Robert Tarkoff is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Jan 2012 and Apr 2014: LITHIUM TECHNOLOGIES, INC. (San Francisco, CA — other technology — 2012–2014; $86.5M reported sold to 90 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bruno Teuber (3 shared filings), Charles Hough (3 shared filings), Ed Van Siclen (3 shared filings), Gordon Ritter (3 shared filings), Jeffrey Miller (3 shared filings) and 12 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Robert Tarkoff and found 6 differences: Bankruptcy case: Tarkoff v. Mount Auburn Professional Services, Inc; Form D filed 17 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.