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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

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RH
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Robert Heft

Named as an officer, director or promoter on SEC Form D filings · TX · May 1, 2015 → Apr 18, 2016

1deal (issuers)
$34Mreported sold
6investors
2Form D filings
2015–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Heft is listed as a director on 2 SEC Form D filings by 1 issuer between May 2015 and Apr 2016: Lumos Pharma, Inc. (Austin, TX — pharmaceuticals — 2015–2016; $34M reported sold to 6 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jon S. Saxe (2 shared filings), Richard John Hawkins (2 shared filings), Cameron Wheeler (1 shared filing), Edward J. Mathers (1 shared filing), Edward Mathers (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Robert Heft and found 5 differences: Offering amount changed between filings; Same name, different state: "Robert A. Heft" (AZ) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Heft has not run yet — it is joining a line of 4,695 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 1 closed (disposition not in docket feed), 3 dismissed

Heft v. Walmart Inc closed
District Court, E.D. Wisconsin · No. 2:21-cv-00057 · Filed Jan 13, 2021 · Closed Mar 21, 2022 · Nature of suit: P.I.: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Heft: Plaintiff · Outcome: Terminated 2022-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); surname only in the caption; court in WI (not a filing state)
Heft v. Experian Information Solutions Inc dismissed
District Court, D. Colorado · No. 1:19-cv-02074 · Filed Jul 17, 2019 · Closed Oct 28, 2019 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Heft: Plaintiff · Outcome: Terminated 2019-10-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); surname only in the caption; court in CO (not a filing state)
Heft v. Equifax Information Services LLC dismissed
District Court, D. Colorado · No. 1:17-cv-02631 · Filed Nov 3, 2017 · Closed Dec 28, 2017 · Nature of suit: 480 Consumer credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Heft: Plaintiff · Outcome: Terminated 2017-12-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); surname only in the caption; court in CO (not a filing state)
Heft v. Skaggs Motors Inc dismissed
District Court, D. Kansas · No. 2:03-cv-02142 · Filed Mar 14, 2003 · Closed Aug 21, 2003 · Nature of suit: 190 Other contract actions
Role of Heft: Plaintiff · Outcome: Terminated 2003-08-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); surname only in the caption; court in KS (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Heft..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Robert E. Heft closed
United States Bankruptcy Court, M.D. Florida · No. 2:15-bk-10825 · Filed Oct 28, 2015 · Closed Feb 9, 2016
Role of Robert E. Heft: Debtor · Outcome: Case closed 2016-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); first name matches; 3 people with this name in Form D filings; court in FL (not a filing state)
Robert G Heft, III closed
United States Bankruptcy Court, N.D. Florida · No. 13-30142 · Filed Feb 8, 2013 · Closed Nov 21, 2014
Role of Robert G Heft, III: Debtor · Outcome: Case closed 2014-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); first name matches; 3 people with this name in Form D filings; court in FL (not a filing state)
Robert A. Heft closed
United States Bankruptcy Court, N.D. Ohio · No. 12-53876 · Filed Dec 10, 2012 · Closed Jul 17, 2018
Role of Robert A. Heft: Debtor · Outcome: Case closed 2018-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); first name matches; 3 people with this name in Form D filings; court in OH (not a filing state)
James J. Sweetman and Lauren H. Heft closed
United States Bankruptcy Court, S.D. New York · No. 11-38309 · Filed Dec 2, 2011 · Closed Dec 28, 2016
Role of James J. Sweetman and Lauren H. Heft: Debtor · Outcome: Case closed 2016-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); different first name (lauren); court in NY (not a filing state)
Doris Marie Heft and Robert G. Heft closed
United States Bankruptcy Court, M.D. Georgia · No. 09-54137 · Filed Dec 16, 2009 · Closed Sep 12, 2014
Role of Robert G. Heft: Debtor · Outcome: Case closed 2014-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); first name matches; 3 people with this name in Form D filings; court in GA (not a filing state)
Heft v. Household Finance Corporation II closed
United States Bankruptcy Court, D. Delaware · No. 05-50395 · Filed Feb 10, 2005 · Closed Nov 14, 2005
Role of Heft: Plaintiff · Outcome: Case closed 2005-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); surname only in the caption; court in DE (not a filing state)
OHC LIQUIDATION TRUST, by and through Alvarez & Ma v. HEFT ENTERPRISES closed
United States Bankruptcy Court, D. Delaware · No. 04-77516 · Filed Nov 5, 2004 · Closed Mar 17, 2005
Role of HEFT ENTERPRISES: Defendant · Outcome: Case closed 2005-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); surname only in the caption; court in DE (not a filing state)
Robert Neal Heft closed
United States Bankruptcy Court, C.D. California · No. 1:96-bk-10509 · Filed Jan 16, 1996 · Closed May 17, 1996
Role of Robert Neal Heft: Debtor · Outcome: Case closed 1996-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 25 federal dockets); different first name (neal); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Robert Heft (compared 2 filings on Oct 24, 2026)

Note · Feb 6, 2014 – May 1, 2015

Offering amount changed between filings — Lumos Pharma, Inc.

The Feb 6, 2014 filing says $7,500,000 offered; the May 1, 2015 Form D/A says $13,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 6, 2014 ↗Form D/A (later) · May 1, 2015 ↗Lumos Pharma, Inc. — PartnerFacts page ↗
Sources
Note · Jun 10, 2014 – Dec 20, 2017

Same name, different state: "Robert A. Heft" (AZ) is a separate record

This page covers filings where the address state is TX. A separate record, "Robert A. Heft" with address state AZ, is listed on 9 filings — most recently by VISIONGATE INC (Dec 20, 2017). Both records have filings in the same period (May 1, 2015 to Apr 18, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert A. Heft (AZ) — PartnerFacts page ↗Form D/A · Dec 20, 2017 ↗VISIONGATE INC — PartnerFacts page ↗Robert Heft (TX) — this page ↗
Sources
Note · Aug 28, 2009 – Jul 7, 2015

Same name, different state: "Robert Heft" (A8) is a separate record

This page covers filings where the address state is TX. A separate record, "Robert Heft" with address state A8, is listed on 5 filings — most recently by Clementia Pharmaceuticals Inc. (Jul 7, 2015). Both records have filings in the same period (May 1, 2015 to Jul 7, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Heft (A8) — PartnerFacts page ↗Form D · Jul 7, 2015 ↗Clementia Pharmaceuticals Inc. — PartnerFacts page ↗Robert Heft (TX) — this page ↗
Sources
Note · Feb 6, 2014 – Apr 18, 2016

Reported revenue range changed between filings — Lumos Pharma, Inc.

"No Revenues" (Feb 6, 2014); then "Decline to Disclose" (Apr 18, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 6, 2014 ↗Form D · Apr 18, 2016 ↗Lumos Pharma, Inc. — PartnerFacts page ↗
Sources
Note · Feb 6, 2014 – May 1, 2015

Minimum investment changed between filings — Lumos Pharma, Inc.

The Feb 6, 2014 filing lists a minimum of $45,000; the May 1, 2015 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 6, 2014 ↗Form D/A (later) · May 1, 2015 ↗Lumos Pharma, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 18, 2016 D
Lumos Pharma, Inc.
File 021-261574
$0$0$0
All proceeds are for working capital.
None listed on this filingEDGAR ↗
May 1, 2015 D/A
Lumos Pharma, Inc.
File 021-211391
$0$0$0
All proceeds are for working capital.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Heft on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LP
Pharmaceuticals

Lumos Pharma, Inc.

Austin, TX · May 1, 2015 → Apr 18, 2016 · 2 filings
  • Apr 18, 2016 · D · $33,999,991 sold of $33,999,991 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 1, 2015 · D/A · $13,000,000 sold of $13,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $34M from 6 investors (100% of the $34M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Heft — Quebec, Canada (as filed: A8), 2 issuers, Aug 28, 2009 → Jul 7, 2015 · no shared issuer
  • Robert A. Heft — AZ, 1 issuer, Jun 10, 2014 → Dec 20, 2017 · no shared issuer

People around Robert 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jon S. Saxe

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Jon S. Saxe is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard John Hawkins

Executive Officer, Director · 2 shared filings (1 issuer) · also on 6 other issuers

Richard John Hawkins is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

George Gilbert Cloyd

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Heft. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michele Park

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Heft. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

G. Gilbert Cloyd

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Heft. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Lelande

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Heft. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Cameron Wheeler

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Heft. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy Saxton

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Heft. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Lalande

Director · 1 shared filing (1 issuer) · also on 15 other issuers

Kevin Lalande is on 16 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Mathers

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Heft. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward J. Mathers

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Heft. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Heft by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Heft is listed on: none on file. No website or social profile named in Lumos Pharma, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #289,367 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Austin, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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