PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:37 AM ET

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Robert L. Gray, Jr.

Named as an officer, director or promoter on SEC Form D filings · NY, CA · Jun 7, 2012 → Nov 8, 2017

10deals (issuers)
$1.27Breported sold
575investors
14Form D filings
2012–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert L. Gray, Jr. is listed as an executive officer and director on 14 SEC Form D filings by 10 issuers between Jun 2012 and Nov 2017. Largest by amount reported sold: Rockwood Capital Real Estate Partners Fund X, L.P. (New York, NY — pooled investment fund — 2015–2016; $610.9M reported sold to 34 investors), Rockwood Capital Real Estate Partners Fund IX, L.P. (White Plains, NY — pooled investment fund — 2012–2013; $505.1M reported sold to 26 investors), Rockwood Income & Credit Partners, L.P. (New York, NY — pooled investment fund — 2016–2017; $100M reported sold to 1 investors), Rockwood Capital Fund X Side Car, L.P. (New York, NY — pooled investment fund — 2015–2016; $50M reported sold to 1 investors), NorthRock II General Partner, LLC (San Francisco, CA — pooled investment fund — 2012; $2M reported sold to 13 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $1.27B sold in total.

Listed alongside Peter J. Falco (14 shared filings), TYSON E. SKILLINGS (14 shared filings), Walter P. Schmidt (14 shared filings), David A. Streicher (12 shared filings), PETER A. KAYE (12 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 10 issuers belong to the sponsor group Rockwood (51 issuers, $6.15B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Rockwood has 51 companies on file and $6.15B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 SEC releases, 1 state regulator order, 33 bankruptcy cases matching the name listed in Key records below.

What this means 36 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Robert L. Gray, Jr. and found 7 differences: 5 offerings have no amendment in the last 12 months and may still be open; Same name, different state: "Robert Gray" (CA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert L. Gray, Jr. has not run yet — it is joining a line of 19,456 names; searches run around the clock at the hosts' allowed rate. Searched so far: 32 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases; 1 state regulator order

Emergency Cease and Desist TX · Texas State Securities Board (TSSB)
Order date Feb 11, 2026 · Regulator: Texas State Securities Board (TSSB) · ENF-26-CDO-1893 · Parties (regulator's caption): TEXITcoin, MineTXC, Blockchain Mint, and Robert J. Gray
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 13 people with this name in Form D filings; regulator in TX (not a filing state); middle initial differs
Robert L. Gray Litigation release
SEC · Jun 15, 1998 · Parties as named in the release: Robert L. Gray Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is named in the release
Robert L. Gray Litigation release
SEC · Aug 1, 1997 · Parties as named in the release: Robert L. Gray Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is named in the release
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert L. Gray, Jr...

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

33 cases: 33 closed (disposition not in docket feed)

Robert Gray closed
United States Bankruptcy Court, S.D. New York · No. 24-35167 · Filed Feb 22, 2024 · Closed May 22, 2024
Role of Robert Gray: Debtor · Outcome: Case closed 2024-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Robert Gray closed
United States Bankruptcy Court, C.D. California · No. 6:23-bk-11133 · Filed Mar 24, 2023 · Closed Jul 5, 2023
Role of Robert Gray: Debtor · Outcome: Case closed 2023-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
Robert C. Gray, Jr. closed
United States Bankruptcy Court, N.D. New York · No. 18-10699 · Filed Apr 20, 2018 · Closed Aug 14, 2018
Role of Robert C. Gray, Jr.: Debtor · Outcome: Case closed 2018-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert C. Gray, Jr. closed
United States Bankruptcy Court, N.D. New York · No. 14-31754 · Filed Nov 11, 2014 · Closed Nov 6, 2015
Role of Robert C. Gray, Jr.: Debtor · Outcome: Case closed 2015-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert Gray closed
United States Bankruptcy Court, N.D. California · No. 13-32339 · Filed Oct 25, 2013 · Closed Feb 5, 2014
Role of Robert Gray: Debtor · Outcome: Case closed 2014-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
Robert L. Gray closed
United States Bankruptcy Court, N.D. California · No. 12-43399 · Filed Apr 18, 2012 · Closed Dec 5, 2014
Role of Robert L. Gray: Debtor · Outcome: Case closed 2014-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
Robert A Gray and Barbara Gray closed
United States Bankruptcy Court, E.D. New York · No. 8-12-71761 · Filed Mar 23, 2012 · Closed Jun 26, 2012
Role of Robert A Gray and Barbara Gray: Debtor · Outcome: Case closed 2012-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert R. Gray closed
United States Bankruptcy Court, E.D. New York · No. 1-12-40215 · Filed Jan 16, 2012 · Closed Apr 17, 2012
Role of Robert R. Gray: Debtor · Outcome: Case closed 2012-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert Gray, Jr. and Susan J Gray closed
United States Bankruptcy Court, S.D. New York · No. 11-37873 · Filed Oct 13, 2011 · Closed Jan 8, 2013
Role of Robert Gray, Jr.: Debtor · Outcome: Case closed 2013-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Robert Gray, Jr. closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-18983 · Filed Mar 18, 2011 · Closed Jul 26, 2011
Role of Robert Gray, Jr.: Debtor · Outcome: Case closed 2011-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
Robert L. Gray closed
United States Bankruptcy Court, E.D. California · No. 11-12641 · Filed Mar 7, 2011 · Closed Jun 23, 2011
Role of Robert L. Gray: Debtor · Outcome: Case closed 2011-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
Robert T. Gray and Tina J. Gray closed
United States Bankruptcy Court, E.D. California · No. 10-24628 · Filed Feb 26, 2010 · Closed Jun 18, 2010
Role of Robert T. Gray and Tina J. Gray: Debtor · Outcome: Case closed 2010-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Gray closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-15144 · Filed Feb 25, 2010 · Closed Aug 14, 2015
Role of Robert Gray: Debtor · Outcome: Case closed 2015-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
Robert B Gray and Maritza Gray closed
United States Bankruptcy Court, C.D. California · No. 6:09-bk-27112 · Filed Jul 29, 2009 · Closed Dec 8, 2009
Role of Robert B Gray and Maritza Gray: Debtor · Outcome: Case closed 2009-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Gray closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-13212 · Filed Apr 9, 2009 · Closed Sep 30, 2009
Role of Robert Gray: Debtor · Outcome: Case closed 2009-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
Robert W. Gray and Celeste M. Gray closed
United States Bankruptcy Court, E.D. California · No. 09-90089 · Filed Jan 15, 2009 · Closed Jun 3, 2011
Role of Robert W. Gray and Celeste M. Gray: Debtor · Outcome: Case closed 2011-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert W. Gray closed
United States Bankruptcy Court, N.D. New York · No. 08-61275 · Filed May 28, 2008 · Closed Oct 7, 2008
Role of Robert W. Gray: Debtor · Outcome: Case closed 2008-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert D. Gray closed
United States Bankruptcy Court, E.D. California · No. 08-26746 · Filed May 22, 2008 · Closed Oct 28, 2008
Role of Robert D. Gray: Debtor · Outcome: Case closed 2008-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert A Gray closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-10661 · Filed Jan 23, 2008 · Closed May 13, 2008
Role of Robert A Gray: Debtor · Outcome: Case closed 2008-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Gray closed
United States Bankruptcy Court, E.D. New York · No. 8-07-73803 · Filed Sep 28, 2007 · Closed Jan 9, 2008
Role of Robert Gray: Debtor · Outcome: Case closed 2008-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Robert E Gray, III closed
United States Bankruptcy Court, N.D. New York · No. 07-12231 · Filed Aug 16, 2007 · Closed Jan 30, 2008
Role of Robert E Gray, III: Debtor · Outcome: Case closed 2008-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert E. Gray and Marilyn F. Gray closed
United States Bankruptcy Court, N.D. New York · No. 07-31106 · Filed Apr 20, 2007 · Closed Oct 1, 2007
Role of Robert E. Gray and Marilyn F. Gray: Debtor · Outcome: Case closed 2007-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert Gray closed
United States Bankruptcy Court, N.D. New York · No. 05-12542 · Filed Apr 14, 2005 · Closed Apr 17, 2006
Role of Robert Gray: Debtor · Outcome: Case closed 2006-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Robert Gray closed
United States Bankruptcy Court, N.D. California · No. 05-50145 · Filed Jan 11, 2005 · Closed Apr 4, 2005
Role of Robert Gray: Debtor · Outcome: Case closed 2005-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
Robert Gray closed
United States Bankruptcy Court, S.D. New York · No. 03-17345 · Filed Nov 19, 2003 · Closed Apr 7, 2004
Role of Robert Gray: Debtor · Outcome: Case closed 2004-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Robert Gray closed
United States Bankruptcy Court, S.D. New York · No. 03-16711 · Filed Oct 27, 2003 · Closed Feb 6, 2004
Role of Robert Gray: Debtor · Outcome: Case closed 2004-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Robert G. Gray closed
United States Bankruptcy Court, E.D. California · No. 03-93050 · Filed Jul 28, 2003 · Closed Nov 7, 2003
Role of Robert G. Gray: Debtor · Outcome: Case closed 2003-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert B. Gray closed
United States Bankruptcy Court, W.D. New York · No. 2-03-21307 · Filed Apr 4, 2003 · Closed Sep 15, 2006
Role of Robert B. Gray: Debtor · Outcome: Case closed 2006-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert Gray closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-13205 · Filed Feb 4, 2003 · Closed Jun 6, 2003
Role of Robert Gray: Debtor · Outcome: Case closed 2003-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
Robert C. Gray closed
United States Bankruptcy Court, N.D. New York · No. 01-61740 · Filed Mar 28, 2001 · Closed Sep 12, 2001
Role of Robert C. Gray: Debtor · Outcome: Case closed 2001-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert J Gray closed
United States Bankruptcy Court, C.D. California · No. 1:00-bk-13648 · Filed Apr 13, 2000 · Closed Jun 30, 2000
Role of Robert J Gray: Debtor · Outcome: Case closed 2000-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert J. Gray closed
United States Bankruptcy Court, S.D. New York · No. 00-11038 · Filed Mar 16, 2000 · Closed Aug 25, 2000
Role of Robert J. Gray: Debtor · Outcome: Case closed 2000-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Robert D. Gray closed
United States Bankruptcy Court, S.D. California · No. 00-00294 · Filed Jan 12, 2000 · Closed May 9, 2000
Role of Robert D. Gray: Debtor · Outcome: Case closed 2000-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 780 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Robert L. Gray, Jr. (compared 14 filings on Oct 24, 2026)

Note · Jun 8, 2012 – Nov 8, 2017

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Rockwood Income & Credit Partners, L.P. (latest filing Nov 8, 2017) · No amendment in the last 12 months on an offering that may still be open — Rockwood Capital Real Estate Partners Fund X, L.P. (latest filing Jul 14, 2016) · No amendment in the last 12 months on an offering that may still be open — Rockwood Capital Fund X Side Car, L.P. (latest filing Jul 14, 2016) · No amendment in the last 12 months on an offering that may still be open — Rockwood Capital Real Estate Partners Fund IX, L.P. (latest filing Jun 6, 2013) · No amendment in the last 12 months on an offering that may still be open — NorthRock II General Partner, LLC (latest filing Sep 17, 2012)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 8, 2017 ↗Rockwood Income & Credit Partners, L.P. — PartnerFacts page ↗Form D/A · Jul 14, 2016 ↗Rockwood Capital Real Estate Partners Fund X, L.P. — PartnerFacts page ↗
Sources
Note · Apr 2, 2021

Same name, different state: "Robert Gray" (CA) is a separate record

This page covers filings where the address state is NY or CA. A separate record, "Robert Gray" with address state CA, is listed on 3 filings — most recently by Sunwink Corp. (Apr 2, 2021). The two records do not overlap in time: this page runs Jun 7, 2012 to Nov 8, 2017; the other has one filing dated Apr 2, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Gray (CA) — PartnerFacts page ↗Form D · Apr 2, 2021 ↗Sunwink Corp. — PartnerFacts page ↗Robert L. Gray, Jr. (NY,CA) — this page ↗
Sources
Note · Apr 3, 2009 – May 6, 2016

Same name, different state: "Robert Gray" (FL) is a separate record

This page covers filings where the address state is NY or CA. A separate record, "Robert Gray" with address state FL, is listed on 16 filings — most recently by TerraCap Partners III (Institutional) LP (May 6, 2016). Both records have filings in the same period (Jun 7, 2012 to May 6, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Gray (FL) — PartnerFacts page ↗Form D/A · May 6, 2016 ↗TerraCap Partners III (Institutional) LP — PartnerFacts page ↗Robert L. Gray, Jr. (NY,CA) — this page ↗
Sources
Note · Jan 24, 2014

Same name, different state: "Robert Gray" (MD) is a separate record

This page covers filings where the address state is NY or CA. A separate record, "Robert Gray" with address state MD, is listed on 1 filing — most recently by Someone With Group, LLC (Jan 24, 2014). Both records have filings in the same period (Jan 24, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Gray (MD) — PartnerFacts page ↗Form D · Jan 24, 2014 ↗Someone With Group, LLC — PartnerFacts page ↗Robert L. Gray, Jr. (NY,CA) — this page ↗
Sources
Note · Nov 23, 2010

Same name, different state: "ROBERT GRAY" (TX) is a separate record

This page covers filings where the address state is NY or CA. A separate record, "ROBERT GRAY" with address state TX, is listed on 1 filing — most recently by RADIANT OIL & GAS INC (Nov 23, 2010). The two records do not overlap in time: this page runs Jun 7, 2012 to Nov 8, 2017; the other has one filing dated Nov 23, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ROBERT GRAY (TX) — PartnerFacts page ↗Form D · Nov 23, 2010 ↗RADIANT OIL & GAS INC — PartnerFacts page ↗Robert L. Gray, Jr. (NY,CA) — this page ↗
Sources
Note · May 22, 2009

Same name, different state: "Robert Gray" (NY) is a separate record

This page covers filings where the address state is NY or CA. A separate record, "Robert Gray" with address state NY, is listed on 1 filing — most recently by Morgan Stanley Real Estate Fund VII Global-F, L.P. (May 22, 2009). The two records do not overlap in time: this page runs Jun 7, 2012 to Nov 8, 2017; the other has one filing dated May 22, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Gray (NY) — PartnerFacts page ↗Form D · May 22, 2009 ↗Morgan Stanley Real Estate Fund VII Global-F, L.P. — PartnerFacts page ↗Robert L. Gray, Jr. (NY,CA) — this page ↗
Sources
Note · Jun 7, 2012 – Nov 8, 2017

Robert L. Gray, Jr. is listed with 2 different address states: NY, CA

NY on 13 filings (Jun 7, 2012 to Nov 8, 2017); CA on 1 filing (Sep 17, 2012).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 7, 2012 ↗Form D · Sep 17, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

7 of 10 offerings report sales commissions totalling $12,031,250; 0 report finder's fees; 4 report proceeds to related persons totalling $133,800. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 8, 2017 D/A
Rockwood Income & Credit Partners, L.P.
File 021-274139
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 25, 2017 D
Moffett Park Drive Holdco, LLC
File 021-279240
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jul 14, 2016 D/A
Rockwood Capital Fund X Side Car, L.P.
File 021-243731
$6,000,000 (est.)$0 (est.)$0None no CRD number reported
via Threadmark Partners Limited

None no CRD number reported
via IBK Securities Co., Ltd.

None no CRD number reported
via Park Madison Partners LLC (CRD 140016 ↗)
EDGAR ↗
Jul 14, 2016 D/A
Rockwood Capital Real Estate Partners Fund X, L.P.
File 021-243732
$6,000,000 (est.)$0 (est.)$0None no CRD number reported
via Threadmark Partners Limited

None no CRD number reported
via IBK Securities Co., Ltd.

None no CRD number reported
via Park Madison Partners LLC (CRD 140016 ↗)
EDGAR ↗
Dec 4, 2015 D
Haddon Hall REIT, LLC
File 021-252477
$6,250 (est.)$0 (est.)$32,600 (est.)
REIT Funding, LLC will be paid a consulting fee of approximately $22,600 from which it will pay placement and advisory fees; an affiliate of REIT Funding, LLC will be paid an annual fee up to $10,000 for administrative services.
Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Johnson BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 4, 2015 D
Rockwood X REIT, Inc.
File 021-252475
$6,250 (est.)$0 (est.)$33,600 (est.)
REIT Funding LLC will be paid a consulting fee of approximately $22,600 from which it will pay placement and advisory fees; an affiliate of REIT Funding LLC will be paid an initial fee of $1,000 and an annual fee of $10,000 for administrative services.
Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Johnson BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 1, 2014 D
Rockwood IX Upper Tier REIT, Inc.
File 021-229220
$6,250 (est.)$0$33,800 (est.)
REIT Funding LLC will be paid $23,800 from which it will pay placement and advisory fees; an affiliate of REIT Funding LLC will be paid an initial fee of $1,250 and an annual fee of $8,750 for administrative services
Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jun 6, 2013 D/A
Rockwood Capital Real Estate Partners Fund IX, L.P.
File 021-179400
$0 (est.)$0 (est.)$0None listed on this filingEDGAR ↗
Oct 23, 2012 D
Rockwood IX REIT, Inc.
File 021-185955
$6,250 (est.)$0$33,800 (est.)
REIT Funding LLC will be paid $23,800 from which it will pay placement and advisory fees; an affiliate of REIT Funding LLC will be paid an initial fee of $1,250 and an annual fee of $8,750 for administrative services
Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Sep 17, 2012 D
NorthRock II General Partner, LLC
File 021-184238
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Robert L. Gray, Jr. on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RI
Pooled Investment Fund · group: Rockwood

Rockwood Income & Credit Partners, L.P.

New York, NY · Nov 9, 2016 → Nov 8, 2017 · 2 filings
  • Nov 8, 2017 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Nov 9, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
REITS and Finance · group: Rockwood

Moffett Park Drive Holdco, LLC

New York, NY · Jan 25, 2017
  • Jan 25, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Rockwood

Rockwood Capital Fund X Side Car, L.P.

New York, NY · Jul 14, 2015 → Jul 14, 2016 · 2 filings
  • Jul 14, 2016 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Jul 14, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $50M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Rockwood

Rockwood Capital Real Estate Partners Fund X, L.P.

New York, NY · Jul 14, 2015 → Jul 14, 2016 · 2 filings
  • Jul 14, 2016 · D/A · $610,850,000 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Jul 14, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $610.9M from 34 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
REITS and Finance · group: Rockwood

Haddon Hall REIT, LLC

New York, NY · Dec 4, 2015
  • Dec 4, 2015 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RX
REITS and Finance · group: Rockwood

Rockwood X REIT, Inc.

New York, NY · Dec 4, 2015
  • Dec 4, 2015 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RI
REITS and Finance · group: Rockwood

Rockwood IX Upper Tier REIT, Inc.

New York, NY · Dec 1, 2014
  • Dec 1, 2014 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Rockwood

Rockwood Capital Real Estate Partners Fund IX, L.P.

White Plains, NY · Jun 7, 2012 → Jun 6, 2013 · 2 filings
  • Jun 6, 2013 · D/A · $505,150,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 7, 2012 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Not currently an executive officer of the General Partner, but expected to be named a Managing Member of the General Partner prior to the final closing.) EDGAR ↗

Raised $505.1M from 26 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RI
REITS and Finance · group: Rockwood

Rockwood IX REIT, Inc.

White Plains, NY · Oct 23, 2012
  • Oct 23, 2012 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NG
Pooled Investment Fund · group: Rockwood

NorthRock II General Partner, LLC

San Francisco, CA · Sep 17, 2012
  • Sep 17, 2012 · D · $2,000,000 sold of Indefinite · 13 investors · min. No minimum reported · role: Director (Managing Member) EDGAR ↗

Raised $2M from 13 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Gray — FL, 7 issuers, Apr 3, 2009 → May 6, 2016 · no shared issuer
  • Robert T. Gray — NY, 3 issuers, Mar 13, 2024 → Oct 27, 2025 · no shared issuer
  • Robert J. Gray — PA, 1 issuer, Aug 19, 2009 → Aug 11, 2020 · no shared issuer
  • Robert W. Gray — MA, 1 issuer, Dec 4, 2009 → Dec 18, 2009 · no shared issuer
  • Robert G. Gray — OR, 1 issuer, Aug 24, 2010 → Aug 26, 2011 · no shared issuer
  • ROBERT GRAY — TX, 1 issuer, Nov 23, 2010 → Nov 23, 2010 · no shared issuer
  • ROBERT BRADLEY GRAY — WA, 1 issuer, Nov 22, 2010 → May 13, 2013 · no shared issuer
  • Robert Gray — MD, 1 issuer, Jan 24, 2014 → Jan 24, 2014 · no shared issuer
  • Robert Ward Gray — GA, 1 issuer, Jan 23, 2014 → Jan 23, 2014 · no shared issuer
  • Robert Gray — NY, 1 issuer, May 22, 2009 → May 22, 2009 · no shared issuer
  • Robert C. Gray — CA, 1 issuer, Mar 10, 2020 → Aug 4, 2020 · no shared issuer
  • Robert Gray — CA, 1 issuer, Apr 2, 2021 → Apr 2, 2021 · no shared issuer

People around Robert 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RF
Management entity

REIT Funding, LLC

Promoter · 4 shared filings (4 issuers) · also on 19 other issuers

REIT Funding, LLC is on 23 issuers in total — a repeat sponsor. Their page lists every one.

RC
Management entity

Rockwood Capital,

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert L. Gray, Jr.. Their page shows their other deals.

IR
Management entity

I. RW Fund IX SH, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert L. Gray, Jr.. Their page shows their other deals.

PM
Management entity

P. Moffett Borregas Holdco, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert L. Gray, Jr.. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

TYSON E. SKILLINGS

Executive Officer, Director · 14 shared filings (10 issuers) · also on 34 other issuers

TYSON E. SKILLINGS is on 44 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Peter J. Falco

Executive Officer, Director · 14 shared filings (10 issuers) · also on 2 other issuers

Peter J. Falco is on 12 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Walter P. Schmidt

Executive Officer, Director · 14 shared filings (10 issuers) · also on 13 other issuers

Walter P. Schmidt is on 23 issuers in total — a repeat sponsor. Their page lists every one.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

PETER A. KAYE

Executive Officer, Director · 12 shared filings (8 issuers) · also on 22 other issuers

PETER A. KAYE is on 30 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David A. Streicher

Executive Officer, Director · 12 shared filings (8 issuers)

David A. Streicher is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Becker

Executive Officer, Director · 11 shared filings (7 issuers) · also on 7 other issuers

David Becker is on 14 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer A. Levy

Executive Officer, Director · 5 shared filings (4 issuers) · also on 1 other issuer

Jennifer A. Levy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Edmond A. Kavounas

Executive Officer, Director · 4 shared filings (3 issuers) · also on 2 other issuers

Edmond A. Kavounas is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID I. BECKER

Executive Officer, Director · 3 shared filings (3 issuers) · also on 31 other issuers

DAVID I. BECKER is on 34 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher L. Fraley

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Robert L. Gray, Jr.. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur Flashman

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Robert L. Gray, Jr.. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie McCue

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert L. Gray, Jr.. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Larino

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert L. Gray, Jr.. Their page shows their other deals.

The team behind the deals

R
Sponsor group

Rockwood

51 issuers · 79 filings · $6.15B reported sold · 2009–2026

One team, 51 deal companies. Robert L. Gray, Jr. is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert L. Gray, Jr..

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 10 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): NorthRock II General Partner, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert L. Gray, Jr. by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert L. Gray, Jr. is listed on: none on file. No website or social profile named in NorthRock II General Partner, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #338,619 of 374,652 in line (48 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

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