ROBERT B. SCHULZ is listed as an executive officer, director, and promoter on 9 SEC Form D filings by 4 issuers between Mar 2009 and Jul 2018: Health Enterprise Partners III, L.P. (New York, NY — pooled investment fund — 2017–2018; $177.5M reported sold to 40 investors), HEALTH ENTERPRISE PARTNERS II, L.P. (New York, NY — pooled investment fund — 2012–2014; $136.4M reported sold to 48 investors), CB HEALTHCARE FUND II LP (Boston, MA — pooled investment fund — 2009; $3.08M reported sold to 4 investors) and CAREFX CORP (Scottsdale, AZ — other technology — 2010; $3,750 reported sold to 6 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 9 years. Across those companies the filings report $317M sold in total.
Listed alongside DAVID P. TAMBURRI (7 shared filings), RICHARD H. STOWE (7 shared filings), DANIEL M. CAIN (5 shared filings), Andrew Hurd (1 shared filing), BRIAN T. CANANN (1 shared filing) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ROBERT. Each name links to their own page.
2 of the issuers belong to the sponsor group Health Enterprise (4 issuers, $315.9M reported sold, 2012–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Health Enterprise has 4 companies on file and $315.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for ROBERT B. SCHULZ and found 9 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.