Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · VT, NY, CA, MA · Jan 28, 2013 → Apr 18, 2025
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Robert Taglich is listed as a director and promoter on 53 SEC Form D filings by 8 issuers between Feb 2010 and Mar 2026. Largest by amount reported sold: BIOVENTRIX, INC. (Mansfield, MA — biotechnology — 2013–2020; $40.8M reported sold to 195 investors), DILON TECHNOLOGIES INC (Newport News, VA — biotechnology — 2025–2026; $21.1M reported sold to 196 investors), Bridgeline Digital, Inc. (Woburn, MA — other technology — 2016; $10.2M reported sold to 70 investors), AIR INDUSTRIES GROUP (Hauppauge, NY — manufacturing — 2012–2019; $7.12M reported sold to 150 investors), ABC Peanut Butter, LLC (Stowe, VT — industry reported as "Other" — 2010; $7.1M reported sold to 87 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as director and promoter, over about 16 years. Across those companies the filings report $95.1M sold in total.
Listed alongside Michael N. Taglich (53 shared filings), GEORGE FAZIO (24 shared filings), KENNETH MILLER (24 shared filings), Paul Seid (24 shared filings), Warren E. Pinkert II (24 shared filings) and 45 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
1 of the issuers belongs to the sponsor group Dmp (3 issuers, $12.6M reported sold, 2010–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Dmp has 3 companies on file and $12.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 5 state regulator orders listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 53 public filings for Robert Taglich and found 16 differences, 3 worth asking the sponsor about: Regulator action: Taglich Brothers, Inc. and Richard C. Oh (Sep 15, 2004); 8 filings report more than 10% of the money raised going to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Robert Taglich has not run yet — it is joining a line of 41,018 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 SEC release; 5 state regulator orders
An AWC was issued in which the firm was censured, fined $60,000, and required to comply with the undertaking enumerated in this AWC. Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it willfully violated Reg BI by failing to comply with its Conflict of Interest and Compliance Obligations.Order / docket ↗ Regulator's list ↗
Taglich Brothers, Inc. (CRD #29102, New York, New York) and Michael Nicholas Taglich (CRD #1343730, Registered Principal, Sag Harbor, New York) submitted an Offer of Settlement in which they were censured and fined $35,000, jointly and severally. In addition, the firm was fined an additional $5,000 and Taglich was required to requalify by exam as a general securities principal (Series 24) within 90 days of issuance of the Order Accepting the Offer of Settlement. Without admitting or denying the allegations, the firm and Taglich consented to the described sanctions and to the entry of findings that they failed to disclose to public customers that they had an arrangement whereby the firm’s clearing firm would make markets in securities requested by the firm and then pay the firm a portion of the clearing firm’s spread earned on some, but not all, trades executed by the clearing firm in these securities.Order / docket ↗ Regulator's list ↗
Taglich Brothers, Inc. (CRD #29102, Huntington, New York) submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $25,000. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it failed to enforce its written supervisory procedures requiring annual reviews of its fee-based retail customer brokerage accounts to review the appropriateness of the compensation structure for each customer and documentation of the reasons customers choose a fee-based account.Order / docket ↗ Regulator's list ↗
Taglich Brothers, Inc. (CRD #29102, Huntington, New York) submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $30,000. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it issued research reports that failed to comply with various provisions of NASD Rule 2711.Order / docket ↗ Regulator's list ↗
Taglich Brothers, Inc. (CRD #29102, Huntington, New York) submitted an AWC in which the firm was censured and fined $20,000. Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to establish and implement an AML compliance program that could be reasonably expected to monitor, detect, and cause the reporting of suspicious transactions posed by the deposit and liquidation of microcap securities.Order / docket ↗ Regulator's list ↗
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Taglich..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
16 differences found between the filings for Robert Taglich — 3 worth asking about (compared the newest 50 of 53 filings on Oct 24, 2026; older filings not covered)
A ap release dated Sep 15, 2004 names Robert Taglich. Our match estimate: 70%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
United States Bankruptcy Court, S.D. New York docket "Michael E. Recca" filed Aug 9, 2010, closed Nov 5, 2010. Michael E. Recca (listed on the same filings) is listed as Debtor ("Michael E. Recca"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
40% of the money raised went to insiders — BIOVENTRIX, INC. · 61% of the money raised went to insiders — BIOVENTRIX, INC. · 42% of the money raised went to insiders — BIOVENTRIX, INC. · 42% of the money raised went to insiders — BIOVENTRIX, INC. · 45% of the money raised went to insiders — Autonet Investors LLC · and 3 more
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The Jan 14, 2025 Form D/A lists Michael N. Taglich as director of the issuer and also as a person receiving sales compensation (CRD 1343730). Sales commissions reported on this filing: $1,687,880.
What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.
Autonet Investors LLC (last filing Jul 21, 2014; $1,000,000 sold of $6,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The Nov 21, 2012 filing lists Taglich Brothers, Inc. with CRD 29102; the Jul 3, 2017 Form D/A lists the same name with no CRD number.
What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.
Form D filed 46 days after the first sale — DILON TECHNOLOGIES INC · Form D filed 23 days after the first sale — Bioventrix Investors, LLC · Form D filed 22 days after the first sale — AIR INDUSTRIES GROUP · Form D filed 31 days after the first sale — AIR INDUSTRIES GROUP
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — Mare Island Dry Dock Investment LLC (latest filing Apr 18, 2025) · No amendment in the last 12 months on an offering that may still be open — DILON TECHNOLOGIES INC (latest filing Jan 14, 2025) · No amendment in the last 12 months on an offering that may still be open — BIOVENTRIX, INC. (latest filing Jul 26, 2019) · No amendment in the last 12 months on an offering that may still be open — AIR INDUSTRIES GROUP (latest filing May 22, 2018) · No amendment in the last 12 months on an offering that may still be open — AIR INDUSTRIES GROUP (latest filing May 23, 2017) · and 9 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Robert Taglich appears on the Jan 6, 2020 Form D (director) but not on the Nov 25, 2020 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
Offering amount changed between filings — DILON TECHNOLOGIES INC · Offering amount changed between filings — DILON TECHNOLOGIES INC · Offering amount changed between filings — BIOVENTRIX, INC. · Offering amount changed between filings — BIOVENTRIX, INC. · Offering amount changed between filings — BIOVENTRIX, INC. · and 12 more
What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.
The Jan 30, 2024 filing lists a minimum of $5,000; the Jan 14, 2025 Form D/A lists $10,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Dec 13, 2013 filing lists a minimum of $500,000; the Jan 24, 2014 Form D/A lists $250,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "Robert Taglich" on 48 filings (from Aug 22, 2012), and "Robert F Taglich" on 2 filings (from Nov 8, 2013).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Decline to Disclose" (Nov 21, 2012); then "Not Applicable" (Feb 6, 2014); then "Decline to Disclose" (Feb 7, 2014).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
The people listed on the May 23, 2017 filing give New York, NY; on the Dec 12, 2017 filing they give Hauppauge, NY.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
NY on 22 filings (Aug 22, 2012 to Mar 11, 2026); CA on 25 filings (Jan 28, 2013 to Apr 18, 2025); MA on 3 filings (May 10, 2016 to Nov 14, 2016).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 53 filings (work cap); older filings are not covered here. As of Oct 24, 2026.
30 of 32 offerings report sales commissions totalling $14,202,598; 0 report finder's fees; 7 report proceeds to related persons totalling $4,390,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 11, 2026 D/A DILON TECHNOLOGIES INC File 021-550924 | $644,520 | $0 | $0 | Michael N. Taglich BrokerCheck CRD 1343730 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) Robert F. Taglich BrokerCheck CRD 1539988 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Apr 18, 2025 D Mare Island Dry Dock Investment LLC File 021-544067 | $240,000 (est.) | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jan 14, 2025 D/A DILON TECHNOLOGIES INC File 021-503901 | $1,687,880 (est.) | $0 | $0 | Michael N. Taglich BrokerCheck CRD 1343730 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) Robert F. Taglich BrokerCheck CRD 1539988 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Apr 13, 2023 D Bioventrix Investors, LLC File 021-478813 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 6, 2020 D BIOVENTRIX, INC. File 021-357195 | $320,000 (est.) | $0 | $500,000 (est.) | TAGLICH BROTHERS, INC. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jul 26, 2019 D BIOVENTRIX, INC. File 021-345144 | $312,000 (est.) | $0 | $390,000 (est.) | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jul 23, 2019 D/A BIOVENTRIX, INC. File 021-293763 | $3,200,000 (est.) | $0 | $800,000 (est.) | TAGLICH BROTHERS, INC. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Feb 6, 2019 D AIR INDUSTRIES GROUP File 021-332294 | $80,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Oct 3, 2018 D/A AIR INDUSTRIES GROUP File 021-322619 | $70,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jul 23, 2018 D AIR INDUSTRIES GROUP File 021-317508 | $27,628 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| May 22, 2018 D AIR INDUSTRIES GROUP File 021-312990 | $48,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jan 11, 2018 D/A AIR INDUSTRIES GROUP File 021-300548 | $160,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jul 3, 2017 D/A BIOVENTRIX, INC. File 021-267692 | $1,160,397 (est.) | $0 | $500,000 (est.) | TAGLICH BROTHERS, INC. no CRD number reported | EDGAR ↗ |
| May 23, 2017 D AIR INDUSTRIES GROUP File 021-287300 | $191,155 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ | EDGAR ↗ |
| Mar 22, 2017 D AIR INDUSTRIES GROUP File 021-283115 | $96,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Feb 22, 2017 D AIR INDUSTRIES GROUP File 021-281090 | $80,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Dec 29, 2016 D AIR INDUSTRIES GROUP File 021-277273 | $94,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Nov 30, 2016 D AIR INDUSTRIES GROUP File 021-275340 | $112,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Nov 14, 2016 D Bridgeline Digital, Inc. File 021-274329 | $70,540 | $0 | $0 | Craig-Hallum Capital Group LLC BrokerCheck CRD 121395 ↗ | EDGAR ↗ |
| Sep 1, 2016 D/A AIR INDUSTRIES GROUP File 021-269779 | $295,400 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jul 20, 2016 D Bridgeline Digital, Inc. File 021-267364 | $69,400 (est.) | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jun 2, 2016 D/A AIR INDUSTRIES GROUP File 021-263961 | $490,000 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ Craig-Hallum Capital Group LLC BrokerCheck CRD 121395 ↗ | EDGAR ↗ |
| May 10, 2016 D Bridgeline Digital, Inc. File 021-262837 | $160,000 (est.) | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Dec 8, 2015 D/A BIOVENTRIX, INC. File 021-230553 | $1,400,000 (est.) | $0 (est.) | $400,000 (est.) | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jul 8, 2014 D/A BIOVENTRIX, INC. File 021-211445 | $994,470 (est.) | $0 (est.) | $0 (est.) | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jan 24, 2014 D/A BIOVENTRIX, INC. File 021-207963 | $160,000 (est.) | $0 (est.) | $0 (est.) | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Nov 8, 2013 D AIR INDUSTRIES GROUP File 021-206062 | $20,000 (est.) | $0 | $0 | Taglich Brothers Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jul 12, 2013 D/A BIOVENTRIX, INC. File 021-195236 | $640,000 (est.) | $0 | $0 (est.) | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Jan 28, 2013 D/A BIOVENTRIX, INC. File 021-187352 | $360,000 (est.) | $0 | $0 (est.) | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Aug 22, 2012 D Autonet Investors LLC File 021-183083 | $450,000 (est.) | $0 | $450,000 (est.) Taglich Brothers, Inc. will receive a placement fee of 6.5%, up to $350,000. Taglich Private Equity, LLC and/or its affiliates will receive a closing fee of $100,000. | Not Applicable no CRD number reported via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
| Jul 16, 2012 D/A AIR INDUSTRIES GROUP File 021-180163 | $569,208 | $0 | $0 | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ | EDGAR ↗ |
| Feb 25, 2010 D ABC Peanut Butter, LLC File 021-139043 | $0 | $0 | $1,350,000 Paid or to be paid to certain persons named in response to Item 3 for services not in connection with the offer or sale of securities. | Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗ via Taglich Brothers, Inc. (CRD 29102 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Robert Taglich on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $21.1M from 196 investors (100% of the $10.4M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $3.81M from 64 investors (100% of the $3.24M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $3.98M from 92 investors (100% of the $3.98M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $40.8M from 195 investors (100% of the $8M target) as of the latest filing. Robert is listed as director on 24 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $7.12M from 150 investors (100% of the $2M target) as of the latest filing. Robert is listed as director on 19 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $10.2M from 70 investors (100% of the $1.1M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1M from 7 investors (17% of the $5.82M target) as of the latest filing. Robert is listed as promoter.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $7.1M from 87 investors (100% of the $7.1M target) as of the latest filing. Robert is listed as promoter.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Michael N. Taglich is on 18 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Richard L. Baum, Jr. is on 18 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
William Morris is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Vincent Palmieri is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Douglas Hailey is on 18 issuers in total — a repeat sponsor. Their page lists every one.
Gary Kurnov is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Taglich. Their page shows their other deals.
One team, 3 deal companies. Robert Taglich is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Taglich.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Robert Taglich by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Robert Taglich is listed on: none on file. No website or social profile named in DILON TECHNOLOGIES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,148 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Newport News, VA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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