PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:33 AM ET

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Robert D. Petty

Named as an officer, director or promoter on SEC Form D filings · NY, CT, Hong Kong (as filed: K3), United Kingdom (as filed: X0) · Dec 30, 2010 → Dec 27, 2016

8deals (issuers)
$537.8Mreported sold
83investors
24Form D filings
2010–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert D. Petty is listed as a director on 24 SEC Form D filings by 8 issuers between Dec 2010 and Aug 2026. Largest by amount reported sold: Clearwater Capital Partners Fund IV, L.P. (New York, NY — pooled investment fund — 2010–2012; $365.7M reported sold to 46 investors), Clearwater Capital Partners Fund V, L.P. (Wilton, CT — pooled investment fund — 2016–2017; $80.8M reported sold to 17 investors), Clearwater Fund IV Feeder Fund, L.P. (New York, NY — pooled investment fund — 2010–2012; $78.5M reported sold to 10 investors), Clearwater Fund V Feeder Fund, L.P. (Wilton, CT — pooled investment fund — 2018; $7M reported sold to 1 investors), Clearwater Capital Partners Direct Lending Opportunities Fund, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2026; $5.74M reported sold to 9 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as director, over about 16 years. Across those companies the filings report $537.8M sold in total.

Listed alongside D. Clearwater Capital Partners Fund IV GP, L.P. (9 shared filings, management entity), Clearwater Direct Lending GP, L.P. (4 shared filings, management entity), Rehan Talib (4 shared filings), D. Clearwater Capital Partners Fund V GP, L.P. (3 shared filings, management entity), D. Clearwater Direct Lending GP, L.P. (3 shared filings, management entity) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 8 issuers belong to the sponsor group Clearwater (8 issuers, $537.8M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Clearwater has 8 companies on file and $537.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 24 public filings for Robert D. Petty and found 6 differences: 4 offerings have no amendment in the last 12 months and may still be open; Same name, different state: "Robert Petty" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert D. Petty has not run yet — it is joining a line of 56,340 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert D. Petty..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Robert D. Petty (compared 24 filings on Oct 24, 2026)

Note · Dec 17, 2010 – Aug 15, 2018

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Clearwater Fund V Feeder Fund, L.P. (latest filing Aug 15, 2018) · No amendment in the last 12 months on an offering that may still be open — Clearwater Capital Partners Fund V, L.P. (latest filing Dec 22, 2017) · No amendment in the last 12 months on an offering that may still be open — Clearwater Capital Partners Fund IV, L.P. (latest filing Jun 11, 2012) · No amendment in the last 12 months on an offering that may still be open — Clearwater Fund IV Feeder Fund, L.P. (latest filing Jun 11, 2012)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 15, 2018 ↗Clearwater Fund V Feeder Fund, L.P. — PartnerFacts page ↗Form D/A · Dec 22, 2017 ↗Clearwater Capital Partners Fund V, L.P. — PartnerFacts page ↗
Sources
Note · Mar 19, 2010 – Feb 2, 2016

Same name, different state: "Robert Petty" (NY) is a separate record

This page covers filings where the address state is NY or CT or K3 or X0. A separate record, "Robert Petty" with address state NY, is listed on 9 filings — most recently by Sport195, Inc. (Feb 2, 2016). Both records have filings in the same period (Dec 30, 2010 to Feb 2, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Petty (NY) — PartnerFacts page ↗Form D · Feb 2, 2016 ↗Sport195, Inc. — PartnerFacts page ↗Robert D. Petty (NY,CT,K3,X0) — this page ↗
Sources
Note · Aug 17, 2023 – Aug 16, 2024

Address moved from Hong Kong, Hong Kong (as filed: K3) to London, United Kingdom (as filed: X0) — Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.

The people listed on the Aug 17, 2023 filing give Hong Kong, Hong Kong (as filed: K3); on the Aug 16, 2024 filing they give London, United Kingdom (as filed: X0).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 17, 2023 ↗Form D/A · Aug 16, 2024 ↗Clearwater Capital Partners Direct Lending Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
Note · Aug 19, 2019 – Aug 18, 2020

Address moved from Wilton, CT to Hong Kong, Hong Kong (as filed: K3) — Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.

The people listed on the Aug 19, 2019 filing give Wilton, CT; on the Aug 18, 2020 filing they give Hong Kong, Hong Kong (as filed: K3).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 19, 2019 ↗Form D/A · Aug 18, 2020 ↗Clearwater Capital Partners Direct Lending Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
Note · Dec 23, 2016 – Dec 22, 2017

Address moved from New York, NY to Wilton, CT — Clearwater Capital Partners Fund V, L.P.

The people listed on the Dec 23, 2016 filing give New York, NY; on the Dec 22, 2017 filing they give Wilton, CT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 23, 2016 ↗Form D/A · Dec 22, 2017 ↗Clearwater Capital Partners Fund V, L.P. — PartnerFacts page ↗
Sources
Note · Dec 30, 2010 – Aug 26, 2026

Robert D. Petty is listed with 4 different address states: NY, CT, K3, X0

NY on 11 filings (Dec 30, 2010 to Dec 27, 2016); CT on 4 filings (Dec 22, 2017 to Aug 19, 2019); Hong Kong (as filed: K3) on 6 filings (Nov 26, 2018 to Aug 17, 2023); United Kingdom (as filed: X0) on 3 filings (Aug 16, 2024 to Aug 26, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 30, 2010 ↗Form D/A · Dec 22, 2017 ↗Form D · Nov 26, 2018 ↗Form D/A · Aug 16, 2024 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 8 offerings report sales commissions totalling $20,814,800; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 26, 2026 D/A
Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.
File 021-319640
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 16, 2019 D/A
Clearwater Capital Yield Fund, L.P.
File 021-326458
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 15, 2018 D
Clearwater Fund V Feeder Fund, L.P.
File 021-319327
$5,000,000 (est.)$0 (est.)$0 (est.)n/a no CRD number reported
via MVision Private Equity Advisers Limited

n/a no CRD number reported
via MVision Private Equity Advisers USA LLC (CRD 122242 ↗)
EDGAR ↗
Dec 22, 2017 D/A
Clearwater Capital Partners Fund V, L.P.
File 021-276964
$5,000,000 (est.)$0 (est.)$0 (est.)n/a no CRD number reported
via MVision Private Equity Advisers Limited

n/a no CRD number reported
via MVision Private Equity Advisers USA LLC (CRD 122242 ↗)
EDGAR ↗
Dec 27, 2016 D
Clearwater Capital Partners Fund V (57 Stars), L.P.
File 021-277090
$5,000,000 (est.)$0 (est.)$0 (est.)n/a no CRD number reported
via MVision Private Equity Advisers Limited

n/a no CRD number reported
via MVision Private Equity Advisers USA LLC (CRD 122242 ↗)
EDGAR ↗
Dec 18, 2013 D
Clearwater Seahunter Co-Investment Fund, L.P.
File 021-208203
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 11, 2012 D/A
Clearwater Capital Partners Fund IV, L.P.
File 021-152746
$2,907,400 (est.)$0 (est.)$0 (est.)n/a no CRD number reported
via Greenhill & Co., LLC (CRD 40290 ↗)

n/a no CRD number reported
via Phoenix Capital Advisory Pty Ltd
EDGAR ↗
Jun 11, 2012 D/A
Clearwater Fund IV Feeder Fund, L.P.
File 021-152748
$2,907,400 (est.)$0 (est.)$0 (est.)n/a no CRD number reported
via Greenhill & Co., LLC (CRD 40290 ↗)

n/a no CRD number reported
via Phoenix Capital Advisory Pty Ltd
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Robert D. Petty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CC
Pooled Investment Fund · group: Clearwater

Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 20, 2018 → Aug 26, 2026 · 9 filings
  • Aug 26, 2026 · D/A · $5,738,982 sold of Indefinite · 9 investors · min. No minimum reported · role: Director (Robert Petty is the director of Clearwater Direct Lending GP, Ltd., acting as general partner of Clearwater Direct Lending GP, L.P., which in turn acts as the general partner of Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.) EDGAR ↗
  • Aug 18, 2025 · D/A · $5,738,982 sold of Indefinite · 9 investors · min. No minimum reported · role: Director (Robert Petty is the director of Clearwater Direct Lending GP, Ltd., acting as general partner of Clearwater Direct Lending GP, L.P., which in turn acts as the general partner of Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.) EDGAR ↗
  • Aug 16, 2024 · D/A · $5,738,982 sold of Indefinite · 9 investors · min. No minimum reported · role: Director (Robert Petty is the director of Clearwater Direct Lending GP, Ltd., acting as general partner of Clearwater Direct Lending GP, L.P., which in turn acts as the general partner of Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.) EDGAR ↗
  • Aug 17, 2023 · D/A · $3,550,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Director (Robert Petty is the director of Clearwater Direct Lending GP, Ltd., acting as general partner of Clearwater Direct Lending GP, L.P., which in turn acts as the general partner of Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.) EDGAR ↗
  • Aug 18, 2022 · D/A · $3,550,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Director (Robert Petty is sole director of Clearwater Direct Lending GP, Ltd., acting as general partner of Clearwater Direct Lending GP, L.P., which in turn acts as the general partner of Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.) EDGAR ↗
  • Aug 18, 2021 · D/A · $2,050,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Robert Petty is sole director of Clearwater Direct Lending GP, Ltd., acting as general partner of Clearwater Direct Lending GP, L.P., which in turn acts as the general partner of Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.) EDGAR ↗
  • Aug 18, 2020 · D/A · $2,050,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Robert Petty is sole director of Clearwater Direct Lending GP, Ltd., acting as general partner of Clearwater Direct Lending GP, L.P., which in turn acts as the general partner of Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.) EDGAR ↗
  • Aug 19, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Robert Petty is sole director of Clearwater Direct Lending GP, Ltd., acting as general partner of Clearwater Direct Lending GP, L.P., which in turn acts as the general partner of Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.) EDGAR ↗
  • Aug 20, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Robert Petty is sole director of Clearwater Capital GP (V), Ltd., acting as general partner of Clearwater Capital Partners Fund V GP, L.P., which in turn acts as the general partner of Clearwater Capital Direct Lending Opportunities Fund, L.P.) EDGAR ↗

Raised $5.74M from 9 investors as of the latest filing. Robert is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clearwater

Clearwater Capital Yield Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 26, 2018 → Jan 16, 2019 · 2 filings
  • Jan 16, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Clearwater

Clearwater Fund V Feeder Fund, L.P.

Wilton, CT · Aug 15, 2018
  • Aug 15, 2018 · D · $7,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Robert Petty is the sole director of Clearwater Capital GP (V), Ltd., acting as general partner of Clearwater Capital Partners Fund V GP, L.P., which in turn acts as the general partner of Clearwater Fund V Feeder Fund, L.P.) EDGAR ↗

Raised $7M from 1 investor as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clearwater

Clearwater Capital Partners Fund V, L.P.

Wilton, CT · Dec 23, 2016 → Dec 22, 2017 · 2 filings
  • Dec 22, 2017 · D/A · $80,800,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Director (Robert Petty is the sole director of Clearwater Capital GP (V), Ltd., acting as general partner of Clearwater Capital Partners Fund V GP, L.P., which in turn acts as the general partner of Clearwater Capital Partners Fund V, L.P.) EDGAR ↗
  • Dec 23, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $80.8M from 17 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clearwater

Clearwater Capital Partners Fund V (57 Stars), L.P.

New York, NY · Dec 27, 2016
  • Dec 27, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Clearwater

Clearwater Seahunter Co-Investment Fund, L.P.

New York, NY · Dec 18, 2013
  • Dec 18, 2013 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of Clearwater Capital GP (IV), Ltd., the general partner of Clearwater Capital Partners Fund IV GP, L.P., the general partner of Clearwater Seahunter Co-Investment Fund, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clearwater

Clearwater Capital Partners Fund IV, L.P.

New York, NY · Dec 30, 2010 → Jun 11, 2012 · 4 filings
  • Jun 11, 2012 · D/A · $365,740,000 sold of Indefinite · 46 investors · min. No minimum reported · role: Director (Director of Clearwater Capital GP (IV), Ltd., the general partner of Clearwater Capital Partners Fund IV GP, L.P., the general partner of Clearwater Capital Partners Fund IV, L.P.) EDGAR ↗
  • Dec 22, 2011 · D/A · $254,890,000 sold of Indefinite · 38 investors · min. No minimum reported · role: Director (Director of Clearwater Capital GP (IV), Ltd., the general partner of Clearwater Capital Partners Fund IV GP, L.P., the general partner of Clearwater Capital Partners Fund IV, L.P.) EDGAR ↗
  • Sep 9, 2011 · D/A · $189,890,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Director (Director of Clearwater Capital GP (IV), Ltd., the general partner of Clearwater Capital Partners Fund IV GP, L.P., the general partner of Clearwater Capital Partners Fund IV, L.P.) EDGAR ↗
  • Dec 30, 2010 · D · $114,300,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Director (Director of Clearwater Capital GP (IV), Ltd., the general partner of Clearwater Capital Partners Fund IV GP, L.P., the general partner of Clearwater Capital Partners Fund IV, L.P.) EDGAR ↗

Raised $365.7M from 46 investors as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CF
Pooled Investment Fund · group: Clearwater

Clearwater Fund IV Feeder Fund, L.P.

New York, NY · Dec 30, 2010 → Jun 11, 2012 · 4 filings
  • Jun 11, 2012 · D/A · $78,500,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Director (Director of Clearwater Capital GP (IV), Ltd., the general partner of Clearwater Capital Partners Fund IV GP, L.P., the general partner of Clearwater Fund IV Feeder Fund, L.P.) EDGAR ↗
  • Dec 22, 2011 · D/A · $73,000,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Director (Director of Clearwater Capital GP (IV), Ltd., the general partner of Clearwater Capital Partners Fund IV GP, L.P., the general partner of Clearwater Fund IV Feeder Fund, L.P.) EDGAR ↗
  • Sep 9, 2011 · D/A · $73,000,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Director (Director of Clearwater Capital GP (IV), Ltd., the general partner of Clearwater Capital Partners Fund IV GP, L.P., the general partner of Clearwater Fund IV Feeder Fund, L.P.) EDGAR ↗
  • Dec 30, 2010 · D · $37,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of Clearwater Capital GP (IV), Ltd., the general partner of Clearwater Capital Partners Fund IV GP, L.P., the general partner of Clearwater Fund IV Feeder Fund, L.P.) EDGAR ↗

Raised $78.5M from 10 investors as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Petty — NY, 2 issuers, Mar 19, 2010 → Feb 2, 2016 · no shared issuer

People around Robert 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Rehan Talib

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert D. Petty. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sze Chyi Grace Lim

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert D. Petty. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sze Chyi Grace Lim

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert D. Petty. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Clearwater

8 issuers · 24 filings · $537.8M reported sold · 2010–2026

One team, 8 deal companies. Robert D. Petty is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert D. Petty.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert D. Petty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert D. Petty is listed on: none on file. No website or social profile named in Clearwater Capital Partners Fund IV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #340,029 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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Courts

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Securities regulators

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Business registries

New York Secretary of State business search ↗Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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