Robert William Schellenberg is listed as a director on 6 SEC Form D filings by 2 issuers between Apr 2011 and Jan 2012: Aion Therapeutic Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011–2012; $5.79M reported sold to 7 investors) and Galahad Metals Inc. (Orleans, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2011; $62K reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $5.85M sold in total.
1 of the issuers belongs to the sponsor group Galahad (2 issuers, $92K reported sold, 2011).
What this means A sponsor group is one team that sets up a new company for each deal. Galahad has 2 companies on file and $92K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Robert William Schellenberg and found 7 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: TRIDENT FINANCIAL CORP; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.