Robert Stevens is listed as an executive officer and director on 13 SEC Form D filings by 6 issuers between Jun 2010 and Jun 2022. Largest by amount reported sold: Gravie, Inc. (Minneapolis, MN — health insurance — 2014–2022; $150M reported sold to 25 investors), MINNESOTA MEDICAL UNIVERSITY, LLC (Gaylord, MN — industry reported as "Other" — 2019; $42.6M reported sold to 25 investors), Augustine Temperature Management LLC (Eden Prairie, MN — other health care — 2017; $7.8M reported sold to 47 investors), Bloom Health Corp (Minneapolis, MN — other health care — 2010; $7.5M reported sold to 3 investors), Augustine Surgical, Inc. (Eden Prairie, MN — other health care — 2019; $1M reported sold to 6 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $209.9M sold in total.
Listed alongside Abir Sen (8 shared filings), Marek Ciolko (8 shared filings), Amish Jani (7 shared filings), Mohit Kaushal (6 shared filings), Michael Gorman (5 shared filings) and 34 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
The issuers belong to 2 sponsor groups: Augustine (2 issuers, $1M reported sold, 2009–2019) and Group linked by Philip A Keithahn (3 issuers, $50.6M reported sold, 2019–2021).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 state regulator order, 3 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Robert Stevens and found 11 differences, 1 worth asking the sponsor about: Robert Stevens is no longer listed on the Feb 21, 2020 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.