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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

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ROBERT O. YOUNG

Named as an officer, director or promoter on SEC Form D filings · CA · Feb 15, 2013 → Jan 7, 2021

130deals (issuers)
$120.01Breported sold
7,229investors
531Form D filings
2013–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

ROBERT O. YOUNG is listed as an executive officer, director, and promoter on 531 SEC Form D filings by 130 issuers between Jan 2009 and Jan 2021. Largest by amount reported sold: PIMCO Tactical Opportunities Offshore Fund Ltd. (Newport Beach, CA — pooled investment fund — 2018–2020; $12.46B reported sold to 31 investors), PIMCO CAYMAN COMMODITY FUND I LTD (Newport Beach, CA — pooled investment fund — 2017; $12.01B reported sold to 1 investors), PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. (Newport Beach, CA — pooled investment fund — 2013–2020; $7.15B reported sold to 214 investors), StocksPLUS, L.P. (Newport Beach, CA — pooled investment fund — 2013–2020; $5.5B reported sold to 242 investors), PIMCO Tactical Opportunities Offshore Fund L.P. (Newport Beach, CA — pooled investment fund — 2013–2020; $5.38B reported sold to 720 investors) and 125 more (all listed below).

What this means That is a lot of deals — 130 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $120.2B sold in total.

Listed alongside ALFRED T. MURATA (526 shared filings), DANIEL J. IVASCYN (526 shared filings), DAVID C. FLATTUM (526 shared filings), ERIC MICHAEL SUTHERLAND (526 shared filings), JEROME M. SCHNEIDER (526 shared filings) and 218 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ROBERT. Each name links to their own page.

The issuers belong to 3 sponsor groups: Pimco (263 issuers, $128.51B reported sold, 2009–2026), Fairtide Tax (6 issuers, $513.7M reported sold, 2009–2026) and Geo Semiconductor (2 issuers, $5.9M reported sold, 2013–2016).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 5 SEC releases, 16 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 531 public filings for ROBERT O. YOUNG and found 12 differences, 3 worth asking the sponsor about: Amount sold went down between filings; 4 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for ROBERT O. YOUNG has not run yet — it is joining a line of 4,811 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 2 closed (disposition not in docket feed), 2 dismissed

PlanMember Financial Corporation v. Robert L. Young closed
District Court, C.D. California · No. 2:23-cv-03119 · Filed Apr 25, 2023 · Closed Jun 6, 2023 · Nature of suit: 880 Defend Trade Secrets Act (of 2016) · Cause: 18:1836(a) Injunction against Misappropriation of Trade Secrets
Role of Robert L. Young: Defendant · Outcome: Terminated 2023-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Young v. KAG West, LLC closed
District Court, C.D. California · No. 2:23-cv-00949 · Filed Feb 8, 2023 · Closed Feb 9, 2023
Role of Robert Young: Plaintiff · Outcome: Terminated 2023-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA)
Robert Young v. Volkswagen Group of America, Inc. dismissed
District Court, N.D. California · No. 3:16-cv-05025 · Filed Aug 31, 2016 · Closed Jan 10, 2018 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1441 Petition For Removal--Other Contract
Role of Robert Young: Plaintiff · Outcome: Terminated 2018-01-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA)
Robert Young v. Volkswagen Group of America, Inc. dismissed
District Court, C.D. California · No. 2:16-cv-05938 · Filed Aug 9, 2016 · Closed Aug 15, 2016 · Nature of suit: 890 Other statutory actions
Role of Robert Young: Plaintiff · Outcome: Terminated 2016-08-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

5 SEC releases

Robert N. Young Administrative proceeding
SEC · Jan 30, 2001 · Parties as named in the release: Robert N. Young Read the release ↗
same full name in the release title; 20 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Robert N. Young Litigation release
SEC · Dec 18, 2000 · Parties as named in the release: Robert N. Young Read the release ↗
same full name in the release title; 20 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Robert J. Young, William Douglas Morgan, Russell Lozis and Beth Lombardo Litigation release
SEC · Aug 21, 1997 · Parties as named in the release: Robert J. Young, William Douglas Morgan, Russell Lozis and Beth Lombardo Read the release ↗
same full name in the release title; 20 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Robert J. Young, William Douglas Morgan, RussellLozis and Beth Lomabardo Litigation release
SEC · Nov 28, 1995 · Parties as named in the release: Robert J. Young, William Douglas Morgan, RussellLozis and Beth Lomabardo Read the release ↗
same full name in the release title; 20 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Robert J. Young, William Douglas Morgan, RussellLozis and Beth Lombardo Litigation release
SEC · Sep 25, 1995 · Parties as named in the release: Robert J. Young, William Douglas Morgan, RussellLozis and Beth Lombardo Read the release ↗
same full name in the release title; 20 people with this name in Form D filings; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched ROBERT O. YOUNG..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

Robert M Young closed
United States Bankruptcy Court, C.D. California · No. 6:19-bk-21206 · Filed Dec 30, 2019 · Closed Apr 14, 2020
Role of Robert M Young: Debtor · Outcome: Case closed 2020-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert A. Young and Geraldine P. Young closed
United States Bankruptcy Court, C.D. California · No. 2:18-bk-23771 · Filed Nov 26, 2018 · Closed Mar 12, 2019
Role of Robert A. Young and Geraldine P. Young: Debtor · Outcome: Case closed 2019-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert B. Young, Jr. closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-33844 · Filed Sep 27, 2013 · Closed Jan 7, 2014
Role of Robert B. Young, Jr.: Debtor · Outcome: Case closed 2014-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Young closed
United States Bankruptcy Court, E.D. California · No. 13-14564 · Filed Jun 29, 2013 · Closed May 11, 2018
Role of Robert Young: Debtor · Outcome: Case closed 2018-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA)
ROBERT R YOUNG and TERRI L YOUNG closed
United States Bankruptcy Court, E.D. California · No. 13-12870 · Filed Apr 23, 2013 · Closed Aug 9, 2013
Role of ROBERT R YOUNG and TERRI L YOUNG: Debtor · Outcome: Case closed 2013-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert B Young and Donna J Young closed
United States Bankruptcy Court, E.D. California · No. 12-28846 · Filed May 7, 2012 · Closed Feb 21, 2013
Role of Robert B Young and Donna J Young: Debtor · Outcome: Case closed 2013-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert C. Young closed
United States Bankruptcy Court, S.D. California · No. 11-15581 · Filed Sep 19, 2011 · Closed Jan 31, 2017
Role of Robert C. Young: Debtor · Outcome: Case closed 2017-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert L. Young and Shirley J. Young closed
United States Bankruptcy Court, E.D. California · No. 10-61907 · Filed Oct 15, 2010 · Closed Feb 11, 2011
Role of Robert L. Young and Shirley J. Young: Debtor · Outcome: Case closed 2011-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert A. Young closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-37181 · Filed Aug 25, 2010 · Closed Jan 27, 2011
Role of Robert A. Young: Debtor · Outcome: Case closed 2011-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Young and Truong An Nguyen closed
United States Bankruptcy Court, E.D. California · No. 10-22863 · Filed Feb 5, 2010 · Closed May 21, 2010
Role of Robert Young and Truong An Nguyen: Debtor · Outcome: Case closed 2010-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert B. Young and Donna J. Young closed
United States Bankruptcy Court, E.D. California · No. 09-39559 · Filed Sep 11, 2009 · Closed Feb 9, 2010
Role of Robert B. Young and Donna J. Young: Debtor · Outcome: Case closed 2010-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert B. Young and Donna J. Young closed
United States Bankruptcy Court, E.D. California · No. 09-33476 · Filed Jun 30, 2009 · Closed Nov 9, 2009
Role of Robert B. Young and Donna J. Young: Debtor · Outcome: Case closed 2009-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Van Young and Karen Lynne Young closed
United States Bankruptcy Court, E.D. California · No. 09-32084 · Filed Jun 12, 2009 · Closed Oct 23, 2009
Role of Robert Van Young and Karen Lynne Young: Debtor · Outcome: Case closed 2009-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA)
Robert B. Young and Donna J. Young closed
United States Bankruptcy Court, E.D. California · No. 09-31572 · Filed Jun 8, 2009 · Closed Sep 22, 2009
Role of Robert B. Young and Donna J. Young: Debtor · Outcome: Case closed 2009-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert A. Young and Helen E. Young closed
United States Bankruptcy Court, S.D. California · No. 09-00886 · Filed Jan 28, 2009 · Closed May 1, 2009
Role of Robert A. Young and Helen E. Young: Debtor · Outcome: Case closed 2009-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert J. Young closed
United States Bankruptcy Court, E.D. California · No. 08-36342 · Filed Nov 7, 2008 · Closed Aug 19, 2009
Role of Robert J. Young: Debtor · Outcome: Case closed 2009-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1625 federal dockets); 20 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for ROBERT O. YOUNG — 3 worth asking about (compared the newest 50 of 531 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 31, 2020 – Aug 10, 2020

Amount sold went down between filings — PIMCO Corporate Opportunities Fund III TE Feeder, L.P.

The Mar 31, 2020 filing says $267,150,000 sold; the Aug 10, 2020 Form D/A says $141,575,000 sold — $125,575,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Mar 31, 2020 ↗Form D/A (later) · Aug 10, 2020 ↗PIMCO Corporate Opportunities Fund III TE Feeder, L.P. — PartnerFacts page ↗
Sources
Worth asking · Aug 9, 2019 – Aug 18, 2021

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: COMPASS GROUP GLOBAL ADVISORS S.A. — PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. · Paid seller listed without a CRD number: COMPASS GROUP GLOBAL ADVISORS S.A. — PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. · Paid seller listed without a CRD number: CREDIT SUISSE (MEXICO) — PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. · Paid seller listed without a CRD number: Compass Group Global Advisors S.A. — PIMCO Commercial Real Estate Debt Fund, L.P.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Aug 18, 2021 ↗BrokerCheck search: COMPASS GROUP GLOBAL ADVISORS S.A. ↗PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. — PartnerFacts page ↗Form D/A · Aug 18, 2021 ↗
Sources
Worth asking · Jan 17, 2020 – Jul 30, 2021

38 people are no longer listed on a later amendment

ROBERT O. YOUNG is no longer listed on the Jul 30, 2021 amendment — PIMCO RAE US Fund LLC · ROBERT O. YOUNG is no longer listed on the Jul 29, 2021 amendment — PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P. · ROBERT O. YOUNG is no longer listed on the Jul 29, 2021 amendment — PHFS Residential Opportunities Offshore Fund, L.P. · ROBERT O. YOUNG is no longer listed on the Jul 29, 2021 amendment — PIMCO COMMODITY ALPHA FUND LLC · ROBERT O. YOUNG is no longer listed on the Jul 29, 2021 amendment — PIMCO COMMODITY ALPHA FUND LTD. · and 33 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jan 17, 2020 ↗Form D/A · Jul 30, 2021 ↗ROBERT O. YOUNG — PartnerFacts page ↗PIMCO RAE US Fund LLC — PartnerFacts page ↗
Sources
Note · Dec 17, 2020 – Jan 4, 2021

Form D filed 18 days after the first sale — PIMCO Employee Balboa Bay Fund L.P.

The filing says the first sale was Dec 17, 2020. The Form D was filed Jan 4, 2021 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 4, 2021 ↗PIMCO Employee Balboa Bay Fund L.P. — PartnerFacts page ↗
Sources
Note · Apr 8, 2020 – May 1, 2020

Form D filed 23 days after the first sale — PHFS Residential Opportunities Offshore Fund, L.P.

The filing says the first sale was Apr 8, 2020. The Form D was filed May 1, 2020 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 1, 2020 ↗PHFS Residential Opportunities Offshore Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jan 1, 2020 – Feb 21, 2020

Form D filed 51 days after the first sale — PIMCO ILS Employee Fund II LLC

The filing says the first sale was Jan 1, 2020. The Form D was filed Feb 21, 2020 — 51 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 36 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 21, 2020 ↗PIMCO ILS Employee Fund II LLC — PartnerFacts page ↗
Sources
Note · Jan 13, 2017 – Jan 4, 2021

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PIMCO Employee Balboa Bay Fund L.P. (latest filing Jan 4, 2021) · No amendment in the last 12 months on an offering that may still be open — PIMCO All Asset: Multi-Real Fund (Cayman) Ltd. (latest filing Sep 29, 2020) · No amendment in the last 12 months on an offering that may still be open — PIMCO DISCO Offshore Fund III LP (latest filing May 19, 2020) · No amendment in the last 12 months on an offering that may still be open — PIMCO DISCO Onshore Fund III LP (latest filing May 19, 2020) · No amendment in the last 12 months on an offering that may still be open — PIMCO Commercial Real Estate Debt Fund, L.P. (latest filing Feb 13, 2020) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 4, 2021 ↗PIMCO Employee Balboa Bay Fund L.P. — PartnerFacts page ↗Form D · Sep 29, 2020 ↗PIMCO All Asset: Multi-Real Fund (Cayman) Ltd. — PartnerFacts page ↗
Sources
Note · Jun 24, 2020 – Dec 4, 2025

Same name, different state: "Robert Young" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Young" with address state CO, is listed on 4 filings — most recently by ALPINE BANKS OF COLORADO (Dec 4, 2025). Both records have filings in the same period (Jun 24, 2020 to Jan 7, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Young (CO) — PartnerFacts page ↗Form D · Dec 4, 2025 ↗ALPINE BANKS OF COLORADO — PartnerFacts page ↗ROBERT O. YOUNG (CA) — this page ↗
Sources
Note · Oct 26, 2010 – Nov 5, 2018

Same name, different state: "Robert Young" (NC) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Young" with address state NC, is listed on 10 filings — most recently by PrecisionHawk, Inc. (Nov 5, 2018). Both records have filings in the same period (Feb 15, 2013 to Nov 5, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Young (NC) — PartnerFacts page ↗Form D · Nov 5, 2018 ↗PrecisionHawk, Inc. — PartnerFacts page ↗ROBERT O. YOUNG (CA) — this page ↗
Sources
Note · Mar 26, 2010

Same name, different state: "Robert Young" (CT) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Young" with address state CT, is listed on 1 filing — most recently by Novitaz Inc (Mar 26, 2010). The two records do not overlap in time: this page runs Feb 15, 2013 to Jan 7, 2021; the other has one filing dated Mar 26, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Young (CT) — PartnerFacts page ↗Form D · Mar 26, 2010 ↗Novitaz Inc — PartnerFacts page ↗ROBERT O. YOUNG (CA) — this page ↗
Sources
Note · Mar 20, 2009 – Sep 25, 2009

Same name, different state: "Robert Young" (A1) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Young" with address state A1, is listed on 3 filings — most recently by FIRST MAJESTIC SILVER CORP (Sep 25, 2009). The two records do not overlap in time: this page runs Feb 15, 2013 to Jan 7, 2021; the other runs Mar 20, 2009 to Sep 25, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Young (A1) — PartnerFacts page ↗Form D/A · Sep 25, 2009 ↗FIRST MAJESTIC SILVER CORP — PartnerFacts page ↗ROBERT O. YOUNG (CA) — this page ↗
Sources
Note · Apr 29, 2009

Same name, different state: "Robert Young" (PA) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Young" with address state PA, is listed on 1 filing — most recently by INVIVODATA INC (Apr 29, 2009). The two records do not overlap in time: this page runs Feb 15, 2013 to Jan 7, 2021; the other has one filing dated Apr 29, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Young (PA) — PartnerFacts page ↗Form D/A · Apr 29, 2009 ↗INVIVODATA INC — PartnerFacts page ↗ROBERT O. YOUNG (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 531 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

16 of 132 offerings report sales commissions totalling $17,655,084; 0 report finder's fees; 1 reports proceeds to related persons totalling $100,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 7, 2021 D/A
File 021-364024
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 7, 2021 D/A
File 021-364021
$775,458 (est.)$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗
COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported		EDGAR ↗
Jan 7, 2021 D/A
File 021-364031
$2,993,468 (est.)$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗
COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported
CREDIT SUISSE (MEXICO) no CRD number reported		EDGAR ↗
Jan 4, 2021 D
File 021-385150
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2020 D
File 021-376631
$0$0$0None listed on this filingEDGAR ↗
May 19, 2020 D
File 021-367318
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
May 19, 2020 D
File 021-367321
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
May 13, 2020 D
File 021-366849
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
May 1, 2020 D/A
File 021-192637
$0$0$0
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECIEVE ANY SALES COMMISSIONS FOR ITS SERVICES.
PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
May 1, 2020 D/A
File 021-192684
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
May 1, 2020 D/A
File 021-114329
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
May 1, 2020 D/A
File 021-130054
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
May 1, 2020 D
File 021-366134
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Feb 21, 2020 D
File 021-361104
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Feb 13, 2020 D/A
File 021-319172
$16,305 (est.)$0$0PIMCO Investments LLC BrokerCheck CRD 154957 ↗
Compass Group Global Advisors S.A. no CRD number reported		EDGAR ↗
Jan 17, 2020 D/A
File 021-191949
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-191951
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-193920
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-193939
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-116300
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-42740
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-42739
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-42741
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-119657
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-76219
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-80427
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-108506
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-99848
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-130005
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-92604
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-130027
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-84707
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-56001
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-167595
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-167594
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-182435
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-202963
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-231253
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-241705
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-241704
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-241696
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-241701
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-241702
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-250537
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-257814
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-258917
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-262935
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-274160
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-279511
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-281469
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-281468
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-281539
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-284947
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-290663
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-290757
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-299709
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-305874
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-308392
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-321139
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-321144
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-333200
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2020 D/A
File 021-334557
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-337167
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-337328
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-337329
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-337331
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-341651
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 17, 2020 D/A
File 021-354063
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 16, 2020 D
File 021-358236
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 7, 2020 D
File 021-357382
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Sep 16, 2019 D/A
File 021-314623
$34,523 (est.)$0$0PIMCO Investments LLC BrokerCheck CRD 154957 ↗
Compass Group Global Advisors S.A. no CRD number reported
Brooklyn Ltd. no CRD number reported
BG Valores S.A. no CRD number reported		EDGAR ↗
Sep 16, 2019 D/A
File 021-314624
$0$0$0PIMCO Investments LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Feb 27, 2019 D
File 021-333729
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Feb 20, 2019 D
File 021-333176
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2018 D/A
File 021-192966
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 10, 2018 D/A
File 021-238014
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
May 23, 2018 D
File 021-313018
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Apr 27, 2018 D
File 021-311176
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-192343
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-164207
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-184330
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-185385
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-197180
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-202946
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-204685
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-204686
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-244171
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-244173
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-286866
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 8, 2017 D/A
File 021-290750
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Dec 1, 2017 D/A
File 021-275510
$212,500$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Dec 1, 2017 D/A
File 021-275508
$20,000$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗		EDGAR ↗
Dec 1, 2017 D/A
File 021-275506
$1,427,000$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗		EDGAR ↗
Nov 30, 2017 D
File 021-299798
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Nov 30, 2017 D
File 021-299799
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Nov 7, 2017 D/A
File 021-274361
$0$0$0None listed on this filingEDGAR ↗
May 26, 2017 D/A
File 021-275513
$312,375$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
May 26, 2017 D/A
File 021-275511
$2,472,313$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
May 26, 2017 D/A
File 021-275512
$568,567$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Feb 6, 2017 D
File 021-280072
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2017 D/A
File 021-210188
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2017 D/A
File 021-144044
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2017 D/A
File 021-125823
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2017 D/A
File 021-143893
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2017 D/A
File 021-165480
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2017 D
File 021-278325
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2017 D/A
File 021-144005
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2017 D/A
File 021-128195
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2017 D/A
File 021-255300
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 5, 2017 D/A
File 021-255303
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 5, 2017 D/A
File 021-255302
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jan 4, 2017 D/A
File 021-222101
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2017 D
File 021-277595
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2016 D/A
File 021-238015
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Mar 15, 2016 D
File 021-259322
$0$0$0PIMCO Canada Corp. no CRD number reportedEDGAR ↗
Dec 29, 2015 D
File 021-254048
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2015 D
File 021-243077
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Apr 29, 2015 D
File 021-238856
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2014 D
File 021-227972
$0$0$0
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Jul 8, 2014 D
File 021-220556
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2014 D/A
File 021-126089
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Mar 28, 2014 D/A
File 021-194139
$2,377,300$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗		EDGAR ↗
Mar 28, 2014 D/A
File 021-194141
$428,750$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗		EDGAR ↗
Mar 28, 2014 D/A
File 021-194142
$122,250$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗		EDGAR ↗
Mar 28, 2014 D/A
File 021-194170
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Mar 28, 2014 D/A
File 021-206322
$4,569,000$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 28, 2014 D/A
File 021-206323
$1,017,400$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 28, 2014 D/A
File 021-206324
$307,875$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 28, 2013 D/A
File 021-141277
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗EDGAR ↗
Mar 7, 2013 D
File 021-192904
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2013 D
File 021-191490
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2009 D
File 021-114577
$0$0$0
Proceeds will be used for working capital.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 130

Every issuer that named Robert O. Young on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PC
Pooled Investment Fund · group: Pimco

PIMCO Corporate Opportunities Fund III TE Feeder, L.P.

Newport Beach, CA · Mar 31, 2020 → Jan 7, 2021 · 3 filings
  • Jan 7, 2021 · D/A · $187,550,000 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 10, 2020 · D/A · $141,575,000 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 31, 2020 · D · $267,150,000 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $302.3M from 41 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P.

Newport Beach, CA · Mar 31, 2020 → Jan 7, 2021 · 3 filings
  • Jan 7, 2021 · D/A · $919,867,362 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 11, 2020 · D/A · $855,897,362 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 31, 2020 · D · $308,812,362 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.1B from 65 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P.

Newport Beach, CA · Mar 31, 2020 → Jan 7, 2021 · 3 filings
  • Jan 7, 2021 · D/A · $1,042,454,638 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 10, 2020 · D/A · $1,023,493,638 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 31, 2020 · D · $703,175,000 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.11B from 61 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Pooled Investment Fund · group: Pimco

PIMCO Employee Balboa Bay Fund L.P.

Newport Beach, CA · Jan 4, 2021
  • Jan 4, 2021 · D · $8,675,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $8.68M from 5 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO All Asset: Multi-Real Fund (Cayman) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 29, 2020
  • Sep 29, 2020 · D · $60,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $60M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PD
Pooled Investment Fund · group: Pimco

PIMCO DISCO Offshore Fund III LP

Newport Beach, CA · May 19, 2020
  • May 19, 2020 · D · $864,809,980 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $864.8M from 54 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PD
Pooled Investment Fund · group: Pimco

PIMCO DISCO Onshore Fund III LP

Newport Beach, CA · May 19, 2020
  • May 19, 2020 · D · $577,705,400 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $577.7M from 49 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P.

Newport Beach, CA · May 13, 2020
  • May 13, 2020 · D · $75,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $265.5M from 3 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO COMMODITY ALPHA FUND LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 13, 2017 → May 1, 2020 · 2 filings
  • May 1, 2020 · D/A · $1,268,203,229 sold of Indefinite · 45 investors · min. $100,000 · role: Executive Officer, Director (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 13, 2017 · D/A · $1,039,602,890 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $2.12B from 81 investors as of the latest filing. Robert is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO COMMODITY ALPHA FUND LLC

Newport Beach, CA · Nov 26, 2014 → May 1, 2020 · 3 filings
  • May 1, 2020 · D/A · $324,141,821 sold of Indefinite · 53 investors · min. $5,000,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 3, 2017 · D/A · $283,902,314 sold of Indefinite · 44 investors · min. $5,000,000 · role: Director (Managing Director of the Investment Manager) EDGAR ↗
  • Nov 26, 2014 · D/A · $43,794,168 sold of Indefinite · 34 investors · min. $5,000,000 · role: Executive Officer (Managing Director of the Manager) EDGAR ↗

Raised $670M from 59 investors as of the latest filing. Robert is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC

Newport Beach, CA · Apr 2, 2014 → May 1, 2020 · 4 filings
  • May 1, 2020 · D/A · $142,874,747 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 4, 2014 · D/A · $37,753,379 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $37,753,379 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $37,753,379 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $142.9M from 10 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SL
Pooled Investment Fund · group: Pimco

StocksPLUS, L.P.

Newport Beach, CA · Mar 28, 2013 → May 1, 2020 · 5 filings
  • May 1, 2020 · D/A · $5,112,074,764 sold of Indefinite · 240 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 4, 2014 · D/A · $4,744,344,959 sold of Indefinite · 232 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $4,773,344,959 sold of Indefinite · 232 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $4,744,344,959 sold of Indefinite · 232 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Mar 28, 2013 · D/A · $4,685,394,932 sold of Indefinite · 234 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $5.5B from 242 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PR
Pooled Investment Fund · group: Pimco

PHFS Residential Opportunities Offshore Fund, L.P.

Newport Beach, CA · May 1, 2020
  • May 1, 2020 · D · $155,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $790M from 5 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pimco

PIMCO ILS Employee Fund II LLC

Newport Beach, CA · Feb 21, 2020
  • Feb 21, 2020 · D · $1,651,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.68M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Commercial Real Estate Debt Fund, L.P.

Newport Beach, CA · Aug 14, 2018 → Feb 13, 2020 · 3 filings
  • Feb 13, 2020 · D/A · $1,248,039,000 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Aug 9, 2019 · D/A · $1,187,104,000 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Aug 14, 2018 · D · $696,654,000 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $1.25B from 77 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Pimco

PIMCO Tactical Opportunities Onshore Fund L.P.

Newport Beach, CA · Mar 28, 2013 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $688,014,169 sold of Indefinite · 244 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2018 · D/A · $475,468,364 sold of Indefinite · 181 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $260,004,869 sold of Indefinite · 116 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $204,385,441 sold of Indefinite · 82 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $142,894,495 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $102,014,864 sold of Indefinite · 58 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $51,399,894 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $14,797,143 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.39B from 355 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Pimco

PIMCO Tactical Opportunities Offshore Fund Ltd.

Newport Beach, CA · Feb 16, 2018 → Jan 17, 2020 · 3 filings
  • Jan 17, 2020 · D/A · $289,878,453 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2018 · D/A · $161,478,453 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Feb 16, 2018 · D · $25,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $12.46B from 31 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Pimco

PIMCO Tactical Opportunities Offshore Fund L.P.

Newport Beach, CA · Mar 28, 2013 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $2,021,396,229 sold of Indefinite · 495 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2018 · D/A · $1,662,002,775 sold of Indefinite · 225 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $978,762,205 sold of Indefinite · 103 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 6, 2016 · D/A · $851,444,280 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $472,595,405 sold of Indefinite · 44 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $381,209,875 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $257,709,875 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $42,025,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $5.38B from 720 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Pimco

PIMCO Seven Point Fund, L.P.

Newport Beach, CA · Jul 14, 2017 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $781,056,792 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2018 · D/A · $303,446,196 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $136,700,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jul 14, 2017 · D · $100,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.56B from 20 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PR
Pooled Investment Fund · group: Pimco

PIMCO RAE US Fund LLC

Newport Beach, CA · Jun 12, 2015 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $479,929,783 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2018 · D/A · $479,929,783 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 30, 2018 · D/A · $449,300,423 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $426,656,872 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 6, 2016 · D/A · $426,656,872 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $420,406,855 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $420,406,855 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $495.8M from 8 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PR
Pooled Investment Fund · group: Pimco

PIMCO RAE International Fund LLC

Newport Beach, CA · Jun 12, 2015 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $1,003,308,724 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2018 · D/A · $956,256,498 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 30, 2018 · D/A · $947,825,292 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $943,071,283 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 6, 2016 · D/A · $943,071,283 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $862,945,830 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $862,945,830 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.02B from 17 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PR
Pooled Investment Fund · group: Pimco

PIMCO RAE Global Fund LLC

Newport Beach, CA · Jun 12, 2015 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $761,153,455 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2018 · D/A · $761,153,455 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 30, 2018 · D/A · $753,953,455 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $746,753,455 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 6, 2016 · D/A · $746,753,455 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $736,953,455 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $736,953,455 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $761.2M from 12 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PR
Pooled Investment Fund · group: Pimco

PIMCO RAE Global ex-US Fund LLC

Newport Beach, CA · Jun 12, 2015 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $250,901,020 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2018 · D/A · $247,901,020 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 30, 2018 · D/A · $241,901,020 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $241,901,020 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 6, 2016 · D/A · $241,901,020 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $211,901,020 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $211,901,020 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $260.9M from 7 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PR
Pooled Investment Fund · group: Pimco

PIMCO RAE Emerging Markets Fund LLC

Newport Beach, CA · Jun 12, 2015 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $403,605,034 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2018 · D/A · $385,429,179 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 30, 2018 · D/A · $304,313,401 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $292,358,224 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 6, 2016 · D/A · $292,358,224 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $257,391,615 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 12, 2015 · D · $257,391,615 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $436.8M from 24 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Pimco

PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $869,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Dec 10, 2018 · D/A · $869,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 11, 2017 · D/A · $869,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Dec 2, 2016 · D/A · $869,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $869,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $867,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $867,969,758 sold of Indefinite · 382 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $1.04B from 383 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Pimco

PIMCO Private Income Fund Onshore Feeder LLC

Newport Beach, CA · Apr 15, 2019 → Jan 17, 2020 · 2 filings
  • Jan 17, 2020 · D/A · $387,000,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 15, 2019 · D · $327,500,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.79B from 95 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Pimco

PIMCO Private Income Fund Offshore Feeder III LP

Newport Beach, CA · Apr 15, 2019 → Jan 17, 2020 · 2 filings
  • Jan 17, 2020 · D/A · $172,034,522 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 15, 2019 · D · $156,255,000 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $474M from 72 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Pimco

PIMCO Private Income Fund Offshore Feeder I LP

Newport Beach, CA · Apr 15, 2019 → Jan 17, 2020 · 2 filings
  • Jan 17, 2020 · D/A · $392,000,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 15, 2019 · D · $392,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $914.9M from 20 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Pimco

PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $769,659,221 sold of Indefinite · 19 investors · min. $5,000,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $769,659,221 sold of Indefinite · 19 investors · min. $5,000,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $765,794,221 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Dec 6, 2016 · D/A · $765,794,221 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $765,794,221 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $765,794,221 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $765,794,221 sold of Indefinite · 18 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $769.7M from 23 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $172,562,143 sold of Indefinite · 74 investors · min. $1,000,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $172,562,143 sold of Indefinite · 74 investors · min. $1,000,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $169,602,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Dec 2, 2016 · D/A · $169,602,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $169,602,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $169,602,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $169,602,143 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $176.2M from 75 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Onshore Fund L.P.

Newport Beach, CA · Nov 22, 2019 → Jan 17, 2020 · 2 filings
  • Jan 17, 2020 · D/A · $105,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 22, 2019 · D · $105,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $145.5M from 4 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P.

Newport Beach, CA · Nov 29, 2017 → Jan 17, 2020 · 3 filings
  • Jan 17, 2020 · D/A · $54,130,040 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $27,900,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 29, 2017 · D · $24,100,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $511.2M from 19 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P.

Newport Beach, CA · Apr 17, 2017 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $807,003,850 sold of Indefinite · 37 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $569,647,601 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $419,737,965 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 17, 2017 · D · $63,657,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $857.3M from 50 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Money Market Fund Ltd.

Newport Beach, CA · Jan 27, 2017 → Jan 17, 2020 · 3 filings
  • Jan 17, 2020 · D/A · $1,565,138,260 sold of Indefinite · 325 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $1,561,250,760 sold of Indefinite · 324 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 27, 2017 · D · $7,794,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.57B from 325 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PL
Pooled Investment Fund · group: Pimco

PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC

Newport Beach, CA · Sep 16, 2013 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $10,300,481 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $8,800,481 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $8,800,481 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $8,800,481 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $8,800,481 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 14, 2014 · D/A · $7,700,500 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $2,200,500 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 16, 2013 · D · $1,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $10.3M from 10 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PL
Pooled Investment Fund · group: Pimco

PIMCO Loan Interests & Credit Offshore Fund Ltd.

Newport Beach, CA · Mar 28, 2013 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $1,384,379,233 sold of Indefinite · 88 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $1,365,989,033 sold of Indefinite · 84 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $1,192,819,523 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D/A · $1,192,819,523 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,019,432,007 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $937,503,115 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $722,637,781 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $340,510,500 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.39B from 89 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pimco

PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC

Newport Beach, CA · Jun 11, 2019 → Jan 17, 2020 · 2 filings
  • Jan 17, 2020 · D/A · $51,800,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jun 11, 2019 · D · $26,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $85.1M from 12 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PG
Pooled Investment Fund · group: Pimco

PIMCO Global Inflation Linked Bond Fund Ltd.

Newport Beach, CA · Dec 31, 2014 → Jan 17, 2020 · 6 filings
  • Jan 17, 2020 · D/A · $435,190,000 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $305,690,000 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $209,560,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D/A · $209,560,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $156,900,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 31, 2014 · D · $100,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.7B from 30 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PG
Pooled Investment Fund · group: Pimco

PIMCO Global Cross-asset Opportunities Onshore Fund LLC

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $648,735,507 sold of Indefinite · 35 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $611,735,507 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $529,485,507 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Dec 2, 2016 · D/A · $419,235,507 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $292,300,507 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $285,215,507 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $230,145,507 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $975.7M from 36 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PG
Pooled Investment Fund · group: Pimco

PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $6,860,356,376 sold of Indefinite · 205 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $6,722,523,976 sold of Indefinite · 190 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $6,672,732,322 sold of Indefinite · 180 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Dec 1, 2016 · D/A · $2,915,970,710 sold of Indefinite · 106 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $2,161,640,996 sold of Indefinite · 59 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,615,016,483 sold of Indefinite · 42 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,348,386,268 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $7.15B from 214 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PG
Pooled Investment Fund · group: Pimco

PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $56,561,825 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $52,961,825 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $52,435,610 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $45,895,610 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $38,958,970 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $29,558,970 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $24,214,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $69.9M from 67 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PD
Pooled Investment Fund · group: Pimco

PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.

Newport Beach, CA · Mar 28, 2013 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $1,135,807,463 sold of Indefinite · 67 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $1,135,807,463 sold of Indefinite · 67 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $1,035,807,463 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Dec 2, 2016 · D/A · $934,357,463 sold of Indefinite · 61 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Nov 16, 2015 · D/A · $934,157,463 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Nov 13, 2014 · D/A · $933,690,463 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Apr 2, 2014 · D/A · $933,690,463 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗
  • Mar 28, 2013 · D/A · $962,849,178 sold of Indefinite · 62 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE MANAGING MEMBER) EDGAR ↗

Raised $1.52B from 75 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PD
Pooled Investment Fund · group: Pimco

PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.

Newport Beach, CA · Mar 28, 2013 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $1,598,791,315 sold of Indefinite · 91 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $1,548,791,315 sold of Indefinite · 90 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $1,545,306,315 sold of Indefinite · 87 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 6, 2016 · D/A · $1,385,816,315 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,381,516,315 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,281,516,315 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,281,516,315 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $1,200,316,315 sold of Indefinite · 76 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $2.9B from 122 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PD
Pooled Investment Fund · group: Pimco

PIMCO Discretionary Multi-Asset Portfolio, LP

Newport Beach, CA · Mar 1, 2017 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $350,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $350,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $350,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 1, 2017 · D · $350,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $561.4M from 3 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Commodity Core Alpha Onshore Fund L.P.

Newport Beach, CA · Sep 12, 2018 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $6,584,800 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 28, 2019 · D/A · $6,386,800 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 12, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $12.5M from 12 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Commodity Core Alpha Offshore Fund Ltd.

Newport Beach, CA · Sep 12, 2018 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $430,569,189 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 28, 2019 · D/A · $430,569,189 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $32,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 12, 2018 · D · $32,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $556.2M from 50 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Combined Alpha Strategies Offshore Fund Ltd

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Dec 1, 2016 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $946,185,657 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $1.13B from 4 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund IX, Ltd.

Newport Beach, CA · Feb 20, 2019 → Jan 17, 2020 · 2 filings
  • Jan 17, 2020 · D/A · $10,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (MANAGING DIRECTOR OF THE INVESTMENT MANAGER) EDGAR ↗
  • Feb 20, 2019 · D · $10,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (MANAGING DIRECTOR OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $10K from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy V Onshore Fund LLC

Newport Beach, CA · Feb 19, 2016 → Jan 17, 2020 · 5 filings
  • Jan 17, 2020 · D/A · $82,159,802 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $79,159,802 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $67,609,802 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $67,307,060 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Feb 19, 2016 · D · $67,207,060 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $241.5M from 13 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $2,100,952,674 sold of Indefinite · 95 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $1,943,297,021 sold of Indefinite · 92 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $1,877,272,980 sold of Indefinite · 83 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D/A · $1,875,242,569 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,347,008,679 sold of Indefinite · 65 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,076,907,725 sold of Indefinite · 51 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,053,907,725 sold of Indefinite · 50 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $2.25B from 95 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $2,153,596,024 sold of Indefinite · 197 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $2,153,596,024 sold of Indefinite · 197 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $2,149,271,024 sold of Indefinite · 192 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Dec 2, 2016 · D/A · $2,099,521,024 sold of Indefinite · 185 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,998,690,623 sold of Indefinite · 179 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,976,719,471 sold of Indefinite · 177 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,970,794,471 sold of Indefinite · 177 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $2.19B from 204 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $4,063,801,797 sold of Indefinite · 66 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $4,063,801,797 sold of Indefinite · 66 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $4,040,992,542 sold of Indefinite · 62 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Dec 8, 2016 · D/A · $2,319,924,432 sold of Indefinite · 52 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $2,293,973,232 sold of Indefinite · 52 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $2,187,055,618 sold of Indefinite · 50 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $2,021,998,051 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $4.94B from 74 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $812,931,117 sold of Indefinite · 70 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $787,773,254 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $786,483,831 sold of Indefinite · 67 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Dec 2, 2016 · D/A · $731,438,331 sold of Indefinite · 64 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $722,401,039 sold of Indefinite · 62 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $709,519,826 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $651,122,201 sold of Indefinite · 58 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $828.7M from 70 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 7 filings
  • Jan 17, 2020 · D/A · $83,028,332 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $83,028,332 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $81,788,995 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2016 · D/A · $81,788,995 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $81,788,995 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $75,863,995 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $75,613,995 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $88.4M from 30 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy 3E Onshore Fund LLC

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $288,110,000 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $288,110,000 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $273,110,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Feb 14, 2017 · D/A · $273,110,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Dec 2, 2016 · D/A · $248,110,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $223,110,000 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $223,110,000 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $223,110,000 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $363M from 15 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $2,543,175,230 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $2,543,175,230 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $2,543,175,230 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Feb 14, 2017 · D/A · $2,493,864,179 sold of Indefinite · 58 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Dec 2, 2016 · D/A · $2,491,175,230 sold of Indefinite · 58 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $2,443,255,280 sold of Indefinite · 56 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $2,368,915,280 sold of Indefinite · 56 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $2,284,027,316 sold of Indefinite · 55 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $2.56B from 62 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy 3 Onshore Fund LLC

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Feb 14, 2017 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Dec 2, 2016 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 16, 2015 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $237,424,763 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $237.4M from 4 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.

Newport Beach, CA · Apr 2, 2014 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $2,504,688,109 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $2,504,688,109 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $2,504,688,109 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Feb 14, 2017 · D/A · $2,501,421,109 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Dec 1, 2016 · D/A · $2,501,421,109 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 16, 2015 · D/A · $2,501,421,109 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Nov 13, 2014 · D/A · $2,501,421,109 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
  • Apr 2, 2014 · D/A · $2,474,669,446 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $2.5B from 19 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Pooled Investment Fund · group: Pimco

PHFS VI TRENDS Managed Futures Offshore Fund, L.P.

Newport Beach, CA · Feb 28, 2017 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $67,551,560 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $57,651,560 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $42,851,560 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Feb 28, 2017 · D · $9,900,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $70.2M from 13 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Pooled Investment Fund · group: Pimco

PHFS VI SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Feb 28, 2017 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $216,298,290 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $132,898,290 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $89,198,290 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Feb 28, 2017 · D · $9,900,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $636M from 21 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Pooled Investment Fund · group: Pimco

PHFS V SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · May 11, 2016 → Jan 17, 2020 · 5 filings
  • Jan 17, 2020 · D/A · $218,496,167 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $218,496,167 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $218,496,167 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $218,496,167 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 11, 2016 · D · $207,000,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $218.5M from 7 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Pooled Investment Fund · group: Pimco

PHFS V Mortgage RV Offshore Fund, L.P.

Newport Beach, CA · Jul 13, 2017 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $90,297,182 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $83,197,182 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $46,987,546 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jul 13, 2017 · D · $45,284,220 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $90.3M from 8 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pimco

PHFS IX SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Apr 12, 2019 → Jan 17, 2020 · 2 filings
  • Jan 17, 2020 · D/A · $300,000,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 12, 2019 · D · $300,000,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $300M from 8 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Pimco

PHFS IV SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Mar 9, 2016 → Jan 17, 2020 · 5 filings
  • Jan 17, 2020 · D/A · $247,200,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $247,200,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $212,400,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 9, 2016 · D · $20,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $282.9M from 8 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Pooled Investment Fund · group: Pimco

PHFS IV EM Macro Offshore Fund, L.P.

Newport Beach, CA · Mar 22, 2018 → Jan 17, 2020 · 3 filings
  • Jan 17, 2020 · D/A · $36,556,089 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $36,556,089 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 22, 2018 · D · $13,046,453 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $51.6M from 5 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Pimco

PHFS III SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Nov 2, 2015 → Jan 17, 2020 · 5 filings
  • Jan 17, 2020 · D/A · $1,193,466,543 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $867,866,543 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $756,900,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $707,100,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 2, 2015 · D · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.53B from 25 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Pooled Investment Fund · group: Pimco

PHFS III Equity Dispersion Offshore Fund, L.P.

Newport Beach, CA · Nov 9, 2016 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $34,672,341 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 10, 2018 · D/A · $34,672,341 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $31,560,472 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 9, 2016 · D · $27,580,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $134.9M from 10 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Pooled Investment Fund · group: Pimco

Catalina TRH Fund Ltd.

Newport Beach, CA · Mar 11, 2019 → Jan 17, 2020 · 2 filings
  • Jan 17, 2020 · D/A · $5,096,795 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 11, 2019 · D · $2,250,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $12.1M from 5 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Offshore Fund Ltd.

Newport Beach, CA · Jan 16, 2020
  • Jan 16, 2020 · D · $51,300,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $186.2M from 6 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pimco

PIMCO ILS Fund SP II, A Segregated Portfolio of PIMCO ILS Series SPC

Newport Beach, CA · Jan 7, 2020
  • Jan 7, 2020 · D · $98,901,000 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $347.2M from 23 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO CLO Opportunities Onshore Feeder, L.P.

Newport Beach, CA · Jun 14, 2018 → Sep 16, 2019 · 2 filings
  • Sep 16, 2019 · D/A · $39,756,403 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Executive Officer of Managing Member of General Partner of Issuer) EDGAR ↗
  • Jun 14, 2018 · D · $21,024,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (Executive Officer of Managing Member of General Partner of Issuer) EDGAR ↗

Raised $39.8M from 19 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO CLO Opportunities Offshore Feeder, L.P.

Newport Beach, CA · Jun 14, 2018 → Sep 16, 2019 · 3 filings
  • Sep 16, 2019 · D/A · $143,329,500 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer (Executive Officer of Managing Member of General Partner of Issuer) EDGAR ↗
  • Jun 15, 2018 · D/A · $95,877,500 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (Executive Officer of Managing Member of General Partner of Issuer) EDGAR ↗
  • Jun 14, 2018 · D · $95,877,500 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (Executive Officer of Managing Member of General Partner of Issuer) EDGAR ↗

Raised $143.3M from 49 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PR
Pooled Investment Fund · group: Pimco

PIMCO Red Stick Fund, L.P.

Newport Beach, CA · Feb 27, 2019
  • Feb 27, 2019 · D · $201,000,000 sold of $201,000,000 · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $201M from 2 investors (100% of the $201M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pimco

PIMCO Five Star L.P.

Newport Beach, CA · Feb 20, 2019
  • Feb 20, 2019 · D · $212,466,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $212.5M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Pimco

PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC

Newport Beach, CA · Mar 10, 2014 → Dec 11, 2018 · 6 filings
  • Dec 11, 2018 · D/A · $2,296,500 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $2,069,664 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $2,069,664 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $1,192,718 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $666,349 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 10, 2014 · D/A · $431,436 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $2.3M from 12 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Pooled Investment Fund · group: Pimco

PIMCO Emerging Markets StocksPLUS AR Fund LLC

Newport Beach, CA · Apr 15, 2015 → Dec 10, 2018 · 5 filings
  • Dec 10, 2018 · D/A · $440,010,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 8, 2017 · D/A · $440,010,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 6, 2016 · D/A · $440,010,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $440,010,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 15, 2015 · D · $200,010,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $440M from 2 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DC
Other Technology

DIGILENS INC./CA

Sunnyvale, CA · May 23, 2018
  • May 23, 2018 · D · $25,000,000 sold of $50,000,000 · 1 investors · min. $130,000 · role: Director EDGAR ↗

Raised $25M from 1 investor (50% of the $50M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Volatility Fund IIB Ltd

Newport Beach, CA · Apr 27, 2018
  • Apr 27, 2018 · D · $100,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Pimco

PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC

Newport Beach, CA · Mar 28, 2013 → Dec 8, 2017 · 6 filings
  • Dec 8, 2017 · D/A · $3,006,948 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $3,006,948 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $2,107,948 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,400,324 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,067,774 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $774,500 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $3.01M from 7 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Pimco

PIMCO Tail Risk Hedging March Onshore Fund LLC

Newport Beach, CA · Sep 16, 2013 → Dec 8, 2017 · 6 filings
  • Dec 8, 2017 · D/A · $55,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $55,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $55,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $55,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $30,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 16, 2013 · D · $5,950,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $5.95M from 2 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Pimco

PIMCO Tail Risk Hedging September Onshore Fund LLC

Newport Beach, CA · Oct 16, 2013 → Dec 8, 2017 · 6 filings
  • Dec 8, 2017 · D/A · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 16, 2013 · D · $39,500 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $40K from 2 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Pimco

PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.

Newport Beach, CA · Oct 16, 2013 → Dec 8, 2017 · 6 filings
  • Dec 8, 2017 · D/A · $3,777,900 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D/A · $3,777,900 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 20, 2015 · D/A · $3,777,900 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $3,777,900 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $3,777,900 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 16, 2013 · D · $1,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $3.78M from 3 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Volatility Onshore Fund LLC

Newport Beach, CA · Mar 28, 2013 → Dec 8, 2017 · 6 filings
  • Dec 8, 2017 · D/A · $270,968,031 sold of Indefinite · 84 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $169,668,031 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $163,080,531 sold of Indefinite · 73 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $161,143,031 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $126,293,031 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $89,382,031 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $271M from 84 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.

Newport Beach, CA · Mar 28, 2013 → Dec 8, 2017 · 6 filings
  • Dec 8, 2017 · D/A · $1,634,706,032 sold of Indefinite · 93 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D/A · $1,600,251,032 sold of Indefinite · 89 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $1,311,927,907 sold of Indefinite · 82 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $1,250,709,216 sold of Indefinite · 80 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $1,158,510,140 sold of Indefinite · 79 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $747,207,922 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.63B from 93 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Volatility Offshore Fund II Ltd.

Newport Beach, CA · Mar 28, 2013 → Dec 8, 2017 · 6 filings
  • Dec 8, 2017 · D/A · $404,354,722 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D/A · $402,257,069 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $402,085,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $401,725,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $350,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 28, 2013 · D/A · $301,225,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $404.4M from 12 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Pimco

PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.

Newport Beach, CA · May 29, 2013 → Dec 8, 2017 · 6 filings
  • Dec 8, 2017 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 13, 2014 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 2, 2014 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 29, 2013 · D · $90,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $90M from 1 investor as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Pooled Investment Fund · group: Pimco

PHFS VII SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · May 16, 2017 → Dec 8, 2017 · 2 filings
  • Dec 8, 2017 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 16, 2017 · D · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $50M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Pimco

PHFS II SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Jul 21, 2015 → Dec 8, 2017 · 4 filings
  • Dec 8, 2017 · D/A · $301,500,016 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $301,500,016 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $252,350,500 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jul 21, 2015 · D · $465,000,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $465M from 8 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pimco

PHFS I SP, A Segregated Portfolio of PHFS Series SPC

Newport Beach, CA · Jul 21, 2015 → Dec 8, 2017 · 4 filings
  • Dec 8, 2017 · D/A · $253,700,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 2, 2016 · D/A · $253,700,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $186,800,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jul 21, 2015 · D · $194,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $253.7M from 5 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pimco

PHFS I Macro RV Offshore Fund, L.P.

Newport Beach, CA · Jul 14, 2017 → Dec 8, 2017 · 2 filings
  • Dec 8, 2017 · D/A · $15,750,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jul 14, 2017 · D · $12,550,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $15.8M from 2 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Offshore Feeder, L.P.

Newport Beach, CA · Dec 1, 2016 → Dec 1, 2017 · 6 filings
  • Dec 1, 2017 · D/A · $1,727,840,000 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 14, 2017 · D/A · $1,096,440,000 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 26, 2017 · D/A · $827,750,000 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 27, 2017 · D/A · $320,700,000 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 17, 2017 · D/A · $284,700,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D · $277,050,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.73B from 49 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Onshore Feeder TE, L.P.

Newport Beach, CA · Dec 1, 2016 → Dec 1, 2017 · 6 filings
  • Dec 1, 2017 · D/A · $1,262,451,000 sold of Indefinite · 122 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 14, 2017 · D/A · $942,951,000 sold of Indefinite · 96 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 26, 2017 · D/A · $706,421,000 sold of Indefinite · 75 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 27, 2017 · D/A · $590,798,000 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 17, 2017 · D/A · $516,348,000 sold of Indefinite · 59 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D · $361,348,000 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.26B from 122 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Onshore Feeder, L.P.

Newport Beach, CA · Dec 1, 2016 → Dec 1, 2017 · 6 filings
  • Dec 1, 2017 · D/A · $990,505,068 sold of Indefinite · 101 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Aug 14, 2017 · D/A · $653,775,067 sold of Indefinite · 86 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 26, 2017 · D/A · $517,955,068 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 27, 2017 · D/A · $423,355,068 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 17, 2017 · D/A · $216,635,068 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D · $112,195,000 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $990.5M from 101 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Volatility Employee Fund II, L.P.

Newport Beach, CA · Nov 30, 2017
  • Nov 30, 2017 · D · $2,097,653 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $2.1M from 5 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Pimco

PIMCO Multi-Asset Volatility Fund II, L.P.

Newport Beach, CA · Nov 30, 2017
  • Nov 30, 2017 · D · $389,213,913 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $389.2M from 2 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust

Grand Cayman, Cayman Islands (as filed: E9) · Nov 14, 2016 → Nov 7, 2017 · 2 filings
  • Nov 7, 2017 · D/A · $1,913,248 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗
  • Nov 14, 2016 · D · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Investment Adviser) EDGAR ↗

Raised $1.91M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Special Offshore Feeder, L.P.

Newport Beach, CA · Dec 1, 2016 → May 26, 2017 · 4 filings
  • May 26, 2017 · D/A · $17,850,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 27, 2017 · D/A · $27,550,000 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 17, 2017 · D/A · $22,300,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D · $8,050,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $27.6M from 29 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P.

Newport Beach, CA · Dec 1, 2016 → May 26, 2017 · 4 filings
  • May 26, 2017 · D/A · $34,989,550 sold of Indefinite · 103 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 27, 2017 · D/A · $32,389,550 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 17, 2017 · D/A · $22,675,000 sold of Indefinite · 67 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D · $14,525,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $35M from 103 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund III Special Onshore Feeder, L.P.

Newport Beach, CA · Dec 1, 2016 → May 26, 2017 · 4 filings
  • May 26, 2017 · D/A · $142,275,000 sold of Indefinite · 305 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Mar 27, 2017 · D/A · $135,850,000 sold of Indefinite · 288 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 17, 2017 · D/A · $70,900,000 sold of Indefinite · 159 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 1, 2016 · D · $45,200,000 sold of Indefinite · 99 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $142.3M from 305 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Business Services

TeachU, LLC

Hawthorne, CA · Feb 6, 2017
  • Feb 6, 2017 · D · $325,000 sold of $700,000 · 6 investors · min. $10,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $325K from 6 investors (46% of the $700K target) as of the latest filing. Robert is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO CAYMAN COMMODITY PORTFOLIO II LTD

Newport Beach, CA · Jan 12, 2017
  • Jan 12, 2017 · D/A · $41,150,294 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $209.7M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO CAYMAN COMMODITY PORTFOLIO I LTD

Newport Beach, CA · Jan 12, 2017
  • Jan 12, 2017 · D/A · $87,078,356 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $319M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Other Banking and Financial Services · group: Pimco

PIMCO Capital Securities Fund (Cayman) Ltd

Newport Beach, CA · Apr 29, 2015 → Jan 12, 2017 · 2 filings
  • Jan 12, 2017 · D · $3,232,886 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Apr 29, 2015 · D · $1,040,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $3.23M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund VIII, Ltd.

Newport Beach, CA · Jan 15, 2014 → Jan 12, 2017 · 2 filings
  • Jan 12, 2017 · D/A · $87,638,171 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jan 15, 2014 · D · $10,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $87.6M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund VII, Ltd.

Newport Beach, CA · Jan 12, 2017
  • Jan 12, 2017 · D/A · $196,488,059 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $196.5M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Cayman Commodity Fund III Ltd.

Newport Beach, CA · Jan 12, 2017
  • Jan 12, 2017 · D/A · $670,679,192 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $1.93B from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO CAYMAN COMMODITY FUND II LTD

Newport Beach, CA · Jan 12, 2017
  • Jan 12, 2017 · D/A · $56,129,584 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $619.3M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO CAYMAN COMMODITY FUND I LTD

Newport Beach, CA · Jan 12, 2017
  • Jan 12, 2017 · D/A · $1,405,316,006 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $12.01B from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Corporate Opportunities Fund II, L.P.

Newport Beach, CA · Jan 15, 2016 → Jan 5, 2017 · 5 filings
  • Jan 5, 2017 · D/A · $550,405,000 sold of $550,405,000 · 91 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 5, 2016 · D/A · $468,375,000 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 13, 2016 · D/A · $467,625,000 sold of Indefinite · 76 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 5, 2016 · D/A · $239,875,000 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 15, 2016 · D · $187,325,000 sold of Indefinite · 62 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $550.4M from 91 investors (100% of the $550.4M target) as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P.

Newport Beach, CA · Jan 15, 2016 → Jan 5, 2017 · 5 filings
  • Jan 5, 2017 · D/A · $603,863,320 sold of $603,863,320 · 103 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 5, 2016 · D/A · $523,268,320 sold of Indefinite · 83 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 13, 2016 · D/A · $259,118,320 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 5, 2016 · D/A · $137,620,000 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 15, 2016 · D · $136,170,000 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $603.9M from 103 investors (100% of the $603.9M target) as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pimco

PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P.

Newport Beach, CA · Jan 15, 2016 → Jan 5, 2017 · 4 filings
  • Jan 5, 2017 · D/A · $146,122,500 sold of $146,122,500 · 13 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Sep 13, 2016 · D/A · $123,312,500 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • May 5, 2016 · D/A · $111,687,500 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 15, 2016 · D · $100,750,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $146.1M from 13 investors (100% of the $146.1M target) as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Other Banking and Financial Services · group: Pimco

PIMCO International Portfolio Subsidiary LLC

Newport Beach, CA · Jul 8, 2014 → Jan 4, 2017 · 2 filings
  • Jan 4, 2017 · D · $100,098,461 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jul 8, 2014 · D · $5,557,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Managing Director of the Investment Manager) EDGAR ↗

Raised $100.1M from 1 investor as of the latest filing. Robert is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Pimco

PIMCO ST Floating NAV III Subsidiary LLC

Newport Beach, CA · Jul 31, 2014 → Jan 4, 2017 · 2 filings
  • Jan 4, 2017 · D/A · $2,540,527,795 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗
  • Jul 31, 2014 · D · $110,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Director of the Investment Manager) EDGAR ↗

Raised $2.54B from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PD
Pooled Investment Fund · group: Pimco

PIMCO Dividend Emerging Market Equity Sector Fund LLC

Newport Beach, CA · Apr 15, 2015 → Dec 2, 2016 · 3 filings
  • Dec 2, 2016 · D/A · $33,541,344 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 16, 2015 · D/A · $33,541,344 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Apr 15, 2015 · D · $15,510,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $33.5M from 2 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Pooled Investment Fund · group: Pimco

PIMCO ELEVEN POINT FUND, LP

Newport Beach, CA · Mar 15, 2016
  • Mar 15, 2016 · D · $601,990,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $602M from 2 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SF
Other · group: Fairtide Tax

Spruce Finance Inc.

San Francisco, CA · Dec 29, 2015
  • Dec 29, 2015 · D · $180,000,000 sold of $180,000,000 · 83 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $180M from 83 investors (100% of the $180M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RF
Pooled Investment Fund

RAE Fund I, a series of PIMCO Offshore Funds

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2015
  • Jul 6, 2015 · D · $34,027,231 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $34M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PH
Pooled Investment Fund · group: Pimco

PIMCO Horseshoe Fund, LP

Newport Beach, CA · Nov 10, 2014
  • Nov 10, 2014 · D · $505,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $505M from 2 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Pimco

PIMCO TRENDS - 1 FUND LLC

Newport Beach, CA · Mar 28, 2013 → Apr 2, 2014 · 2 filings
  • Apr 2, 2014 · D/A · $4,900,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Mar 28, 2013 · D/A · $4,900,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $4.9M from 2 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund II Special Offshore Feeder, L.P.

Newport Beach, CA · Nov 14, 2013 → Mar 28, 2014 · 4 filings
  • Mar 28, 2014 · D/A · $26,650,000 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $24,650,000 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $23,800,000 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 14, 2013 · D · $18,500,000 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $26.6M from 48 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P.

Newport Beach, CA · Nov 14, 2013 → Mar 28, 2014 · 4 filings
  • Mar 28, 2014 · D/A · $94,021,000 sold of Indefinite · 223 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $74,521,000 sold of Indefinite · 185 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $66,321,000 sold of Indefinite · 165 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 14, 2013 · D · $50,171,000 sold of Indefinite · 121 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $94M from 223 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO Fund II Special Onshore Feeder, L.P.

Newport Beach, CA · Nov 14, 2013 → Mar 28, 2014 · 4 filings
  • Mar 28, 2014 · D/A · $426,340,000 sold of Indefinite · 784 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $377,290,000 sold of Indefinite · 680 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $337,640,000 sold of Indefinite · 604 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Nov 14, 2013 · D · $252,100,000 sold of Indefinite · 436 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $426.3M from 784 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD.

Newport Beach, CA · Dec 23, 2013 → Mar 28, 2014 · 2 filings
  • Mar 28, 2014 · D/A · $73,500,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $73,500,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $73.5M from 5 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P.

Newport Beach, CA · Dec 23, 2013 → Mar 28, 2014 · 2 filings
  • Mar 28, 2014 · D/A · $1,959,765,000 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $1,375,000,000 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.96B from 51 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO FUND ONSHORE FEEDER II, L.P.

Newport Beach, CA · Oct 4, 2013 → Mar 28, 2014 · 4 filings
  • Mar 28, 2014 · D/A · $1,550,376,500 sold of Indefinite · 137 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $1,083,681,500 sold of Indefinite · 98 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $1,076,481,500 sold of Indefinite · 95 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 4, 2013 · D/A · $924,548,000 sold of Indefinite · 65 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.55B from 137 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Pimco

PIMCO BRAVO FUND II, L.P.

Newport Beach, CA · Oct 4, 2013 → Mar 28, 2014 · 4 filings
  • Mar 28, 2014 · D/A · $1,364,159,390 sold of Indefinite · 178 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Jan 30, 2014 · D/A · $958,974,390 sold of Indefinite · 145 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Dec 23, 2013 · D/A · $946,974,390 sold of Indefinite · 142 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗
  • Oct 4, 2013 · D/A · $527,424,390 sold of Indefinite · 102 investors · min. No minimum reported · role: Executive Officer (EXECUTIVE OFFICER OF THE INVESTMENT MANAGER) EDGAR ↗

Raised $1.36B from 178 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Showing the latest 500 of 531 filings; the PDF export and search include all of them.

Other pages with the same name (19)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert L. Young — OH, NY, 5 issuers, Jan 12, 2010 → Mar 3, 2016 · no shared issuer
  • Robert Greg Young — FL, 4 issuers, Sep 10, 2020 → Feb 20, 2024 · no shared issuer
  • Robert Young — NC, 3 issuers, Oct 26, 2010 → Nov 5, 2018 · no shared issuer
  • Robert Young — OH, 2 issuers, Mar 10, 2020 → Mar 31, 2020 · no shared issuer
  • Robert Young — NY, 2 issuers, Jul 2, 2021 → Aug 30, 2024 · no shared issuer
  • Robert Young — CO, 1 issuer, Jun 24, 2020 → Dec 4, 2025 · no shared issuer
  • Robert Young — British Columbia, Canada (as filed: A1), 1 issuer, Mar 20, 2009 → Sep 25, 2009 · no shared issuer
  • Robert Young — PA, 1 issuer, Apr 29, 2009 → Apr 29, 2009 · no shared issuer
  • Robert H. Young — VT, 1 issuer, Dec 10, 2009 → Dec 30, 2010 · no shared issuer
  • Robert Young — CT, 1 issuer, Mar 26, 2010 → Mar 26, 2010 · no shared issuer
  • Robert C. Young — MA, 1 issuer, Nov 3, 2010 → May 31, 2011 · no shared issuer
  • ROBERT A. YOUNG — WA, 1 issuer, May 21, 2013 → Jul 14, 2016 · no shared issuer
  • Robert H. Young — OK, 1 issuer, Jun 9, 2021 → Jun 9, 2021 · no shared issuer
  • Robert D. Young — KS, 1 issuer, Feb 8, 2024 → Feb 8, 2024 · no shared issuer
  • Robert Young — Cayman Islands (as filed: E9), 1 issuer, Jun 12, 2026 → Jun 12, 2026 · no shared issuer
  • ROBERT A. YOUNG — British Columbia, Canada (as filed: A1), 1 issuer, Apr 2, 2009 → Oct 21, 2009 · no shared issuer
  • Robert Young — FL, 1 issuer, Apr 28, 2014 → Aug 2, 2018 · no shared issuer
  • Robert Young — MA, 1 issuer, Jun 25, 2019 → Jan 12, 2024 · no shared issuer
  • Robert Norman Young — British Columbia, Canada (as filed: A1), 1 issuer, Apr 14, 2022 → Apr 14, 2022 · no shared issuer

People around Robert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

PI
Management entity

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Promoter, Executive Officer · 488 shared filings (122 issuers) · also on 98 other issuers

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC is on 220 issuers in total — a repeat sponsor. Their page lists every one.

PG
Management entity

PIMCO GP XXV LLC

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Robert O. Young. Their page shows their other deals.

SM
Management entity

StocksPLUS Management Inc.

Promoter · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert O. Young. Their page shows their other deals.

PI
Management entity

PACIFIC INVESTMENT MANAGEMENTLLC

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Robert O. Young. Their page shows their other deals.

OM
Management entity

O. MAPLESFS DIRECTORS LIMITED

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert O. Young. Their page shows their other deals.

MP
Management entity

MaplesFS PCT Ltd.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert O. Young. Their page shows their other deals.

OM
Management entity

O. MaplesFS PCT Ltd.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert O. Young. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

ALFRED T. MURATA

Executive Officer, Director · 526 shared filings (125 issuers) · also on 60 other issuers

ALFRED T. MURATA is on 185 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

PETER G. STRELOW

Executive Officer, Director · 526 shared filings (125 issuers) · also on 82 other issuers

PETER G. STRELOW is on 207 issuers in total — a repeat sponsor. Their page lists every one.

DI
No photo found yet (own website and image search run after this page is viewed)
Person

DANIEL J. IVASCYN

Executive Officer, Director · 526 shared filings (125 issuers) · also on 115 other issuers

DANIEL J. IVASCYN is on 240 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT A. MATHER

Executive Officer, Director · 526 shared filings (125 issuers) · also on 53 other issuers

SCOTT A. MATHER is on 178 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID C. FLATTUM

Executive Officer, Director · 526 shared filings (125 issuers) · also on 71 other issuers

DAVID C. FLATTUM is on 196 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JEROME M. SCHNEIDER

Executive Officer, Director · 526 shared filings (125 issuers) · also on 25 other issuers

JEROME M. SCHNEIDER is on 150 issuers in total — a repeat sponsor. Their page lists every one.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

ERIC MICHAEL SUTHERLAND

Executive Officer, Director · 526 shared filings (125 issuers)

ERIC MICHAEL SUTHERLAND is on 125 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

MARK R. KIESEL

Executive Officer, Director · 525 shared filings (124 issuers) · also on 95 other issuers

MARK R. KIESEL is on 219 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

STEPHEN A. RODOSKY

Executive Officer, Director · 525 shared filings (124 issuers) · also on 24 other issuers

STEPHEN A. RODOSKY is on 148 issuers in total — a repeat sponsor. Their page lists every one.

QW
No photo found yet (own website and image search run after this page is viewed)
Person

QI WANG

Executive Officer, Director · 523 shared filings (125 issuers) · also on 73 other issuers

QI WANG is on 198 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

BRENT R. HARRIS

Executive Officer, Director · 522 shared filings (124 issuers) · also on 31 other issuers

BRENT R. HARRIS is on 155 issuers in total — a repeat sponsor. Their page lists every one.

TO
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Otterbein

Executive Officer, Director · 521 shared filings (123 issuers) · also on 29 other issuers

Thomas Otterbein is on 152 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

THIBAULT CHRISTIAN STRACKE

Executive Officer, Director · 515 shared filings (123 issuers) · also on 61 other issuers

THIBAULT CHRISTIAN STRACKE is on 184 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

MIHIR P. WORAH

Executive Officer, Director · 509 shared filings (119 issuers) · also on 30 other issuers

MIHIR P. WORAH is on 149 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

CHRIS P. DIALYNAS

Executive Officer, Director · 472 shared filings (125 issuers) · also on 30 other issuers

CHRIS P. DIALYNAS is on 155 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

JENNIFER E. DURHAM

Executive Officer · 468 shared filings (118 issuers) · also on 9 other issuers

JENNIFER E. DURHAM is on 127 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MOHIT MITTAL

Executive Officer · 459 shared filings (123 issuers) · also on 60 other issuers

MOHIT MITTAL is on 183 issuers in total — a repeat sponsor. Their page lists every one.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

CANDICE STACK WHITTEN

Executive Officer · 456 shared filings (122 issuers) · also on 77 other issuers

CANDICE STACK WHITTEN is on 199 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MARC PETER SEIDNER

Executive Officer, Director · 447 shared filings (124 issuers) · also on 93 other issuers

MARC PETER SEIDNER is on 217 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL A. GOMEZ

Executive Officer · 445 shared filings (112 issuers) · also on 5 other issuers

MICHAEL A. GOMEZ is on 117 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

JONATHAN LANE HORNE

Executive Officer · 430 shared filings (122 issuers)

JONATHAN LANE HORNE is on 122 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

JOSHUA THEODORE THIMONS

Executive Officer · 423 shared filings (103 issuers)

JOSHUA THEODORE THIMONS is on 103 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

SUDESH N. MARIAPPA

Executive Officer · 420 shared filings (115 issuers)

SUDESH N. MARIAPPA is on 115 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

MOHSEN FAHMI

Executive Officer · 420 shared filings (115 issuers)

MOHSEN FAHMI is on 115 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN WILLIAM MURRAY

Executive Officer · 382 shared filings (114 issuers) · also on 25 other issuers

JOHN WILLIAM MURRAY is on 139 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD R. LEBRUN JR.

Executive Officer · 381 shared filings (114 issuers) · also on 4 other issuers

RICHARD R. LEBRUN JR. is on 118 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES F. MOORE

Executive Officer, Director · 380 shared filings (100 issuers) · also on 16 other issuers

JAMES F. MOORE is on 116 issuers in total — a repeat sponsor. Their page lists every one.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM G. DE LEON

Executive Officer · 377 shared filings (99 issuers) · also on 5 other issuers

WILLIAM G. DE LEON is on 104 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

P
Sponsor group

Pimco

263 issuers · 1164 filings · $128.51B reported sold · 2009–2026

One team, 263 deal companies. Robert O. Young is listed on 122 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name ROBERT O. YOUNG.

FT
Sponsor group

Fairtide Tax

6 issuers · 11 filings · $513.7M reported sold · 2009–2026

One team, 6 deal companies. Robert O. Young is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name ROBERT O. YOUNG.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 122 of the 130 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): StocksPLUS, L.P., PIMCO Tactical Opportunities Offshore Fund L.P., PIMCO Tactical Opportunities Onshore Fund L.P., PIMCO RAE International Fund LLC, PIMCO RAE Emerging Markets Fund LLC, PIMCO RAE Global ex-US Fund LLC, PIMCO Seven Point Fund, L.P., PIMCO Tactical Opportunities Offshore Fund Ltd., PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P., PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P., PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND, PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund, PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund, PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD., PIMCO Global Cross-asset Opportunities Onshore Fund LLC, PIMCO Absolute Return Strategy 3 Offshore Fund Ltd., PIMCO Absolute Return Strategy 3 Onshore Fund LLC, PIMCO Absolute Return Strategy 3E Offshore Fund Ltd., PIMCO Absolute Return Strategy 3E Onshore Fund LLC, PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC, PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD, PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd, PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC, PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD, PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC, PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC, PIMCO COMMODITY ALPHA FUND LLC, PIMCO COMMODITY ALPHA FUND LTD., PIMCO Global Inflation Linked Bond Fund Ltd., PHFS III SP, A Segregated Portfolio of PHFS Series SPC, PHFS IV SP, A Segregated Portfolio of PHFS Series SPC, PIMCO Absolute Return Strategy V Onshore Fund LLC, PHFS V SP, A Segregated Portfolio of PHFS Series SPC, PHFS III Equity Dispersion Offshore Fund, L.P., PIMCO Discretionary Multi-Asset Portfolio, LP, PHFS VI TRENDS Managed Futures Offshore Fund, L.P., PHFS VI SP, A Segregated Portfolio of PHFS Series SPC, PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P., PHFS V Mortgage RV Offshore Fund, L.P., PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P., PHFS IV EM Macro Offshore Fund, L.P., PIMCO Private Income Fund Offshore Feeder III LP, PIMCO Private Income Fund Offshore Feeder I LP, PIMCO Private Income Fund Onshore Feeder LLC, PHFS IX SP, A Segregated Portfolio of PHFS Series SPC, PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Onshore Fund L.P., PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Offshore Fund Ltd., PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P., PHFS Residential Opportunities Offshore Fund, L.P., PIMCO RAE US Fund LLC, PIMCO RAE Global Fund LLC, Catalina TRH Fund Ltd., PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC, PIMCO ILS Employee Fund II LLC, PIMCO ILS Fund SP II, A Segregated Portfolio of PIMCO ILS Series SPC, PIMCO Commodity Core Alpha Offshore Fund Ltd., PIMCO Commodity Core Alpha Onshore Fund L.P., PIMCO Cayman Commodity Fund IX, Ltd., PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P., PIMCO Corporate Opportunities Fund III TE Feeder, L.P., PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P., PIMCO Loan Interests & Credit Offshore Fund Ltd., PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC, PIMCO Employee Balboa Bay Fund L.P., PIMCO All Asset: Multi-Real Fund (Cayman) Ltd., PIMCO DISCO Offshore Fund III LP, PIMCO DISCO Onshore Fund III LP, PIMCO Combined Alpha Strategies Offshore Fund Ltd, PIMCO Money Market Fund Ltd., PIMCO CLO Opportunities Offshore Feeder, L.P., PIMCO CLO Opportunities Onshore Feeder, L.P., PIMCO Red Stick Fund, L.P., PIMCO Five Star L.P., PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC, PIMCO Emerging Markets StocksPLUS AR Fund LLC, PIMCO Multi-Asset Volatility Fund IIB Ltd, PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC, PIMCO Multi-Asset Volatility Offshore Fund II Ltd., PIMCO Multi-Asset Volatility Onshore Fund LLC, PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD., PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd., PIMCO Tail Risk Hedging March Onshore Fund LLC, PIMCO Tail Risk Hedging September Onshore Fund LLC, PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD., PHFS II SP, A Segregated Portfolio of PHFS Series SPC, PHFS I SP, A Segregated Portfolio of PHFS Series SPC, PHFS VII SP, A Segregated Portfolio of PHFS Series SPC, PHFS I Macro RV Offshore Fund, L.P., PIMCO BRAVO Fund III Offshore Feeder, L.P., PIMCO BRAVO Fund III Onshore Feeder TE, L.P., PIMCO BRAVO Fund III Onshore Feeder, L.P., PIMCO Multi-Asset Volatility Employee Fund II, L.P., PIMCO Multi-Asset Volatility Fund II, L.P., PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust, PIMCO BRAVO Fund III Special Offshore Feeder, L.P., PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P., PIMCO BRAVO Fund III Special Onshore Feeder, L.P., PIMCO Cayman Commodity Fund VIII, Ltd., PIMCO Capital Securities Fund (Cayman) Ltd, PIMCO CAYMAN COMMODITY PORTFOLIO II LTD, PIMCO CAYMAN COMMODITY PORTFOLIO I LTD, PIMCO Cayman Commodity Fund VII, Ltd., PIMCO Cayman Commodity Fund III Ltd., PIMCO CAYMAN COMMODITY FUND II LTD, PIMCO CAYMAN COMMODITY FUND I LTD, PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P., PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P., PIMCO ST Floating NAV III Subsidiary LLC, PIMCO International Portfolio Subsidiary LLC, PIMCO Dividend Emerging Market Equity Sector Fund LLC, PIMCO ELEVEN POINT FUND, LP, RAE Fund I, a series of PIMCO Offshore Funds, PIMCO Horseshoe Fund, LP, PIMCO TRENDS - 1 FUND LLC, PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD., PIMCO BRAVO FUND ONSHORE FEEDER II, L.P., PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P., PIMCO BRAVO FUND II, L.P., PIMCO BRAVO Fund II Special Offshore Feeder, L.P., PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P., PIMCO BRAVO Fund II Special Onshore Feeder, L.P., PIMCO Cayman Japan Portfolio I Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to ROBERT O. YOUNG by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 130 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert O. Young is listed on: none on file. No website or social profile named in StocksPLUS, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #24,966 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newport Beach, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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