Fidelis Partners Limited Not Applicable no CRD number reported Not Applicable no CRD number reported Not Applicable no CRD number reportedvia Nomura Securities Co., Ltd. | EDGAR ↗ |
| Jul 27, 2018 D HarbourVest Access - Co-Investment Fund V LLC File 021-317910 | $5,000,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported Not Applicable no CRD number reported Not Applicable no CRD number reported Not Applicable no CRD number reportedvia RAYMOND JAMES & ASSOCIATES, INC. ( CRD 705 ↗) Not Applicable no CRD number reportedvia RAYMOND JAMES FINANCIAL SERVICES, INC. ( CRD 6694 ↗) | EDGAR ↗ |
| Jun 8, 2018 D HarbourVest Adelaide Feeder L.P. File 021-314212 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 8, 2018 D HarbourVest Adelaide L.P. File 021-314210 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 24, 2018 D HarbourVest Partners Co-Investment V Feeder Fund L.P. File 021-313207 | $5,000,000 (est.) | $0 (est.) | $0 (est.) | None no CRD number reported via DB Financial Investment Co., Ltd. None no CRD number reportedvia Eugene Investment and Securities Co., Ltd. None no CRD number reportedvia LarrainVial Investment Inc. | EDGAR ↗ |
| May 24, 2018 D HarbourVest Partners Co-Investment Fund V L.P. File 021-313201 | $5,000,000 (est.) | $0 (est.) | $0 (est.) | None no CRD number reported via DB Financial Investment Co., Ltd. None no CRD number reportedvia Eugene Investment and Securities Co., Ltd. None no CRD number reportedvia LarrainVial Investment Inc. | EDGAR ↗ |
| Mar 23, 2018 D/A HarbourVest Asia Pacific Feeder Fund VIII L.P. File 021-283489 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 23, 2018 D/A HarbourVest Asia Pacific Fund VIII L.P. File 021-283488 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 23, 2018 D/A HarbourVest 2017 Global Fund L.P. File 021-283473 | $2,000,000 (est.) | $0 (est.) | $0 (est.) | None no CRD number reported via Eugene Investment and Securities Co., Ltd. None no CRD number reported None no CRD number reportedvia Cheverny Capital Inc. None no CRD number reported | EDGAR ↗ |
| Mar 23, 2018 D HarbourVest 2018 Global Fund L.P. File 021-308442 | $1,000,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Eugene Investment & Securities Co., Ltd. Not Applicable no CRD number reported | EDGAR ↗ |
| Mar 23, 2018 D HarbourVest 2018 Global Feeder Fund L.P. File 021-308443 | $1,000,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Eugene Investment & Securities Co., Ltd. Not Applicable no CRD number reported | EDGAR ↗ |
| Mar 23, 2018 D HarbourVest Access-2018 Global Fund LLC File 021-308435 | $1,000,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Eugene Investment & Securities Co., Ltd. Not Applicable no CRD number reported Not Applicable no CRD number reported | EDGAR ↗ |
| Mar 20, 2018 D HarbourVest Partners XI Buyout Fund L.P. File 021-308094 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 20, 2018 D HarbourVest Partners XI Micro Buyout Feeder Fund L.P. File 021-308083 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 20, 2018 D HarbourVest Partners XI Micro Buyout Fund L.P. File 021-308082 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 20, 2018 D HarbourVest Partners XI Venture Fund L.P. File 021-308075 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 20, 2018 D HarbourVest Partners XI Venture Feeder Fund L.P. File 021-308077 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 20, 2018 D HarbourVest Partners XI Buyout Feeder Fund L.P. File 021-308095 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 20, 2018 D HarbourVest Partners XI L.P. File 021-308090 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2016 Global Parallel A Fund Holdings LLC File 021-301862 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2017 Global Parallel A Fund Holdings LLC File 021-301885 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2016 Global Parallel B Fund Holdings LLC File 021-301873 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2015 Global Parallel A Fund Holdings LLC File 021-301842 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2017 Global Parallel B Fund Holdings LLC File 021-301887 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2016 Global Parallel C Fund Holdings LLC File 021-301880 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2017 Global Parallel D Fund Holdings LLC File 021-301893 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2017 Global Parallel C Fund Holdings LLC File 021-301892 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2015 Global Parallel C Fund Holdings LLC File 021-301854 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2015 Global Parallel B Fund Holdings LLC File 021-301852 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2017 D HarbourVest 2014 Global Parallel A Fund Holdings LLC File 021-301839 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 22, 2017 D HarbourVest Access - 2017 Global Fund L.P. File 021-301604 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 13, 2017 D HarbourVest 2017 Global Fund Holdings LLC File 021-300598 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 13, 2017 D HarbourVest 2016 Global Fund Holdings LLC File 021-300597 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 13, 2017 D HarbourVest 2015 Global Fund Holdings LLC File 021-300596 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 13, 2017 D HarbourVest 2014 Global Fund Holdings LLC File 021-300594 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 26, 2017 D HarbourVest Co-Investment Opportunities Fund L.P. File 021-297487 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jul 21, 2017 D/A HarbourVest Partners Co-Investment Fund IV L.P. File 021-262143 | $287,250 (est.) | $0 (est.) | $0 (est.) | None no CRD number reported via Cordiant Capital Inc. None no CRD number reportedvia Dongbu Securities Co.,Ltd. | EDGAR ↗ |
| Mar 28, 2017 D HIPEP VIII Partnership Fund L.P. File 021-283482 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 28, 2017 D HIPEP VIII Partnership Feeder Fund L.P. File 021-283484 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 9, 2016 D/A HarbourVest Real Assets Fund III L.P. File 021-257408 | $175,000 (est.) | $0 (est.) | $0 (est.) | None no CRD number reported via Bank Julius Baer & Co. Ltd. | EDGAR ↗ |
| Dec 9, 2016 D/A HarbourVest Real Assets III Feeder Fund L.P. File 021-257409 | $175,000 (est.) | $0 (est.) | $0 (est.) | None no CRD number reported via Bank Julius Baer & Co. Ltd. | EDGAR ↗ |
| Sep 16, 2016 D SECONDARY OVERFLOW FUND III L.P. File 021-270841 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jul 21, 2016 D/A Dover Street IX L.P. File 021-252875 | $3,000,000 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported via Eugene Investment and Securities Co., Ltd. Not Applicable no CRD number reportedvia BNK Securities Not Applicable no CRD number reportedvia Norbert Enste None no CRD number reportedvia Picton SA None no CRD number reportedvia Dongbu Securities Co., Ltd. | EDGAR ↗ |
| Jul 21, 2016 D/A Dover Street IX Cayman Fund L.P. File 021-252878 | $3,000,000 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported via Eugene Investment and Securities Co., Ltd. Not Applicable no CRD number reportedvia BNK Securities Not Applicable no CRD number reportedvia Norbert Enste None no CRD number reportedvia Picton SA None no CRD number reportedvia Dongbu Securities Co., Ltd. | EDGAR ↗ |
| Jul 15, 2016 D/A HarbourVest Partners Mezzanine Income Fund L.P. File 021-244066 | $140,000 (est.) | $0 (est.) | $0 | None no CRD number reported via Korea Asset Investment Securities Co., Ltd. | EDGAR ↗ |
| Jul 15, 2016 D/A HarbourVest Partners Cayman Mezzanine Income Fund L.P. File 021-244068 | $140,000 (est.) | $0 (est.) | $0 | None no CRD number reported via Korea Asset Investment Securities Co., Ltd. | EDGAR ↗ |
| Apr 27, 2016 D HarbourVest 2016 Global Fund L.P. File 021-262135 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2016 D/A HarbourVest Partners X L.P. File 021-236908 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2016 D/A HarbourVest Partners X Buyout Fund L.P. File 021-236909 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2016 D/A HarbourVest Partners X Buyout Feeder Fund L.P. File 021-236910 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2016 D/A HarbourVest Partners X Venture Fund L.P. File 021-236911 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2016 D/A HarbourVest Partners X Venture Feeder Fund L.P. File 021-236912 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2016 D/A HarbourVest Canada Parallel Growth Fund L.P. File 021-236929 | $50,000 (est.) | $0 (est.) | $0 (est.) | None no CRD number reported via 9239-1192 Quebec Inc. None no CRD number reportedvia Cornerstone Asset Management L.P. None no CRD number reportedvia Cordiant Capital Inc. None no CRD number reportedvia Cheverny Capital Inc. | EDGAR ↗ |
| Jan 19, 2016 D/A HarbourVest 2015 Global Fund L.P. File 021-238966 | $700,000 (est.) | $0 (est.) | $0 | None no CRD number reported via Nomura Securities Co., Ltd. None no CRD number reportedvia Korea Asset Investment Securities Co., Ltd. | EDGAR ↗ |
| Apr 16, 2015 D/A HIPEP VII Partnership Fund L.P. File 021-215711 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2015 D/A HIPEP VII Europe Fund L.P. File 021-215712 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2015 D/A HIPEP VII Emerging Markets Fund L.P. File 021-215713 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2015 D/A HIPEP VII Asia Pacific Fund L.P. File 021-215714 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2015 D/A HIPEP VII Asia Pacific Feeder Fund L.P. File 021-215715 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2015 D/A HIPEP VII Emerging Markets Feeder Fund L.P. File 021-215716 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2015 D/A HIPEP VII Europe Feeder Fund L.P. File 021-215718 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2015 D/A HIPEP VII Partnership Feeder Fund L.P. File 021-215719 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2014 D HarbourVest Global Annual Private Equity Fund L.P. File 021-215695 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Feb 14, 2014 D HarbourVest - Origami Structured Solutions L.P. File 021-211990 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Oct 23, 2013 D/A HarbourVest Partners Cleantech Fund II L.P. File 021-186018 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 23, 2013 D/A HarbourVest Partners Cayman Cleantech Fund II L.P. File 021-186019 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Jul 9, 2013 D/A Dover Street VIII Cayman Fund L.P. File 021-168793 | $2,200,000 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported via Samsung Securities Co., Ltd. Not Applicable no CRD number reportedvia Japan Alternative Investment Co., Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Jul 9, 2013 D/A Dover Street VIII L.P. File 021-168794 | $2,200,000 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported via Samsung Securities Co., Ltd. Not Applicable no CRD number reportedvia Japan Alternative Investment Co., Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Jul 1, 2013 D/A HarbourVest Partners 2013 Direct Fund L.P. File 021-180502 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Jul 1, 2013 D/A HarbourVest Partners 2013 Cayman Direct Fund L.P. File 021-180503 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Mar 4, 2013 D EARTH NETWORKS INC File 021-192701 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 23, 2013 D SpringHarbour 2013 Private Equity Fund L.P. File 021-190623 | $0 (est.) | $0 (est.) | $0 | None listed on this filing | EDGAR ↗ |
| Nov 19, 2012 D/A Innoveer Solutions, Inc. File 021-173700 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 16, 2012 D/A HarbourVest Partners IX- Cayman Venture Fund L.P. File 021-139156 | $1,000,000 (est.) | $0 (est.) | $0 | Eliot Kalter no CRD number reported via EM Strategies, Inc. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. Not Applicable no CRD number reportedvia bfinance UK Ltd. | EDGAR ↗ |
| Nov 16, 2012 D/A HarbourVest Partners IX-Cayman Credit Opportunities Fund L.P. File 021-139157 | $1,000,000 (est.) | $0 (est.) | $0 | Eliot Kalter no CRD number reported via EM Strategies, Inc. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc Not Applicable no CRD number reportedvia bfinance UK Ltd. | EDGAR ↗ |
| Nov 16, 2012 D/A HarbourVest Partners IX-Cayman Buyout Fund L.P. File 021-139158 | $1,000,000 (est.) | $0 (est.) | $0 | Eliot Kalter no CRD number reported via EM Strategies, Inc. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. Not Applicable no CRD number reportedvia bfinance UK Ltd. | EDGAR ↗ |
| Nov 16, 2012 D/A HarbourVest Partners IX-Venture Fund L.P. File 021-139159 | $1,000,000 (est.) | $0 (est.) | $0 | Eliot Kalter no CRD number reported via EM Strategies, Inc. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. Not Applicable no CRD number reportedvia bfinance UK Ltd | EDGAR ↗ |
| Nov 16, 2012 D/A HarbourVest Partners IX-Credit Opportunities Fund L.P. File 021-139160 | $1,000,000 (est.) | $0 (est.) | $0 | Eliot Kalter no CRD number reported via EM Strategies, Inc. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. Not Applicable no CRD number reportedvia bfinance UK Ltd. | EDGAR ↗ |
| Nov 16, 2012 D/A HarbourVest Partners IX-Buyout Fund L.P. File 021-139161 | $1,000,000 (est.) | $0 (est.) | $0 | Eliot Kalter no CRD number reported via EM Strategies, Inc. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. Not Applicable no CRD number reportedvia bfinance UK Ltd. | EDGAR ↗ |
| Nov 16, 2012 D/A HarbourVest Partners IX L.P. File 021-150602 | $1,000,000 (est.) | $0 (est.) | $0 | Eliot Kalter no CRD number reported via EM Strategies, Inc. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HarbourVest International Private Equity Partners VI-Partnership Fund L.P. File 021-120873 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via bfinance UK Ltd. Not Applicable no CRD number reportedvia Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HIPEP VI-Cayman Partnership Fund L.P. File 021-120874 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via bfinance UK Ltd. Not Applicable no CRD number reportedvia Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HIPEP VI-Cayman Asia Pacific Fund L.P. File 021-121046 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HIPEP VI-Asia Pacific Fund L.P. File 021-121048 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HIPEP VI-Cayman European Large Buyout Fund L.P. File 021-121043 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HIPEP VI-European Large Buyout Fund L.P. File 021-121044 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HIPEP VI-Cayman European Small-Medium Buyout Fund L.P. File 021-125124 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HIPEP VI-European Small-Medium Buyout Fund L.P. File 021-121045 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HIPEP VI-Emerging Markets Fund L.P. File 021-139015 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Nov 16, 2011 D/A HIPEP VI-Cayman Emerging Markets Fund L.P. File 021-121047 | $1,500,000 (est.) | $0 (est.) | $0 (est.) | Not Applicable no CRD number reported via Warburg Alternative Investments AG Eliot Kalter no CRD number reportedvia EM Strategies, Inc. Not Applicable no CRD number reportedvia Nomura Securities Company, Ltd. Not Applicable no CRD number reportedvia Larrain Vial Investment, Inc. | EDGAR ↗ |
| Apr 19, 2010 D Infinity Publishers Group, Inc. File 021-140818 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 24, 2010 D/A HarbourVest Partners Cleantech Fund I L.P. File 021-118409 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Feb 24, 2010 D/A HarbourVest Partners Cayman Cleantech Fund I L.P. File 021-124134 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |