PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:51 AM ET

Sponsor Check › Person

RB
No photo found yet (own website and image search run after this page is viewed)

Robert Bauer

Named as an officer, director or promoter on SEC Form D filings · MO · Jun 14, 2021 → Nov 13, 2023

2deals (issuers)
$653.5Mreported sold
25investors
7Form D filings
2021–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:10 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Bauer is listed as an executive officer on 7 SEC Form D filings by 2 issuers between Dec 2015 and Nov 2023: Surround Care, LLC (St. Louis, MO — other health care — 2022–2023; $573.5M reported sold to 24 investors) and Navvis & Company, LLC (St. Louis, MO — other health care — 2015–2021; $80M reported sold to 1 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $653.5M sold in total.

Listed alongside Michael R. Farris (7 shared filings), Randall J. Combs (7 shared filings), Timothy L. Elliott (6 shared filings), Courtney Fortner (5 shared filings), DAWN OWENS (5 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 2 issuers belong to the sponsor group Navvis (2 issuers, $80M reported sold, 2015–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Navvis has 2 companies on file and $80M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 7 public filings for Robert Bauer and found 6 differences, 1 worth asking the sponsor about: Form D filed 137 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Bauer has not run yet — it is #16,782 of 42,306 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Bauer..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Robert Bauer — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Jun 29, 2023 – Nov 13, 2023

Form D filed 137 days after the first sale — Surround Care, LLC

The filing says the first sale was Jun 29, 2023. The Form D was filed Nov 13, 2023 — 137 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 122 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 13, 2023 ↗Surround Care, LLC — PartnerFacts page ↗
Sources
Note · Oct 27, 2016 – Nov 17, 2016

Form D filed 21 days after the first sale — Navvis & Company, LLC

The filing says the first sale was Oct 27, 2016. The Form D was filed Nov 17, 2016 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 17, 2016 ↗Navvis & Company, LLC — PartnerFacts page ↗
Sources
Note · Oct 30, 2015 – Dec 22, 2015

Form D filed 53 days after the first sale — Navvis & Company, LLC

The filing says the first sale was Oct 30, 2015. The Form D was filed Dec 22, 2015 — 53 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 38 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 22, 2015 ↗Navvis & Company, LLC — PartnerFacts page ↗
Sources
Note · Dec 22, 2015 – Jun 14, 2021

Robert Bauer is written 2 different ways on the filings

listed as "Robert D. Bauer" on 2 filings (from Dec 22, 2015), and "Robert Bauer" on 5 filings (from Jun 14, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 22, 2015 ↗Form D · Jun 14, 2021 ↗Robert Bauer — PartnerFacts page ↗
Sources
Note · Dec 31, 2012

Same name, different state: "Robert D Bauer" (CA) is a separate record

This page covers filings where the address state is MO. A separate record, "Robert D Bauer" with address state CA, is listed on 1 filing — most recently by ETA POWER SYSTEMS, INC. (Dec 31, 2012). The two records do not overlap in time: this page runs Jun 14, 2021 to Nov 13, 2023; the other has one filing dated Dec 31, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert D Bauer (CA) — PartnerFacts page ↗Form D · Dec 31, 2012 ↗ETA POWER SYSTEMS, INC. — PartnerFacts page ↗Robert Bauer (MO) — this page ↗
Sources
Note · Nov 17, 2016 – Jun 14, 2021

Address moved from Ballwin, MO to St. Louis, MO — Navvis & Company, LLC

The people listed on the Nov 17, 2016 filing give Ballwin, MO; on the Jun 14, 2021 filing they give St. Louis, MO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Nov 17, 2016 ↗Form D · Jun 14, 2021 ↗Navvis & Company, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $2,000,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 13, 2023 D
Surround Care, LLC
File 021-497095
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2022 D
Surround Care, LLC
File 021-464807
$500,000$0$0
A portion of the proceeds will be used for general working capital, which may include salary payments to executive officers and directors. An estimate of such amount is unknown at this time.
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)
EDGAR ↗
Dec 10, 2021 D/A
Navvis & Company, LLC
File 021-423283
$1,000,000$0$0Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)
EDGAR ↗
Jun 14, 2021 D
Navvis & Company, LLC
File 021-402810
$500,000$0$0Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Raymond James & Associates, Inc. (CRD 705 ↗)
EDGAR ↗
Nov 17, 2016 D
Navvis & Company, LLC
File 021-274693
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2015 D
Navvis & Company, LLC
File 021-253630
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Robert Bauer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SC
Other Health Care · group: Navvis

Surround Care, LLC

St. Louis, MO · Nov 15, 2022 → Nov 13, 2023 · 2 filings
  • Nov 13, 2023 · D · $15,016,065 sold of $15,016,065 · 24 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer and Treasurer) EDGAR ↗
  • Nov 15, 2022 · D · $573,480,000 sold of $573,480,000 · 12 investors · min. $8,346,548 · role: Executive Officer (Chief Financial Officer and Treasurer) EDGAR ↗

Raised $573.5M from 24 investors (100% of the $15M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Other Health Care · group: Navvis

Navvis & Company, LLC

St. Louis, MO · Dec 22, 2015 → Dec 10, 2021 · 5 filings
  • Dec 10, 2021 · D/A · $80,000,000 sold of $80,000,000 · 1 investors · min. $80,000,000 · role: Executive Officer (EVP and Chief Financial Officer) EDGAR ↗
  • Dec 2, 2021 · D · $80,000,000 sold of $80,000,000 · 1 investors · min. $80,000,000 · role: Executive Officer (EVP and Chief Financial Officer) EDGAR ↗
  • Jun 14, 2021 · D · $15,000,000 sold of $15,000,000 · 1 investors · min. $15,000,000 · role: Executive Officer (EVP and Chief Financial Officer) EDGAR ↗
  • Nov 17, 2016 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Dec 22, 2015 · D · $9,900,000 sold of $9,900,000 · 1 investors · min. $9,900,000 · role: Executive Officer EDGAR ↗

Raised $80M from 1 investor (100% of the $80M target) as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert D Bauer — CA, 1 issuer, Dec 31, 2012 → Dec 31, 2012 · no shared issuer
  • Robert J Bauer — MO, 1 issuer, Aug 30, 2017 → Aug 14, 2020 · no shared issuer

People around Robert 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael R. Farris

Executive Officer, Director · 7 shared filings (2 issuers)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Randall J. Combs

Executive Officer, Director · 7 shared filings (2 issuers)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

TE
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy L. Elliott

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Baker

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

DAWN OWENS

Director · 5 shared filings (1 issuer) · also on 8 other issuers

DAWN OWENS is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Courtney Fortner

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Mugiishi

Director · 4 shared filings (2 issuers)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Smoot

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Miles Snowden

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Rice

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Bauer. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Kearney

Director, Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Bauer. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Burns

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Strong

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

R. Erick Hawkins

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Smoot

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

TE
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Elliot

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Shuman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Bauer. Their page shows their other deals.

The team behind the deals

N
Sponsor group

Navvis

2 issuers · 11 filings · $80M reported sold · 2015–2024

One team, 2 deal companies. Robert Bauer is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Bauer.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Robert Bauer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — 1 issuer has property records: Navvis & Company, LLC (1).

Public profiles and social

Websites and social links of the issuers Robert Bauer is listed on: none on file. No website or social profile named in Surround Care, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #99,499 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Louis, MO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Missouri Case.net ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Missouri Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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