PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

Sponsor Check › Person

RG
No photo found yet (own website and image search run after this page is viewed)

Robert E. Grant

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 28, 2011 → Jul 29, 2021

12deals (issuers)
$390.6Mreported sold
394investors
29Form D filings
2011–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert E. Grant is listed as an executive officer and director on 29 SEC Form D filings by 12 issuers between Mar 2011 and Jun 2026. Largest by amount reported sold: Alphaeon 1 LLC (Newport Beach, CA — industry reported as "Other" — 2020; $96.8M reported sold to 1 investors), AEON Biopharma, Inc. (Irvine, CA — pharmaceuticals — 2015–2022; $80.1M reported sold to 28 investors), AcuFocus, Inc. (Irvine, CA — biotechnology — 2011; $74.9M reported sold to 23 investors), Reshape Medical, Inc. (San Clemente, CA — biotechnology — 2012; $38M reported sold to 10 investors), MYOSCIENCE, INC (Fremont, CA — industry reported as "Other" — 2011–2012; $32.7M reported sold to 35 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $390.6M sold in total.

Listed alongside Vikram Malik (20 shared filings), Simone Blank (13 shared filings), Darren O'Brien (7 shared filings), Jost Fischer (7 shared filings), Chris Carr (4 shared filings) and 59 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

5 of the issuers belong to the sponsor group Alphaeon (5 issuers, $132.3M reported sold, 2012–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Alphaeon has 5 companies on file and $132.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 19 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 29 public filings for Robert E. Grant and found 18 differences, 3 worth asking the sponsor about: Investor count went down between filings; Paid seller listed without a CRD number: American Equities Overseas, Inc; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert E. Grant has not run yet — it is joining a line of 50,607 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert E. Grant..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Robert W Grant closed
United States Bankruptcy Court, C.D. California · No. 1:15-bk-10702 · Filed Mar 2, 2015 · Closed Jun 16, 2015
Role of Robert W Grant: Debtor · Outcome: Case closed 2015-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert D Grant closed
United States Bankruptcy Court, C.D. California · No. 8:12-bk-16224 · Filed May 17, 2012 · Closed Nov 7, 2013
Role of Robert D Grant: Debtor · Outcome: Case closed 2013-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Grant, III closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-34743 · Filed Jun 17, 2010 · Closed Mar 3, 2011
Role of Robert Grant, III: Debtor · Outcome: Case closed 2011-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Robert Grant, III closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-14827 · Filed Feb 10, 2010 · Closed Nov 23, 2010
Role of Robert Grant, III: Debtor · Outcome: Case closed 2010-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Robert E Grant closed
United States Bankruptcy Court, C.D. California · No. 6:05-bk-25491 · Filed Oct 13, 2005 · Closed Mar 14, 2006
Role of Robert E Grant: Debtor · Outcome: Case closed 2006-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Robert A. Grant, Jr. closed
United States Bankruptcy Court, S.D. California · No. 04-09323 · Filed Oct 28, 2004 · Closed Jan 27, 2005
Role of Robert A. Grant, Jr.: Debtor · Outcome: Case closed 2005-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Enna Grant and Robert Grant closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-18023 · Filed Mar 24, 2003 · Closed Jul 25, 2003
Role of Robert Grant: Debtor · Outcome: Case closed 2003-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Robert W. Grant closed
United States Bankruptcy Court, S.D. California · No. 02-10590 · Filed Oct 29, 2002 · Closed Sep 2, 2004
Role of Robert W. Grant: Debtor · Outcome: Case closed 2004-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert L Grant and Adeline Grant closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-31585 · Filed Jul 31, 2002 · Closed Nov 29, 2002
Role of Robert L Grant and Adeline Grant: Debtor · Outcome: Case closed 2002-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert L. Grant closed
United States Bankruptcy Court, N.D. California · No. 01-45914 · Filed Nov 5, 2001 · Closed Sep 10, 2003
Role of Robert L. Grant: Debtor · Outcome: Case closed 2003-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert P. Grant and Maria D. Grant closed
United States Bankruptcy Court, E.D. California · No. 00-25743 · Filed May 16, 2000 · Closed Sep 22, 2000
Role of Robert P. Grant and Maria D. Grant: Debtor · Outcome: Case closed 2000-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert C Grant closed
United States Bankruptcy Court, C.D. California · No. 1:99-bk-10498 · Filed Jan 14, 1999 · Closed Apr 20, 1999
Role of Robert C Grant: Debtor · Outcome: Case closed 1999-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert C Grant closed
United States Bankruptcy Court, C.D. California · No. 1:98-bk-25176 · Filed Nov 3, 1998 · Closed Jan 25, 1999
Role of Robert C Grant: Debtor · Outcome: Case closed 1999-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert E. Grant and Lorraine Grant closed
United States Bankruptcy Court, N.D. California · No. 98-30261 · Filed Jan 21, 1998 · Closed May 1, 1998
Role of Robert E. Grant and Lorraine Grant: Debtor · Outcome: Case closed 1998-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Robert L. Grant and Evangeline W. Grant closed
United States Bankruptcy Court, N.D. California · No. 97-41012 · Filed Feb 4, 1997 · Closed Sep 7, 1999
Role of Robert L. Grant and Evangeline W. Grant: Debtor · Outcome: Case closed 1999-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert A. Grant closed
United States Bankruptcy Court, S.D. California · No. 96-04139 · Filed Mar 27, 1996 · Closed Jan 7, 2003
Role of Robert A. Grant: Debtor · Outcome: Case closed 2003-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert A Grant and Lyla Grant closed
United States Bankruptcy Court, C.D. California · No. 1:95-bk-17944 · Filed Oct 13, 1995 · Closed Mar 10, 1998
Role of Robert A Grant and Lyla Grant: Debtor · Outcome: Case closed 1998-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert J Grant and Erna M Grant closed
United States Bankruptcy Court, C.D. California · No. 1:94-bk-53991 · Filed Dec 7, 1994 · Closed Apr 25, 1995
Role of Robert J Grant and Erna M Grant: Debtor · Outcome: Case closed 1995-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Grant closed
United States Bankruptcy Court, C.D. California · No. 8:93-bk-10378 · Filed Jan 14, 1993 · Closed Aug 15, 1995
Role of Robert Grant: Debtor · Outcome: Case closed 1995-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 378 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for Robert E. Grant — 3 worth asking about (compared 29 filings on Oct 24, 2026)

Note · Aug 14, 2009 – Dec 4, 2009

Bankruptcy case: John P. Clarey and Marilyn E. Clarey — filed Aug 14, 2009

United States Bankruptcy Court, E.D. California docket "John P. Clarey and Marilyn E. Clarey" filed Aug 14, 2009, closed Dec 4, 2009. John Clarey (listed on the same filings) is listed as Debtor ("John P. Clarey and Marilyn E. Clarey"). Our match estimate: 66%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗John Clarey — PartnerFacts page ↗
Sources
Worth asking · Dec 28, 2020 – Jan 4, 2021

Investor count went down between filings — Crown Sterling Ltd LLC

The Dec 28, 2020 filing reports 43 investors; the Jan 4, 2021 Form D/A reports 18 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Dec 28, 2020 ↗Form D/A (later) · Jan 4, 2021 ↗Crown Sterling Ltd LLC — PartnerFacts page ↗
Sources
Note · Aug 10, 2016

18% of the money raised went to insiders — AEON Biopharma, Inc.

The Aug 10, 2016 Form D reports $5,500,000 sold and $1,000,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Repayment of promissory note to a director of the Issuer.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 10, 2016 ↗AEON Biopharma, Inc. — PartnerFacts page ↗
Sources
Note · May 3, 2012 – Nov 24, 2015

Robert E. Grant appears on 2 deals that stopped filing before reaching their target

Strathspey Crown Holdings, LLC (last filing Nov 24, 2015; $22,812,000 sold of $300,000,000); Strathspey Crown LLC (last filing May 3, 2012; $1,450,000 sold of $4,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Strathspey Crown Holdings, LLC — PartnerFacts page ↗Strathspey Crown LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 2, 2012

Paid seller listed without a CRD number: American Equities Overseas, Inc. — MYOSCIENCE, INC

American Equities Overseas, Inc. is listed as receiving sales compensation on 1 filing (Apr 2, 2012) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Apr 2, 2012 ↗BrokerCheck search: American Equities Overseas, Inc. ↗MYOSCIENCE, INC — PartnerFacts page ↗
Sources
Worth asking · Nov 7, 2011 – Jun 30, 2026

8 Form Ds were filed more than 15 days after the first sale

Form D filed 246 days after the first sale — AEON Biopharma, Inc. · Form D filed 73 days after the first sale — Zelegent, Inc. · Form D filed 34 days after the first sale — ACV Wenatchee Sutton Place LLC · Form D filed 19 days after the first sale — Crown Sterling Ltd LLC · Form D filed 19 days after the first sale — Zelegent HoldCo LLC · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 11, 2022 ↗AEON Biopharma, Inc. — PartnerFacts page ↗Form D · Sep 23, 2019 ↗Zelegent, Inc. — PartnerFacts page ↗
Sources
Note · Mar 4, 2011 – Aug 11, 2022

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — AEON Biopharma, Inc. (latest filing Aug 11, 2022) · No amendment in the last 12 months on an offering that may still be open — Crown Sterling Ltd LLC (latest filing Jul 29, 2021) · No amendment in the last 12 months on an offering that may still be open — Zelegent, Inc. (latest filing Sep 23, 2019) · No amendment in the last 12 months on an offering that may still be open — AEON Biopharma, Inc. (latest filing Aug 10, 2016) · No amendment in the last 12 months on an offering that may still be open — Strathspey Crown Holdings, LLC (latest filing Nov 24, 2015) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 11, 2022 ↗AEON Biopharma, Inc. — PartnerFacts page ↗Form D/A · Jul 29, 2021 ↗Crown Sterling Ltd LLC — PartnerFacts page ↗
Sources
Note · Nov 20, 2015 – Aug 10, 2016

Robert E. Grant's role changed at AEON Biopharma, Inc.: executive officer, director → director

The Nov 20, 2015 filing lists Robert E. Grant as executive officer, director; the Aug 10, 2016 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 20, 2015 ↗Form D · Aug 10, 2016 ↗Robert E. Grant — PartnerFacts page ↗AEON Biopharma, Inc. — PartnerFacts page ↗
Sources
Note · Mar 16, 2011 – Apr 2, 2012

Robert E. Grant's role changed at MYOSCIENCE, INC: director → executive officer, director

The Mar 16, 2011 filing lists Robert E. Grant as director; the Apr 2, 2012 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Mar 16, 2011 ↗Form D · Apr 2, 2012 ↗Robert E. Grant — PartnerFacts page ↗MYOSCIENCE, INC — PartnerFacts page ↗
Sources
Note · Aug 31, 2020 – May 13, 2021

Offering amount changed between filings — AEON Biopharma, Inc.

The Aug 31, 2020 filing says $25,000,000 offered; the May 13, 2021 Form D/A says $30,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 31, 2020 ↗Form D/A (later) · May 13, 2021 ↗AEON Biopharma, Inc. — PartnerFacts page ↗
Sources
Note · Nov 13, 2013 – May 22, 2014

Offering amount changed between filings — Strathspey Crown Holdings, LLC

The Nov 13, 2013 filing says $20,000,000 offered; the May 22, 2014 Form D/A says $70,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 13, 2013 ↗Form D/A (later) · May 22, 2014 ↗Strathspey Crown Holdings, LLC — PartnerFacts page ↗
Sources
Note · Dec 28, 2020 – Jan 4, 2021

Minimum investment changed between filings — Crown Sterling Ltd LLC

The Dec 28, 2020 filing lists a minimum of $4,980; the Jan 4, 2021 Form D/A lists $990.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 28, 2020 ↗Form D/A (later) · Jan 4, 2021 ↗Crown Sterling Ltd LLC — PartnerFacts page ↗
Sources
Note · Mar 16, 2011 – Dec 28, 2011

Robert E. Grant is written 2 different ways on the filings

listed as "Robert Grant" on 13 filings (from Mar 16, 2011), and "Robert E. Grant" on 16 filings (from Dec 28, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 16, 2011 ↗Form D · Dec 28, 2011 ↗Robert E. Grant — PartnerFacts page ↗
Sources
Note · Jan 22, 2015 – Aug 31, 2020

Industry group changed between filings — AEON Biopharma, Inc.

"Other Health Care" (Jan 22, 2015 to Aug 10, 2016); then "Pharmaceuticals" (Aug 31, 2020 to Aug 11, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jan 22, 2015 ↗Form D · Aug 31, 2020 ↗AEON Biopharma, Inc. — PartnerFacts page ↗
Sources
Note · Nov 29, 2012 – Nov 3, 2021

Same name, different state: "Robert Grant" (ME or NH) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Grant" with address state ME or NH, is listed on 7 filings — most recently by Nanoscale Components, Inc. (Nov 3, 2021). Both records have filings in the same period (Nov 29, 2012 to Jul 29, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Grant (ME,NH) — PartnerFacts page ↗Form D · Nov 3, 2021 ↗Nanoscale Components, Inc. — PartnerFacts page ↗Robert E. Grant (CA) — this page ↗
Sources
Note · Feb 2, 2016 – Dec 19, 2019

Same name, different state: "Robert Grant" (WA or CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Grant" with address state WA or CO, is listed on 7 filings — most recently by Flyreel, Inc. (Dec 19, 2019). Both records have filings in the same period (Feb 2, 2016 to Dec 19, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Grant (WA,CO) — PartnerFacts page ↗Form D · Dec 19, 2019 ↗Flyreel, Inc. — PartnerFacts page ↗Robert E. Grant (CA) — this page ↗
Sources
Note · May 13, 2021 – Aug 11, 2022

Address moved from Newport Beach, CA to Irvine, CA — AEON Biopharma, Inc.

The people listed on the May 13, 2021 filing give Newport Beach, CA; on the Aug 11, 2022 filing they give Irvine, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 13, 2021 ↗Form D · Aug 11, 2022 ↗AEON Biopharma, Inc. — PartnerFacts page ↗
Sources
Note · Aug 10, 2016 – Aug 31, 2020

Address moved from Irvine, CA to Newport Beach, CA — AEON Biopharma, Inc.

The people listed on the Aug 10, 2016 filing give Irvine, CA; on the Aug 31, 2020 filing they give Newport Beach, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 10, 2016 ↗Form D · Aug 31, 2020 ↗AEON Biopharma, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 23 offerings reports sales commissions totalling $2,772,796; 1 reports finder's fees totalling $643,000; 1 reports proceeds to related persons totalling $1,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 30, 2026 D
ACV Wenatchee Sutton Place LLC
File 021-589098
$0$0$0None listed on this filingEDGAR ↗
Aug 11, 2022 D
AEON Biopharma, Inc.
File 021-455629
$0$0$0None listed on this filingEDGAR ↗
Aug 11, 2022 D
AEON Biopharma, Inc.
File 021-455635
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2021 D/A
Crown Sterling Ltd LLC
File 021-384450
$0$0$0None listed on this filingEDGAR ↗
May 13, 2021 D/A
AEON Biopharma, Inc.
File 021-374494
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2020 D
Alphaeon Credit HoldCo LLC
File 021-378189
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2020 D
Zelegent HoldCo LLC
File 021-378190
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2020 D
Alphaeon 1 LLC
File 021-358666
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2019 D
Zelegent, Inc.
File 021-349381
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Jan 15, 2019 D
Zelegent, Inc.
File 021-330535
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗
Aug 10, 2016 D
AEON Biopharma, Inc.
File 021-268648
$0$0$1,000,000
Repayment of promissory note to a director of the Issuer.
None listed on this filingEDGAR ↗
Nov 24, 2015 D
Strathspey Crown Holdings, LLC
File 021-251831
$0$0$0None listed on this filingEDGAR ↗
Nov 20, 2015 D
AEON Biopharma, Inc.
File 021-251658
$2,772,796 (est.)$0$0Piper Jaffray & Co. BrokerCheck CRD 665 ↗EDGAR ↗
Jan 28, 2015 D
Strathspey Crown Holdings, LLC
File 021-233041
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2015 D
AEON Biopharma, Inc.
File 021-232710
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2014 D
Strathspey Crown Holdings, LLC
File 021-221227
$0$0$0None listed on this filingEDGAR ↗
May 22, 2014 D/A
Strathspey Crown Holdings, LLC
File 021-206246
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2012 D
Reshape Medical, Inc.
File 021-185835
$0$0$0None listed on this filingEDGAR ↗
Oct 17, 2012 D
Strathspey Crown Holdings, LLC
File 021-185709
$0$0$0None listed on this filingEDGAR ↗
May 3, 2012 D
Strathspey Crown LLC
File 021-177639
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2012 D
MYOSCIENCE, INC
File 021-176026
$0$643,000 (est.)$0American Equities Overseas, Inc. no CRD number reportedEDGAR ↗
Dec 28, 2011 D
AcuFocus, Inc.
File 021-170757
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2011 D
MYOSCIENCE, INC
File 021-156886
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Robert E. Grant on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AW
Commercial

ACV Wenatchee Sutton Place LLC

Sonoma, CA · Jun 30, 2026
  • Jun 30, 2026 · D · $6,909,000 sold of $6,909,000 · 45 investors · min. $4,000 · role: Executive Officer EDGAR ↗

Raised $6.91M from 45 investors (100% of the $6.91M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AB
Pharmaceuticals

AEON Biopharma, Inc.

Irvine, CA · Jan 22, 2015 → Aug 11, 2022 · 7 filings
  • Aug 11, 2022 · D · $30,000,000 sold of $30,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 11, 2022 · D · $24,500,000 sold of $25,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 13, 2021 · D/A · $30,000,000 sold of $30,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 31, 2020 · D · $25,000,000 sold of $25,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2016 · D · $5,500,000 sold of $55,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 20, 2015 · D · $80,060,118 sold of $150,000,000 · 28 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 22, 2015 · D · $27,000,015 sold of $40,500,005 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $80.1M from 28 investors (100% of the $30M target) as of the latest filing. Robert is listed as director, executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Other Technology · group: Alphaeon

Crown Sterling Ltd LLC

Newport Beach, CA · Dec 28, 2020 → Jul 29, 2021 · 5 filings
  • Jul 29, 2021 · D/A · $6,236,795 sold of Indefinite · 48 investors · min. $990 · role: Executive Officer, Director EDGAR ↗
  • Apr 29, 2021 · D/A · $4,321,375 sold of Indefinite · 42 investors · min. $990 · role: Executive Officer, Director EDGAR ↗
  • Apr 2, 2021 · D/A · $2,951,710 sold of Indefinite · 29 investors · min. $990 · role: Executive Officer, Director EDGAR ↗
  • Jan 4, 2021 · D/A · $2,004,020 sold of Indefinite · 18 investors · min. $990 · role: Executive Officer, Director EDGAR ↗
  • Dec 28, 2020 · D · $1,300,000 sold of Indefinite · 43 investors · min. $4,980 · role: Executive Officer, Director EDGAR ↗

Raised $6.24M from 48 investors as of the latest filing. Robert is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZH
Other · group: Alphaeon

Zelegent HoldCo LLC

Newport Beach, CA · Oct 19, 2020
  • Oct 19, 2020 · D · $8,650,000 sold of $8,650,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.65M from 1 investor (100% of the $8.65M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Other · group: Alphaeon

Alphaeon Credit HoldCo LLC

Newport Beach, CA · Oct 19, 2020
  • Oct 19, 2020 · D · $19,500,000 sold of $19,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.5M from 1 investor (100% of the $19.5M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A1
Other · group: Alphaeon

Alphaeon 1 LLC

Newport Beach, CA · Jan 22, 2020
  • Jan 22, 2020 · D · $96,845,029 sold of $96,845,029 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $96.8M from 1 investor (100% of the $96.8M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Z
Other Health Care

Zelegent, Inc.

La Jolla, CA · Jan 15, 2019 → Sep 23, 2019 · 2 filings
  • Sep 23, 2019 · D · $140,000 sold of $500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 15, 2019 · D · $500,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.5M from 12 investors (100% of the $500K target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Other · group: Alphaeon

Strathspey Crown Holdings, LLC

Newport Beach, CA · Oct 17, 2012 → Nov 24, 2015 · 6 filings
  • Nov 24, 2015 · D · $1,104,000 sold of $50,000,000 · 8 investors · min. $50,000 · role: Director (Manager) EDGAR ↗
  • Jan 28, 2015 · D · $2,400,002 sold of $4,500,000 · 5 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Jul 16, 2014 · D · $0 sold of $50,000,000 · 0 investors · min. $50,000 · role: Director (Manager) EDGAR ↗
  • May 22, 2014 · D/A · $22,812,000 sold of $70,000,000 · 187 investors · min. $50,000 · role: Director (Manager) EDGAR ↗
  • Nov 13, 2013 · D · $4,955,000 sold of $20,000,000 · 40 investors · min. $50,000 · role: Director (Manager) EDGAR ↗
  • Oct 17, 2012 · D · $18,124,000 sold of $300,000,000 · 46 investors · min. $250,000 · role: Director (Manager) EDGAR ↗

Raised $22.8M from 187 investors (46% of the $50M target) as of the latest filing. Robert is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RM
Biotechnology

Reshape Medical, Inc.

San Clemente, CA · Oct 19, 2012
  • Oct 19, 2012 · D · $15,822,657 sold of $21,447,655 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $38M from 10 investors (100% of the $21.4M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Other

Strathspey Crown LLC

Laguna Beach, CA · May 3, 2012
  • May 3, 2012 · D · $1,450,000 sold of $4,000,000 · 3 investors · min. No minimum reported · role: Director (Manager and Member) EDGAR ↗

Raised $1.45M from 3 investors (36% of the $4M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

M
Other

MYOSCIENCE, INC

Fremont, CA · Mar 16, 2011 → Apr 2, 2012 · 2 filings
  • Apr 2, 2012 · D · $32,717,449 sold of $44,999,999 · 32 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 16, 2011 · D · $18,758,617 sold of $26,160,000 · 35 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $32.7M from 35 investors (73% of the $45M target) as of the latest filing. Robert is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

A
Biotechnology

AcuFocus, Inc.

Irvine, CA · Dec 28, 2011
  • Dec 28, 2011 · D · $41,868,522 sold of $41,868,522 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $74.9M from 23 investors (100% of the $41.9M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Grant — WA, CO, 5 issuers, Feb 2, 2016 → Dec 19, 2019 · no shared issuer
  • Robert J. Grant — OK, 1 issuer, Aug 23, 2012 → Aug 23, 2012 · no shared issuer
  • Robert Grant — ME, NH, 1 issuer, Nov 29, 2012 → Nov 3, 2021 · no shared issuer
  • ROBERT MARK GRANT — IL, 1 issuer, Jul 31, 2013 → Jul 31, 2013 · no shared issuer
  • Robert Clay Grant — MO, 1 issuer, Mar 24, 2022 → Nov 4, 2022 · no shared issuer

People around Robert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vikram Malik

Director · 20 shared filings (6 issuers) · also on 1 other issuer

Vikram Malik is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Simone Blank

Director · 13 shared filings (5 issuers) · also on 1 other issuer

Simone Blank is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jost Fischer

Director · 7 shared filings (4 issuers)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Darren O'Brien

Director · 7 shared filings (4 issuers)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Forth

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Carr

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Taketa

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William Link

Executive Officer, Director · 3 shared filings (1 issuer) · also on 28 other issuers

William Link is on 29 issuers in total — a repeat sponsor. Their page lists every one.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Kussman

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Juliet Bakker

Director · 3 shared filings (1 issuer) · also on 9 other issuers

Juliet Bakker is on 10 issuers in total — a repeat sponsor. Their page lists every one.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Taketa

Director · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Maxwell

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Rhatigan

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Hayman

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Robert Hayman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Bosun Hau

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

HK
No photo found yet (own website and image search run after this page is viewed)
Person

Hans S. Keirstead

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Lindstrom

Director · 3 shared filings (1 issuer) · also on 16 other issuers

Richard Lindstrom is on 17 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Ferrari

Director · 2 shared filings (1 issuer) · also on 16 other issuers

Richard Ferrari is on 17 issuers in total — a repeat sponsor. Their page lists every one.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Arrow

Executive Officer, Director · 2 shared filings (1 issuer) · also on 4 other issuers

Alexander Arrow is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Whitters

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey M. Nugent

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

LE
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Elkins

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Weldon

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Thomas Weldon is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Wolf

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Wilson

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Valerie Taupin

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

David Volpi

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Sirota

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

YK
No photo found yet (own website and image search run after this page is viewed)
Person

Yosef Krespi

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Akamine

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID MEREDITH

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

CO
No photo found yet (own website and image search run after this page is viewed)
Person

Chad Oh

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Cox

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert E. Grant. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Charhut

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Kenneth Charhut is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Waite

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Steven Waite is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Warden

Director · 1 shared filing (1 issuer) · also on 12 other issuers

Charles Warden is on 13 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Garvey

Director · 1 shared filing (1 issuer) · also on 9 other issuers

James Garvey is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Feuchter

Executive Officer · 1 shared filing (1 issuer) · also on 14 other issuers

Bruce Feuchter is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Thompson

Executive Officer, Director · 1 shared filing (1 issuer) · also on 9 other issuers

Richard Thompson is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jeani Delagardelle

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Jeani Delagardelle is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Alphaeon

5 issuers · 14 filings · $132.3M reported sold · 2012–2021

One team, 5 deal companies. Robert E. Grant is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert E. Grant.

Same business address

10 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert E. Grant by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert E. Grant is listed on: none on file. No website or social profile named in Alphaeon 1 LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #221,255 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newport Beach, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Robert E. Grant appears on a new Form D, or when a court case or SEC action is matched to them. See plans →