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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

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Robert Doherty

Named as an officer, director or promoter on SEC Form D filings · CO, WA · Mar 16, 2010 → Apr 11, 2018

6deals (issuers)
$35.3Mreported sold
50investors
10Form D filings
2010–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Doherty is listed as an executive officer, director, and promoter on 10 SEC Form D filings by 6 issuers between Mar 2010 and May 2021. Largest by amount reported sold: Sustainable Living Partners, LLC (Seattle, WA — industry reported as "Other" — 2021; $29.6M reported sold to 14 investors), 303 Battery LLC (Denver, CO — commercial — 2018; $2.75M reported sold to 4 investors), Main Street Power Company, Inc. (Boulder, CO — other energy — 2010–2013; $2.1M reported sold to 24 investors), Renova Building Innovations, LLC (Denver, CO — other real estate — 2017; $600K reported sold to 6 investors), Renova Capital Partners, LLC (Denver, CO — other energy — 2010–2011; $100K reported sold to 1 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, director, and promoter, over about 11 years. Across those companies the filings report $35.3M sold in total.

Listed alongside Richard S Tallman (10 shared filings), Phillip Caplan (7 shared filings), Michael D Yokell (3 shared filings), Ravi Malhotra (3 shared filings), T. Amory Host (3 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 6 issuers belong to the sponsor group Renova (6 issuers, $35.2M reported sold, 2010–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Renova has 6 companies on file and $35.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 33 bankruptcy cases matching the name listed in Key records below.

What this means 34 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Robert Doherty and found 14 differences, 4 worth asking the sponsor about: Regulator action: Mervin George Fiessel and Robert Michael Doherty (Nov 8, 2006); 4 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Doherty has not run yet — it is joining a line of 30,476 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Mervin George Fiessel and Robert Michael Doherty Litigation release
SEC · Nov 8, 2006 · Parties as named in the release: Mervin George Fiessel and Robert Michael Doherty Read the release ↗
person name; common name
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Doherty..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

33 cases: 2 open, 31 closed (disposition not in docket feed)

Robert D. Doherty and Louise P. Doherty open
United States Bankruptcy Court, D. Delaware · No. 25-10400 · Filed Mar 7, 2025
Role of Robert D. Doherty and Louise P. Doherty: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in DE (not a filing state)
Robert W Doherty open
United States Bankruptcy Court, D. New Hampshire · No. 24-10873 · Filed Dec 31, 2024
Role of Robert W Doherty: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
ROBERT P DOHERTY closed
United States Bankruptcy Court, D. Arizona · No. 2:21-bk-04967 · Filed Jun 28, 2021 · Closed Jun 17, 2022
Role of ROBERT P DOHERTY: Debtor · Outcome: Case closed 2022-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Robert R. Doherty closed
United States Bankruptcy Court, E.D. Wisconsin · No. 15-23268 · Filed Apr 2, 2015 · Closed Jul 13, 2015
Role of Robert R. Doherty: Debtor · Outcome: Case closed 2015-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Robert C. Doherty and Connie A. Doherty closed
United States Bankruptcy Court, N.D. California · No. 13-11935 · Filed Oct 17, 2013 · Closed May 14, 2019
Role of Robert C. Doherty and Connie A. Doherty: Debtor · Outcome: Case closed 2019-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Robert W. Doherty and Amanda J. Doherty closed
United States Bankruptcy Court, D. New Hampshire · No. 13-10783 · Filed Mar 29, 2013 · Closed Jul 23, 2013
Role of Robert W. Doherty and Amanda J. Doherty: Debtor · Outcome: Case closed 2013-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
Robert J Doherty and Lisa Doherty closed
United States Bankruptcy Court, N.D. Illinois · No. 12-37180 · Filed Sep 19, 2012 · Closed Jan 18, 2013
Role of Robert J Doherty and Lisa Doherty: Debtor · Outcome: Case closed 2013-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert D. Doherty and Louise P. Doherty closed
United States Bankruptcy Court, D. Delaware · No. 12-11114 · Filed Mar 30, 2012 · Closed Jul 13, 2012
Role of Robert D. Doherty and Louise P. Doherty: Debtor · Outcome: Case closed 2012-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in DE (not a filing state)
Robert J. Doherty closed
United States Bankruptcy Court, E.D. Wisconsin · No. 10-25925 · Filed Apr 15, 2010 · Closed Jul 22, 2010
Role of Robert J. Doherty: Debtor · Outcome: Case closed 2010-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Robert N. Doherty and Lynda J. Doherty closed
United States Bankruptcy Court, D. New Hampshire · No. 09-14723 · Filed Dec 2, 2009 · Closed Jul 7, 2010
Role of Robert N. Doherty and Lynda J. Doherty: Debtor · Outcome: Case closed 2010-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
Robert W Doherty closed
United States Bankruptcy Court, C.D. California · No. 9:09-bk-14863 · Filed Nov 19, 2009 · Closed Apr 12, 2010
Role of Robert W Doherty: Debtor · Outcome: Case closed 2010-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Patricia A Doherty and Robert P Doherty closed
United States Bankruptcy Court, D. New Mexico · No. 09-14465 · Filed Sep 30, 2009 · Closed Jan 25, 2010
Role of Robert P Doherty: Debtor · Outcome: Case closed 2010-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)
Robert L. Doherty and Deanna M. Doherty closed
United States Bankruptcy Court, S.D. New York · No. 09-36449 · Filed May 30, 2009 · Closed Sep 19, 2014
Role of Robert L. Doherty and Deanna M. Doherty: Debtor · Outcome: Case closed 2014-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
ROBERT L. DOHERTY closed
United States Bankruptcy Court, D. Nevada · No. 08-14327 · Filed Apr 30, 2008 · Closed Aug 8, 2008
Role of ROBERT L. DOHERTY: Debtor · Outcome: Case closed 2008-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Robert W. Doherty closed
United States Bankruptcy Court, S.D. California · No. 06-01429 · Filed Jun 13, 2006 · Closed Sep 21, 2006
Role of Robert W. Doherty: Debtor · Outcome: Case closed 2006-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Robert R. Doherty closed
United States Bankruptcy Court, E.D. Louisiana · No. 05-12919 · Filed Apr 14, 2005 · Closed Dec 13, 2005
Role of Robert R. Doherty: Debtor · Outcome: Case closed 2005-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Robert W. Doherty closed
United States Bankruptcy Court, S.D. Florida. · No. 02-21038 · Filed Feb 15, 2002 · Closed Sep 30, 2005
Role of Robert W. Doherty: Debtor · Outcome: Case closed 2005-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Robert Doherty and Louise Doherty closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 01-31562 · Filed Aug 10, 2001 · Closed Dec 21, 2001
Role of Robert Doherty and Louise Doherty: Debtor · Outcome: Case closed 2001-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Robert C. Doherty and Darlene E. Doherty closed
United States Bankruptcy Court, D. Massachusetts · No. 01-16267 · Filed Aug 8, 2001 · Closed Jan 17, 2002
Role of Robert C. Doherty and Darlene E. Doherty: Debtor · Outcome: Case closed 2002-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Robert P. Doherty closed
United States Bankruptcy Court, D. New Hampshire · No. 01-11852 · Filed Jun 1, 2001 · Closed Dec 11, 2001
Role of Robert P. Doherty: Debtor · Outcome: Case closed 2001-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
Robert F. Doherty closed
United States Bankruptcy Court, D. Massachusetts · No. 01-14074 · Filed May 15, 2001 · Closed Jun 13, 2005
Role of Robert F. Doherty: Debtor · Outcome: Case closed 2005-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Robert J. Doherty, II and Anastasia M. Doherty closed
United States Bankruptcy Court, N.D. New York · No. 99-15453 · Filed Sep 20, 1999 · Closed Feb 11, 2000
Role of Robert J. Doherty, II: Debtor · Outcome: Case closed 2000-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Robert L. Doherty closed
United States Bankruptcy Court, E.D. California · No. 99-31886 · Filed Sep 3, 1999 · Closed Jan 25, 2000
Role of Robert L. Doherty: Debtor · Outcome: Case closed 2000-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Robert L. Doherty closed
United States Bankruptcy Court, E.D. California · No. 99-23188 · Filed Mar 9, 1999 · Closed Aug 31, 1999
Role of Robert L. Doherty: Debtor · Outcome: Case closed 1999-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Robert G. Doherty closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 98-22943 · Filed Apr 10, 1998 · Closed Jul 28, 1998
Role of Robert G. Doherty: Debtor · Outcome: Case closed 1998-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Robert F Doherty closed
United States Bankruptcy Court, S.D. Texas · No. 97-41105 · Filed Feb 3, 1997 · Closed May 30, 1997
Role of Robert F Doherty: Debtor · Outcome: Case closed 1997-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Robert J. Doherty closed
United States Bankruptcy Court, D. New Jersey · No. 95-35694 · Filed Aug 14, 1995 · Closed Apr 12, 1996
Role of Robert J. Doherty: Debtor · Outcome: Case closed 1996-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Robert F. Doherty closed
United States Bankruptcy Court, D. Massachusetts · No. 95-11712 · Filed Mar 14, 1995 · Closed Jul 7, 1995
Role of Robert F. Doherty: Debtor · Outcome: Case closed 1995-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Robert P. Doherty closed
United States Bankruptcy Court, D. New Hampshire · No. 93-13126 · Filed Nov 4, 1993 · Closed Jul 29, 1994
Role of Robert P. Doherty: Debtor · Outcome: Case closed 1994-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
Robert K Doherty closed
United States Bankruptcy Court, N.D. Illinois · No. 93-04504 · Filed Mar 2, 1993 · Closed Aug 13, 1993
Role of Robert K Doherty: Debtor · Outcome: Case closed 1993-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert D. Doherty and Sharon K. Doherty closed
United States Bankruptcy Court, E.D. Arkansas · No. 5:92-bk-50337 · Filed Jun 26, 1992 · Closed Jan 27, 1993
Role of Robert D. Doherty and Sharon K. Doherty: Debtor · Outcome: Case closed 1993-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Robert M. Doherty and Julie Ann Doherty closed
United States Bankruptcy Court, D. Massachusetts · No. 91-42952 · Filed Nov 20, 1991 · Closed Dec 17, 1992
Role of Robert M. Doherty and Julie Ann Doherty: Debtor · Outcome: Case closed 1992-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Robert R. Doherty and Cheryl B. Doherty closed
United States Bankruptcy Court, E.D. Louisiana · No. 86-11321 · Filed Apr 16, 1986 · Closed May 13, 1987
Role of Robert R. Doherty and Cheryl B. Doherty: Debtor · Outcome: Case closed 1987-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 47 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Robert Doherty — 4 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Nov 8, 2006

Regulator action: Mervin George Fiessel and Robert Michael Doherty (Nov 8, 2006)

An SEC litigation release dated Nov 8, 2006 names Robert Doherty. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Mar 16, 2010 – Aug 20, 2013

4 filings report more than 10% of the money raised going to insiders

40% of the money raised went to insiders — Main Street Power Company, Inc. · 425% of the money raised went to insiders — Main Street Power Company, Inc. · 195% of the money raised went to insiders — Main Street Power Company, Inc. · 360% of the money raised went to insiders — Renova Capital Partners, LLC

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Mar 25, 2011 – Apr 13, 2017

Robert Doherty appears on 4 deals that stopped filing before reaching their target

Renova Building Innovations, LLC (last filing Apr 13, 2017; $600,000 sold of $2,000,000); Main Street Power Company, Inc. (last filing Aug 20, 2013; $2,100,000 sold of $5,000,000); Renova Capital Partners, LLC (last filing Nov 8, 2011; $100,000 sold of $2,000,000); Renova Development Holdings, LLC (last filing Mar 25, 2011; $100,000 sold of $1,200,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Apr 25, 2012 – May 6, 2013

Form D filed 376 days after the first sale — Main Street Power Company, Inc.

The filing says the first sale was Apr 25, 2012. The Form D was filed May 6, 2013 — 376 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 361 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Mar 5, 2010 – May 20, 2021

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sustainable Living Partners, LLC (latest filing May 20, 2021) · No amendment in the last 12 months on an offering that may still be open — 303 Battery LLC (latest filing Apr 11, 2018) · No amendment in the last 12 months on an offering that may still be open — Renova Building Innovations, LLC (latest filing Apr 13, 2017) · No amendment in the last 12 months on an offering that may still be open — Main Street Power Company, Inc. (latest filing Aug 20, 2013) · No amendment in the last 12 months on an offering that may still be open — Renova Development Holdings, LLC (latest filing Mar 25, 2011) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Mar 16, 2010 – Nov 8, 2011

Robert Doherty's role changed at Renova Capital Partners, LLC: executive officer, promoter → executive officer, director

The Mar 16, 2010 filing lists Robert Doherty as executive officer, promoter; the Nov 8, 2011 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Apr 6, 2021 – May 20, 2021

Offering amount changed between filings — Sustainable Living Partners, LLC

The Apr 6, 2021 filing says $40,000,000 offered; the May 20, 2021 Form D/A says $55,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 6, 2013 – Aug 20, 2013

Minimum investment changed between filings — Main Street Power Company, Inc.

The May 6, 2013 filing lists a minimum of $100,000; the Aug 20, 2013 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 16, 2010

Robert Doherty is written 2 different ways on the filings

listed as "Robert M. Doherty" on 3 filings (from Mar 16, 2010), and "Robert Doherty" on 7 filings (from Mar 16, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Mar 16, 2010 – May 6, 2013

Reported revenue range changed between filings — Main Street Power Company, Inc.

"$1 - $1,000,000" (Mar 16, 2010); then "$5,000,001 - $25,000,000" (May 6, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Mar 16, 2010 – Nov 8, 2011

Reported revenue range changed between filings — Renova Capital Partners, LLC

"No Revenues" (Mar 16, 2010); then "$1 - $1,000,000" (Nov 8, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Mar 18, 2010 – Mar 15, 2017

Same name, different state: "Robert W Doherty" (NY) is a separate record

This page covers filings where the address state is CO or WA. A separate record, "Robert W Doherty" with address state NY, is listed on 9 filings — most recently by KBD CAPITAL PARTNERS LP (Mar 15, 2017). Both records have filings in the same period (Mar 18, 2010 to Mar 15, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 30, 2014 – Jan 12, 2016

Same name, different state: "Robert Doherty" (DE) is a separate record

This page covers filings where the address state is CO or WA. A separate record, "Robert Doherty" with address state DE, is listed on 2 filings — most recently by ENSYN CORP (Jan 12, 2016). Both records have filings in the same period (Dec 30, 2014 to Jan 12, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 16, 2010 – May 20, 2021

Robert Doherty is listed with 2 different address states: CO, WA

CO on 8 filings (Mar 16, 2010 to Apr 11, 2018); WA on 2 filings (Apr 6, 2021 to May 20, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 8 offerings report sales commissions totalling $1,145,000; 0 report finder's fees; 4 report proceeds to related persons totalling $3,193,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 20, 2021 D/A
Sustainable Living Partners, LLC
File 021-394808
$1,000,000 (est.)$0$0i(x) Securities, LLC BrokerCheck CRD 158821 ↗EDGAR ↗
Apr 11, 2018 D
303 Battery LLC
File 021-309897
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 13, 2017 D
Renova Building Innovations, LLC
File 021-284756
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 20, 2013 D/A
Main Street Power Company, Inc.
File 021-195993
$145,000 (est.)$0$850,000 (est.)
Depending on the total amount raised, between $150,000 and $850,000 of proceeds may be used to repay outstanding loans from certain officers and board members.
Bendigo Securities, LLC d/b/a CrowdClear BrokerCheck CRD 152529 ↗
via Bendigo Securities, LLC d/b/a CrowdClear (CRD 152529 ↗)
EDGAR ↗
Nov 8, 2011 D
Renova Capital Partners, LLC
File 021-168390
$0$0$300,000None listed on this filingEDGAR ↗
Mar 25, 2011 D
Renova Development Holdings, LLC
File 021-157320
$0$0$0
None of the gross proceeds of this offering will be paid as compensation to the persons named above.
None listed on this filingEDGAR ↗
Mar 16, 2010 D
Renova Capital Partners, LLC
File 021-139628
$0$0$360,000 (est.)
Maximum first year founder/manager compensation $120,000 x 3 founders), a portion of which could be paid from proceeds of this offering.
None listed on this filingEDGAR ↗
Mar 16, 2010 D
Main Street Power Company, Inc.
File 021-139664
$0$0$1,683,000 (est.)
If maximum offering amount is sold. Amount includes repayment of loans and certain deferred compensation payments to executive officers and directors.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Robert Doherty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other · group: Renova

Sustainable Living Partners, LLC

Seattle, WA · Apr 6, 2021 → May 20, 2021 · 2 filings
  • May 20, 2021 · D/A · $29,621,785 sold of $55,000,000 · 14 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 6, 2021 · D · $15,166,579 sold of $40,000,000 · 12 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗

Raised $29.6M from 14 investors (54% of the $55M target) as of the latest filing. Robert is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Renova

303 Battery LLC

Denver, CO · Apr 11, 2018
  • Apr 11, 2018 · D · $2,750,000 sold of $3,000,000 · 4 investors · min. $10,000 · role: Executive Officer, Director (Manager of the issuer's manager) EDGAR ↗

Raised $2.75M from 4 investors (92% of the $3M target) as of the latest filing. Robert is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Renova

Renova Building Innovations, LLC

Denver, CO · Apr 13, 2017
  • Apr 13, 2017 · D · $600,000 sold of $2,000,000 · 6 investors · min. $10,000 · role: Executive Officer, Director (Manager of the issuer's manager) EDGAR ↗

Raised $600K from 6 investors (30% of the $2M target) as of the latest filing. Robert is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Energy · group: Renova

Main Street Power Company, Inc.

Boulder, CO · Mar 16, 2010 → Aug 20, 2013 · 3 filings
  • Aug 20, 2013 · D/A · $2,100,000 sold of $5,000,000 · 24 investors · min. $50,000 · role: Director EDGAR ↗
  • May 6, 2013 · D · $200,000 sold of $5,000,000 · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D · $865,000 sold of $3,750,000 · 4 investors · min. $67,500 · role: Director EDGAR ↗

Raised $2.1M from 24 investors (42% of the $5M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Energy · group: Renova

Renova Capital Partners, LLC

Denver, CO · Mar 16, 2010 → Nov 8, 2011 · 2 filings
  • Nov 8, 2011 · D · $0 sold of $2,000,000 · 0 investors · min. $100,000 · role: Executive Officer, Director (Founder and Manager of Issuer) EDGAR ↗
  • Mar 16, 2010 · D · $100,000 sold of $1,500,000 · 1 investors · min. $100,000 · role: Executive Officer, Promoter (Founder and member of management board of issuer) EDGAR ↗

Raised $100K from 1 investor (5% of the $2M target) as of the latest filing. Robert is listed as executive officer, director, promoter on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Energy · group: Renova

Renova Development Holdings, LLC

Denver, CO · Mar 25, 2011
  • Mar 25, 2011 · D · $100,000 sold of $1,200,000 · 1 investors · min. $100,000 · role: Director, Promoter (Member and manager of issuer's manager.) EDGAR ↗

Raised $100K from 1 investor (8% of the $1.2M target) as of the latest filing. Robert is listed as director, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert W Doherty — NY, 2 issuers, Mar 18, 2010 → Mar 15, 2017 · no shared issuer
  • Robert Doherty — DE, 1 issuer, Dec 30, 2014 → Jan 12, 2016 · no shared issuer

People around Robert 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Richard S Tallman

Executive Officer, Director, Promoter · 10 shared filings (6 issuers)

Richard S Tallman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Caplan

Executive Officer, Promoter, Director · 7 shared filings (5 issuers)

Phillip Caplan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MY
No photo found yet (own website and image search run after this page is viewed)
Person

Michael D Yokell

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Doherty. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

T. Amory Host

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Robert Doherty. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ravi Malhotra

Director, Promoter · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Doherty. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Hinckley

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Doherty. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Arlan Collins

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Doherty. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Woerman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Doherty. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Rohde

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Doherty. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Edmee' Kelsey

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Doherty. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John J Huggins

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Doherty. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Charles K Knight

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Doherty. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan W. Postal

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Doherty. Their page shows their other deals.

The team behind the deals

Sponsor group

Renova

6 issuers · 10 filings · $35.2M reported sold · 2010–2021

One team, 6 deal companies. Robert Doherty is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Doherty.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Doherty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Doherty is listed on: none on file. No website or social profile named in Sustainable Living Partners, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #190,691 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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