Robert C. Ketterson is listed as an executive officer and director on 11 SEC Form D filings by 7 issuers between Jul 2010 and Dec 2021. Largest by amount reported sold: BLACK DUCK SOFTWARE INC (Burlington, MA — other technology — 2014; $20M reported sold to 13 investors), Highland Creek Partners, LLC (Toronto, Ontario, Canada (as filed: A6) — other technology — 2015; $13.9M reported sold to 29 investors), MEGAPATH INC (Costa Mesa, CA — telecommunications — 2010; $8.24M reported sold to 68 investors), RO Acquisition Corp. (Boston, MA — industry reported as "Other" — 2019–2021; $6.85M reported sold to 28 investors), MegaPath Holding Corp (Pleasanton, CA — telecommunications — 2015; $4.99M reported sold to 18 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $58.3M sold in total.
Listed alongside William Ledingham (5 shared filings), Robert T. Brennan (4 shared filings), D. Craig Young (3 shared filings), John Siegel (3 shared filings), Paul Chisholm (3 shared filings) and 37 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
2 of the issuers belong to the sponsor group Megapath (2 issuers, $13.2M reported sold, 2010–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Megapath has 2 companies on file and $13.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 11 public filings for Robert C. Ketterson and found 9 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.