Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY, MN, CT, IL · Feb 17, 2011 → Apr 3, 2017
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Robert Juneja is listed as an executive officer, director, and promoter on 17 SEC Form D filings by 12 issuers between Feb 2011 and Mar 2023. Largest by amount reported sold: Newlight Harbour Point SPV LLC (New York, NY — pooled investment fund — 2020; $1.05B reported sold to 11 investors), HPC-MMT Investors LLC (Greenwich, CT — pooled investment fund — 2022; $71.9M reported sold to 36 investors), Oak Street Health, LLC (Chicago, IL — other health care — 2018–2019; $65M reported sold to 83 investors), OSH INVESTORS, LLC (New York, NY — pooled investment fund — 2015–2017; $31M reported sold to 5 investors), HPC-IT Investors, LLC (Greenwich, CT — industry reported as "Other" — 2018; $25.6M reported sold to 28 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $1.29B sold in total.
Listed alongside Bret Bowerman (10 shared filings), Srdjan Vukovic (8 shared filings), David Wassong (4 shared filings), Edward Bergmark (4 shared filings), Geoff Price (4 shared filings) and 39 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
10 of the issuers belong to the sponsor group Ipc (19 issuers, $1.94B reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Ipc has 19 companies on file and $1.94B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 17 public filings for Robert Juneja and found 7 differences, 1 worth asking the sponsor about: 8 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Robert Juneja has not run yet — it is joining a line of 23,253 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Juneja..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
7 differences found between the filings for Robert Juneja — 1 worth asking about (compared 17 filings on Oct 24, 2026)
United States Bankruptcy Court, E.D. New York docket "Douglas Korn" filed Apr 29, 2004, closed Aug 23, 2004. Douglas Korn (listed on the same filings) is listed as Debtor ("Douglas Korn"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
IPC Coinvestment Holdings-It'Sugar, LLC (last filing Nov 16, 2012; $0 sold of $1,962,500); IPC COINVESTMENT HOLDINGS-MNO, LLC (last filing Aug 16, 2012; $0 sold of $1,887,500). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Form D filed 107 days after the first sale — Annie-Metamorphosis VIII LLC · Form D filed 130 days after the first sale — Newlight Harbour Point SPV LLC · Form D filed 152 days after the first sale — Oak Street Health, LLC · Form D filed 176 days after the first sale — Oak Street Health, LLC · Form D filed 347 days after the first sale — HPC-AMH Investors, LLC · and 3 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
The latest filing for this offering is dated Mar 15, 2023 (first sale Nov 28, 2022). It reports $7,790,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Mar 12, 2015 filing lists a minimum of $200,000; the Mar 13, 2015 Form D/A lists $199,035.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The issuer's latest filing says it was formed in 2016. The Jul 11, 2016 filing says the first sale was Jul 30, 2015 — before that year.
What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.
NY on 7 filings (Feb 17, 2011 to Apr 3, 2017); MN on 1 filing (Nov 18, 2014); IL on 4 filings (Oct 17, 2018 to May 15, 2019); CT on 5 filings (Nov 29, 2018 to Mar 15, 2023).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 16 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,800,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 15, 2023 D Annie-Metamorphosis VIII LLC File 021-475964 | $0 | $0 | $0 Company shall pay the Investment Managers an aggregate fee equal to 0.25% per fiscal quarter of a Member's capital contributions as of the end of such fiscal quarter. The Managers can waive or reduce the fee otherwise to be borne by a Member. | None listed on this filing | EDGAR ↗ |
| Jan 14, 2022 D HPC-MMT Investors LLC File 021-429523 | $0 | $0 | $1,800,000 | None listed on this filing | EDGAR ↗ |
| Jan 13, 2021 D HPC-ACR Investors LLC File 021-386229 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 15, 2020 D Newlight Harbour Point SPV LLC File 021-383233 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 15, 2019 D Oak Street Health, LLC File 021-339634 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 29, 2018 D HPC-IT Investors, LLC File 021-326788 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 19, 2018 D Oak Street Health, LLC File 021-323945 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 17, 2018 D Oak Street Health, LLC File 021-323734 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 17, 2018 D Oak Street Health, LLC File 021-323736 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 3, 2017 D OSH INVESTORS, LLC File 021-283938 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 11, 2016 D HPC-AMH Investors, LLC File 021-266671 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 13, 2015 D/A OSH INVESTORS, LLC File 021-235784 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 18, 2014 D UHS Holdco, Inc. File 021-228589 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 16, 2012 D IPC Coinvestment Holdings-It'Sugar, LLC File 021-187148 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Aug 16, 2012 D IPC COINVESTMENT HOLDINGS-MNO, LLC File 021-182866 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Feb 17, 2011 D NSH Holdco, Inc. File 021-155487 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Robert Juneja on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $7.79M from 17 investors as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $71.9M from 36 investors (100% of the $71.9M target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $20.8M from 7 investors (100% of the $20.8M target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.05B from 11 investors (100% of the $1.05B target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $65M from 83 investors (100% of the $1.5M target) as of the latest filing. Robert is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $25.6M from 28 investors (100% of the $25.6M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $31M from 5 investors (100% of the $8.96M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $6.97M from 22 investors (100% of the $6.97M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Robert is listed as executive officer, promoter.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
No sales reported yet as of the latest filing. Robert is listed as executive officer, promoter.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $10M from 14 investors (100% of the $10M target) as of the latest filing. Robert is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Bret Bowerman is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Srdjan Vukovic is on 7 issuers in total — a repeat sponsor. Their page lists every one.
David Wassong is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
EVE MONGIARDO is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Douglas Korn is on 28 issuers in total — a repeat sponsor. Their page lists every one.
Philip M Carpenter III is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
Listed on the same filings as Robert Juneja. Their page shows their other deals.
David M. Wittels is on 9 issuers in total — a repeat sponsor. Their page lists every one.
One team, 19 deal companies. Robert Juneja is listed on 10 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Juneja.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Robert Juneja by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Robert Juneja is listed on: none on file. No website or social profile named in Newlight Harbour Point SPV LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #203,545 of 374,652 in line (1,164 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Robert Juneja appears on a new Form D, or when a court case or SEC action is matched to them. See plans →