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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:34 AM ET

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Robert SHIVES

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Feb 3, 2010 → Feb 5, 2010

1deal (issuers)
$52Kreported sold
3investors
2Form D filings
2010year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert SHIVES is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer in Feb 2010: GWR Resources Inc. (Armstrong, British Columbia, Canada (as filed: A1) — other energy — 2010; $52K reported sold to 3 investors).

What this means One deal on file with the SEC, filed Feb 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Dale REIMER (2 shared filings), Douglas JAMES (2 shared filings), Harley David SINCLAIR (2 shared filings) and Irvin EISLER (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 14 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Robert SHIVES and found 3 differences: Form D filed 24 days after the first sale; Form D filed 43 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert SHIVES has not run yet — it is joining a line of 24,286 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 1 open, 3 dismissed, 1 closed (disposition not in docket feed)

SHIVES v. PFIZER INC open
District Court, N.D. Florida · No. 3:26-cv-04158 · Filed Jun 11, 2026
Role of SHIVES: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); surname only in the caption; court in FL (not a filing state)
Shives v. MIG Capital Management, Inc. dismissed
District Court, D. Maryland · No. 1:10-cv-03039 · Filed Oct 26, 2010 · Closed Nov 8, 2010 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Shives: Plaintiff · Outcome: Terminated 2010-11-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); surname only in the caption; court in MD (not a filing state)
Shives v. Corporate Receivables, Inc. dismissed
District Court, D. Maryland · No. 1:09-cv-03057 · Filed Nov 16, 2009 · Closed Mar 19, 2010 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Shives: Plaintiff · Outcome: Terminated 2010-03-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); surname only in the caption; court in MD (not a filing state)
Shives v. Tiburon Financial, LLC dismissed
District Court, D. Colorado · No. 1:06-cv-00689 · Filed Apr 12, 2006 · Closed Apr 26, 2006 · Nature of suit: Other Statutory Actions · Cause: 15:1692 Fair Debt Collection Act
Role of Shives: Plaintiff · Outcome: Terminated 2006-04-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); surname only in the caption; court in CO (not a filing state)
Shives v. Ariba, Inc. closed
District Court, S.D. New York · No. 1:01-cv-03591 · Filed Apr 27, 2001 · Closed Sep 4, 2001
Role of Shives: Plaintiff · Outcome: Terminated 2001-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert SHIVES..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

JAMES SCOTT SHIVES closed
United States Bankruptcy Court, D. Nevada · No. 20-14446 · Filed Sep 6, 2020 · Closed Dec 18, 2020
Role of JAMES SCOTT SHIVES: Debtor · Outcome: Case closed 2020-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (scott); court in NV (not a filing state)
David Shives Jones and Janet Ruth Jones closed
United States Bankruptcy Court, C.D. Illinois · No. 12-72464 · Filed Nov 14, 2012 · Closed Mar 22, 2013
Role of David Shives Jones and Janet Ruth Jones: Debtor · Outcome: Case closed 2013-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (david); court in IL (not a filing state)
James William Shives and Darlene Patricia Shives closed
United States Bankruptcy Court, N.D. West Virginia · No. 3:10-bk-02436 · Filed Nov 19, 2010 · Closed Feb 15, 2011
Role of James William Shives and Darlene Patricia Shives: Debtor · Outcome: Case closed 2011-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (william); court in WV (not a filing state)
SHIVES v. COUNTRYWIDE HOME LOAN INC closed
United States Bankruptcy Court, D. Nevada · No. 08-01373 · Filed Nov 19, 2008 · Closed Jun 11, 2009
Role of SHIVES: Plaintiff · Outcome: Case closed 2009-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); surname only in the caption; court in NV (not a filing state)
James Roy Shives closed
United States Bankruptcy Court, E.D. Texas · No. 07-42082 · Filed Sep 12, 2007 · Closed Jul 15, 2008
Role of James Roy Shives: Debtor · Outcome: Case closed 2008-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (roy); court in TX (not a filing state)
Kenneth Arnold Robinson and Lee Ann Shives Robinson closed
United States Bankruptcy Court, W.D. North Carolina · No. 06-50911 · Filed Oct 13, 2006 · Closed Jun 5, 2007
Role of Kenneth Arnold Robinson and Lee Ann Shives Robinson: Debtor · Outcome: Case closed 2007-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (ann); court in NC (not a filing state)
James William Shives closed
United States Bankruptcy Court, N.D. West Virginia · No. 3:05-bk-01513 · Filed Apr 8, 2005 · Closed Jul 14, 2005
Role of James William Shives: Debtor · Outcome: Case closed 2005-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (william); court in WV (not a filing state)
Sigmon v. Grady W. Shives Trucking, Inc. closed
United States Bankruptcy Court, W.D. North Carolina · No. 04-04064 · Filed Oct 28, 2004 · Closed Nov 28, 2005
Role of Grady W. Shives Trucking, Inc.: Defendant · Outcome: Case closed 2005-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (grady); court in NC (not a filing state)
Pugh Shows Inc v. Shives closed
United States Bankruptcy Court, S.D. Ohio · No. 2:03-ap-02162 · Filed Apr 18, 2003 · Closed Jun 21, 2005
Role of Shives: Defendant · Outcome: Case closed 2005-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); surname only in the caption; court in OH (not a filing state)
Pugh Shows Inc v. Shives Concession Ltd closed
United States Bankruptcy Court, S.D. Ohio · No. 2:01-ap-02430 · Filed Dec 13, 2001 · Closed Sep 26, 2003
Role of Shives Concession Ltd: Defendant · Outcome: Case closed 2003-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); surname only in the caption; court in OH (not a filing state)
James Scott Shives closed
United States Bankruptcy Court, D. Kansas · No. 01-41060 · Filed Apr 25, 2001 · Closed Feb 28, 2002
Role of James Scott Shives: Debtor · Outcome: Case closed 2002-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (scott); court in KS (not a filing state)
James William Shives closed
United States Bankruptcy Court, D. Maryland · No. 99-12330 · Filed Mar 1, 1999 · Closed Jun 24, 1999
Role of James William Shives: Debtor · Outcome: Case closed 1999-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (william); court in MD (not a filing state)
Debby L. Shives v. American & International Engines & Trans closed
United States Bankruptcy Court, N.D. Georgia · No. 94-06405 · Filed Jun 3, 1994 · Closed Sep 23, 1994
Role of Debby L. Shives: Plaintiff · Outcome: Case closed 1994-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (debby); court in GA (not a filing state)
Shannon Gregg Moore and Linda Shives Moore closed
United States Bankruptcy Court, D. South Carolina · No. 91-07233 · Filed Dec 17, 1991 · Closed Jun 4, 1992
Role of Shannon Gregg Moore and Linda Shives Moore: Debtor · Outcome: Case closed 1992-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 28 federal dockets); different first name (linda); court in SC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Robert SHIVES (compared 2 filings on Oct 24, 2026)

Note · Jan 12, 2010 – Feb 5, 2010

Form D filed 24 days after the first sale — GWR Resources Inc.

The filing says the first sale was Jan 12, 2010. The Form D was filed Feb 5, 2010 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 5, 2010 ↗GWR Resources Inc. — PartnerFacts page ↗
Sources
Note · Dec 22, 2009 – Feb 3, 2010

Form D filed 43 days after the first sale — GWR Resources Inc.

The filing says the first sale was Dec 22, 2009. The Form D was filed Feb 3, 2010 — 43 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 28 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 3, 2010 ↗GWR Resources Inc. — PartnerFacts page ↗
Sources
Note · Feb 3, 2010 – Feb 5, 2010

Offering amount changed between filings — GWR Resources Inc.

The Feb 3, 2010 filing says $9,000 offered; the Feb 5, 2010 Form D says $51,500.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 3, 2010 ↗Form D (later) · Feb 5, 2010 ↗GWR Resources Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 5, 2010 D
GWR Resources Inc.
File 021-138393
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert SHIVES on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GR
Other Energy

GWR Resources Inc.

Armstrong, British Columbia, Canada (as filed: A1) · Feb 3, 2010 → Feb 5, 2010 · 2 filings
  • Feb 5, 2010 · D · $51,500 sold of $51,500 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 3, 2010 · D · $9,000 sold of $9,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $52K from 3 investors (100% of the $52K target) as of the latest filing. Robert is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Robert 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dale REIMER

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert SHIVES. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas JAMES

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert SHIVES. Their page shows their other deals.

IE
No photo found yet (own website and image search run after this page is viewed)
Person

Irvin EISLER

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert SHIVES. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Harley David SINCLAIR

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert SHIVES. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert SHIVES by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert SHIVES is listed on: none on file. No website or social profile named in GWR Resources Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #364,681 of 374,652 in line (1,207 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Armstrong, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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