Robert A. Gary IV is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Mar 2019 and Aug 2019: ARIO TECHNOLOGIES, INC. (Norfolk, VA — other technology — 2019; $2M reported sold to 6 investors).
What this means One deal on file with the SEC, filed Aug 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Robert A. Gary IV and found 1 difference: Offering amount changed between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.