PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

Sponsor Check › Person

RL
No photo found yet (own website and image search run after this page is viewed)

ROBERT DE LEON

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 14, 2011 → Dec 8, 2025

16deals (issuers)
$8.9Breported sold
1,048investors
132Form D filings
2011–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

ROBERT DE LEON is listed as an executive officer on 132 SEC Form D filings by 16 issuers between Jun 2011 and Dec 2025. Largest by amount reported sold: RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2025; $3.17B reported sold to 244 investors), Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment Trust (Los Angeles, CA — pooled investment fund — 2011; $2.51B reported sold to 42 investors), RIMROCK HIGH INCOME PLUS (QP) FUND, L.P. (Irvine, CA — pooled investment fund — 2015–2025; $1.03B reported sold to 213 investors), RIMROCK STRATEGIC INCOME FUND, LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2025; $458.9M reported sold to 3 investors), RIMROCK HIGH INCOME PLUS FUND, L.P. (Irvine, CA — pooled investment fund — 2015–2025; $370M reported sold to 163 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer, over about 14 years. Across those companies the filings report $8.9B sold in total.

Listed alongside BARBARA CROWELL (131 shared filings), PAUL WESTHEAD (131 shared filings), RIMROCK CAPITAL MANAGEMENT, LLC (131 shared filings, management entity), STEVE FOULKE (131 shared filings), JAMES BERENS (67 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ROBERT. Each name links to their own page.

The issuers belong to 2 sponsor groups: Rimrock Total Return (20 issuers, $6.27B reported sold, 2012–2025) and Tradewinds (5 issuers, $3.25B reported sold, 2009–2013).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 132 public filings for ROBERT DE LEON and found 7 differences, 5 worth asking the sponsor about: Amount sold went down between filings; 13 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for ROBERT DE LEON has not run yet — it is joining a line of 61,927 names; searches run around the clock at the hosts' allowed rate. Searched so far: 725 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched ROBERT DE LEON..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for ROBERT DE LEON — 5 worth asking about (compared the newest 50 of 132 filings on Oct 24, 2026; older filings not covered)

Worth asking · Dec 16, 2022 – Dec 10, 2024

Amount sold went down between filings — RIMROCK LOW VOLATILITY (QP) FUND, L.P.

The Dec 16, 2022 filing says $221,546,785 sold; the Dec 10, 2024 Form D/A says $221,269,423 sold — $277,362 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 16, 2022 ↗Form D/A (later) · Dec 10, 2024 ↗RIMROCK LOW VOLATILITY (QP) FUND, L.P. — PartnerFacts page ↗
Sources
Worth asking · Dec 16, 2022 – Dec 10, 2024

Amount sold went down between filings — RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD.

The Dec 16, 2022 filing says $271,375,593 sold; the Dec 10, 2024 Form D/A says $253,671,957 sold — $17,703,636 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 16, 2022 ↗Form D/A (later) · Dec 10, 2024 ↗RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD. — PartnerFacts page ↗
Sources
Worth asking · Dec 16, 2022 – Dec 9, 2024

Amount sold went down between filings — RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD.

The Dec 16, 2022 filing says $361,083,011 sold; the Dec 9, 2024 Form D/A says $360,892,834 sold — $190,177 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 16, 2022 ↗Form D/A (later) · Dec 9, 2024 ↗RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD. — PartnerFacts page ↗
Sources
Worth asking · Dec 16, 2020 – Dec 8, 2025

13 offerings reported fewer investors on a later filing

Investor count went down between filings — RIMROCK HIGH INCOME PLUS (QP) FUND, L.P. · Investor count went down between filings — RIMROCK HIGH INCOME PLUS FUND, L.P. · Investor count went down between filings — RIMROCK LOW VOLATILITY (QP) FUND, L.P. · Investor count went down between filings — RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD. · Investor count went down between filings — RIMROCK STRUCTURED PRODUCT FUND, L.P. · and 8 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Dec 10, 2024 ↗Form D/A (later) · Dec 8, 2025 ↗RIMROCK HIGH INCOME PLUS (QP) FUND, L.P. — PartnerFacts page ↗Form D/A (earlier) · Dec 10, 2024 ↗
Sources
Worth asking · Jan 1, 2000 – Sep 10, 2025

17 Form Ds were filed more than 15 days after the first sale

Form D filed 71 days after the first sale — Oso Strategic Income Fund, Ltd. · Form D filed 3,299 days after the first sale — RIMROCK STRATEGIC INCOME FUND, LTD. · Form D filed 4,000 days after the first sale — RIMROCK STRUCTURED PRODUCT FUND, L.P. · Form D filed 3,940 days after the first sale — RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD. · Form D filed 5,826 days after the first sale — RIMROCK LOW VOLATILITY FUND, L.P. · and 12 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 10, 2025 ↗Oso Strategic Income Fund, Ltd. — PartnerFacts page ↗Form D · Dec 14, 2022 ↗RIMROCK STRATEGIC INCOME FUND, LTD. — PartnerFacts page ↗
Sources
Note · Jan 1, 2000 – Dec 16, 2022

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — RIMROCK LOW VOLATILITY FUND, L.P. (latest filing Dec 16, 2022) · No amendment in the last 12 months on an offering that may still be open — RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD (latest filing Dec 16, 2022) · No amendment in the last 12 months on an offering that may still be open — Rimrock Total Return Strategies Fund, Ltd. (latest filing Dec 14, 2022) · No amendment in the last 12 months on an offering that may still be open — RIMROCK HIGH INCOME PLUS (QP) FUND, L.P. (latest filing Dec 14, 2022) · No amendment in the last 12 months on an offering that may still be open — RIMROCK STRATEGIC INCOME FUND, LTD. (latest filing Dec 15, 2021) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 16, 2022 ↗RIMROCK LOW VOLATILITY FUND, L.P. — PartnerFacts page ↗Form D/A · Dec 16, 2022 ↗RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD — PartnerFacts page ↗
Sources
Note · Mar 28, 2012 – Mar 29, 2013

Address moved from San Juan Capistrano, CA to Irvine, CA — RIMROCK HIGH INCOME PLUS (QP) FUND, L.P.

The people listed on the Mar 28, 2012 filing give San Juan Capistrano, CA; on the Mar 29, 2013 filing they give Irvine, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 28, 2012 ↗Form D/A · Mar 29, 2013 ↗RIMROCK HIGH INCOME PLUS (QP) FUND, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 132 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 36 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 8, 2025 D/A
RIMROCK HIGH INCOME PLUS (QP) FUND, L.P.
File 021-175750
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF EACH CLASS A AND B INTEREST'S OPENING CAPITAL ACCOUNT(1.25% OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS.
None listed on this filingEDGAR ↗
Dec 8, 2025 D/A
RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD.
File 021-467389
$0$0$0 (est.)
MGR RECEIVES MO. MGMT. FEES OF EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF NAV OF CLASS A AND CLASS B SHARES (1.25% OR 0.75%, ANNUALLY, RESPECTIVELY) AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A AND B SHARES.
None listed on this filingEDGAR ↗
Dec 8, 2025 D/A
RIMROCK HIGH INCOME PLUS FUND, L.P.
File 021-467402
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF EACH CLASS A AND CLASS B INTEREST'S OPENING CAPITAL ACCOUNT (1.25% OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS
None listed on this filingEDGAR ↗
Dec 8, 2025 D/A
RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD.
File 021-467407
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF NET ASSET VALUE OF CLASS A SHARES AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A SHARES.
None listed on this filingEDGAR ↗
Dec 8, 2025 D/A
RIMROCK LOW VOLATILITY (QP) FUND, L.P.
File 021-467408
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF EACH INVESTOR'S OPENING CAPITAL ACCOUNT AND AN ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES.
None listed on this filingEDGAR ↗
Dec 8, 2025 D/A
RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD.
File 021-467411
$0$0$0 (est.)
MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF NAV OF CLASS A AND CLASS B SHARES (1.25% OR 0.75%, ANNUALLY, RESPECTIVELY) AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A AND B SHARES.
None listed on this filingEDGAR ↗
Dec 8, 2025 D/A
RIMROCK STRUCTURED PRODUCT FUND, L.P.
File 021-467412
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF EACH CLASS A AND CLASS B INTEREST'S OPENING CAPITAL ACCOUNT (1.25% OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS
None listed on this filingEDGAR ↗
Dec 8, 2025 D/A
RIMROCK STRATEGIC INCOME FUND, LTD.
File 021-467413
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF NET ASSET VALUE OF CLASS A SHARES AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A SHARES.
None listed on this filingEDGAR ↗
Dec 8, 2025 D/A
Oso Strategic Income Fund, Ltd.
File 021-557128
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES ABOVE A PERFORMANCE HURDLE.
None listed on this filingEDGAR ↗
Dec 8, 2025 D/A
RIMROCK TOTAL RETURN STRATEGIES FUND, L.P.
File 021-559471
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES.
None listed on this filingEDGAR ↗
Dec 16, 2022 D/A
RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD
File 021-467405
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES monthly MANAGEMENT FEES OF equal to 0.063% (0.75% annually) OF NET ASSET VALUE OF CLASS A SHARES AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A SHARES.
None listed on this filingEDGAR ↗
Dec 16, 2022 D/A
RIMROCK LOW VOLATILITY FUND, L.P.
File 021-467410
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF EACH INVESTOR'S OPENING CAPITAL ACCOUNT AND AN ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES.
None listed on this filingEDGAR ↗
Dec 14, 2022 D/A
Rimrock Total Return Strategies Fund, Ltd.
File 021-429612
$0$0$0 (est.)
Investment manager will receive a performance fee.
None listed on this filingEDGAR ↗
Dec 14, 2022 D
RIMROCK HIGH INCOME PLUS (QP) FUND, L.P.
File 021-467400
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF EACH CLASS A AND B INTEREST'S OPENING CAPITAL ACCOUNT(1.25% OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS.
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD.
File 021-425037
$0$0$0 (est.)
MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF NAV OF CLASS A AND CLASS B SHARES (1.25% OR 0.75%, ANNUALLY, RESPECTIVELY) AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A AND B SHARES.
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD.
File 021-425038
$0$0$0 (est.)
MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF NAV OF CLASS A AND CLASS B SHARES (1.25% OR 0.75%, ANNUALLY, RESPECTIVELY) AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A AND B SHARES.
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK STRUCTURED PRODUCT FUND, L.P.
File 021-425039
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF EACH CLASS A AND CLASS B INTEREST'S OPENING CAPITAL ACCOUNT (1.25% OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK LOW VOLATILITY FUND, L.P.
File 021-425040
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF EACH INVESTOR'S OPENING CAPITAL ACCOUNT AND AN ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES.
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD.
File 021-425041
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF NET ASSET VALUE OF CLASS A SHARES AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A SHARES.
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK LOW VOLATILITY (QP) FUND, L.P.
File 021-425042
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF EACH INVESTOR'S OPENING CAPITAL ACCOUNT AND AN ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES.
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD
File 021-425044
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES monthly MANAGEMENT FEES OF equal to 0.063% (0.75% annually) OF NET ASSET VALUE OF CLASS A SHARES AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A SHARES.
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK HIGH INCOME PLUS FUND, L.P.
File 021-425045
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF EACH CLASS A AND CLASS B INTEREST'S OPENING CAPITAL ACCOUNT (1.25% OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK HIGH INCOME PLUS (QP) FUND, L.P.
File 021-425047
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF EACH CLASS A AND B INTEREST'S OPENING CAPITAL ACCOUNT(1.25% OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS.
None listed on this filingEDGAR ↗
Dec 15, 2021 D
RIMROCK STRATEGIC INCOME FUND, LTD.
File 021-425050
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF NET ASSET VALUE OF CLASS A SHARES AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A SHARES.
None listed on this filingEDGAR ↗
Dec 16, 2020 D/A
RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD.
File 021-175747
$0$0$0 (est.)
MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF NAV OF CLASS A AND CLASS B SHARES (1.25% OR 0.75%, ANNUALLY, RESPECTIVELY) AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A AND B SHARES.
None listed on this filingEDGAR ↗
Dec 16, 2020 D/A
RIMROCK HIGH INCOME PLUS FUND, L.P.
File 021-175764
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF EACH CLASS A AND CLASS B INTEREST'S OPENING CAPITAL ACCOUNT (1.25% OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS
None listed on this filingEDGAR ↗
Dec 16, 2020 D/A
RIMROCK STRATEGIC INCOME FUND, LTD.
File 021-207451
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF NET ASSET VALUE OF CLASS A SHARES AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A SHARES.
None listed on this filingEDGAR ↗
Dec 16, 2020 D/A
RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD.
File 021-175761
$0$0$0 (est.)
MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF NAV OF CLASS A AND CLASS B SHARES (1.25% OR 0.75%, ANNUALLY, RESPECTIVELY) AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A AND B SHARES.
None listed on this filingEDGAR ↗
Dec 16, 2020 D/A
RIMROCK STRUCTURED PRODUCT FUND, L.P.
File 021-175753
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104% OR 0.063%, RESPECTIVELY, OF EACH CLASS A AND CLASS B INTEREST'S OPENING CAPITAL ACCOUNT (1.25% OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS
None listed on this filingEDGAR ↗
Dec 16, 2020 D/A
RIMROCK LOW VOLATILITY FUND, L.P.
File 021-175751
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF EACH INVESTOR'S OPENING CAPITAL ACCOUNT AND AN ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES.
None listed on this filingEDGAR ↗
Dec 16, 2020 D/A
RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD.
File 021-175759
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF NET ASSET VALUE OF CLASS A SHARES AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A SHARES.
None listed on this filingEDGAR ↗
Dec 16, 2020 D/A
RIMROCK LOW VOLATILITY (QP) FUND, L.P.
File 021-175752
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEES OF EQUAL TO 0.063% (0.75% ANNUALLY) OF EACH INVESTOR'S OPENING CAPITAL ACCOUNT AND AN ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES.
None listed on this filingEDGAR ↗
Dec 16, 2020 D/A
RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD
File 021-175758
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES monthly MANAGEMENT FEES OF equal to 0.063% (0.75% annually) OF NET ASSET VALUE OF CLASS A SHARES AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A SHARES.
None listed on this filingEDGAR ↗
Jan 6, 2016 D/A
RIMROCK GLOBAL CREDIT FUND, LP
File 021-231541
$0$0$0 (est.)
GP RECEIVES MONTHLY MANAGEMENT FEE EQUAL TO 0.104 OR 0.00625%, RESPECTIVELY, OF EACH CLASS A AND B INTEREST'S OPENING CAPITAL ACCOUNT (1.25 OR 0.75% ANNUALLY, RESPECTIVELY) AND ANNUAL PROFIT ALLOCATION BASED ON NET PROFITS OVER LOSSES FOR EACH CLASS.
None listed on this filingEDGAR ↗
Jan 6, 2016 D/A
RIMROCK GLOBAL CREDIT (CAYMAN) FUND, LTD.
File 021-237172
$0$0$0 (est.)
INVESTMENT MANAGER RECEIVES MANAGEMENT FEES OF 1.25% OR 0.75%, RESPECTIVELY, OF ANNUAL NET ASSET VALUE OF CLASS A AND B SHARES, MONTHLY IN ADVANCE, AND ANNUAL INCENTIVE FEES BASED ON NET PROFITS OVER LOSSES FOR THE CLASS A AND B SHARES.
None listed on this filingEDGAR ↗
Jun 14, 2011 D/A
Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment Trust
File 021-103286
$0$0$0
The Investment Manager or its affiliate is entitled to receive a quarterly management fee in an amount equal to a specified
Nuveen Investments, LLC BrokerCheck CRD 469 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named Robert DE Leon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RT
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK TOTAL RETURN STRATEGIES FUND, L.P.

Irvine, CA · Oct 1, 2025 → Dec 8, 2025 · 2 filings
  • Dec 8, 2025 · D/A · $11,381,750 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS A MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Oct 1, 2025 · D · $2,071,993 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS A MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗

Raised $11.4M from 4 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OS
Pooled Investment Fund · group: Rimrock Total Return

Oso Strategic Income Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 10, 2025 → Dec 8, 2025 · 2 filings
  • Dec 8, 2025 · D/A · $14,478,257 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Sep 10, 2025 · D · $8,129,659 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗

Raised $14.5M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK STRATEGIC INCOME FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 6, 2015 → Dec 8, 2025 · 13 filings
  • Dec 8, 2025 · D/A · $252,879,385 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 10, 2024 · D/A · $252,879,385 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2022 · D/A · $252,879,385 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 14, 2022 · D · $252,879,385 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 15, 2021 · D · $117,879,385 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $458,879,385 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $359,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $337,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $317,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Apr 18, 2017 · D/A · $317,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $242,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $209,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 6, 2015 · D/A · $169,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗

Raised $458.9M from 3 investors as of the latest filing. Robert is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK STRUCTURED PRODUCT FUND, L.P.

Irvine, CA · Jan 7, 2015 → Dec 8, 2025 · 12 filings
  • Dec 8, 2025 · D/A · $194,425,717 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 10, 2024 · D/A · $194,425,717 sold of Indefinite · 32 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 16, 2022 · D/A · $193,425,717 sold of Indefinite · 31 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 14, 2022 · D · $193,425,717 sold of Indefinite · 31 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 15, 2021 · D · $192,925,717 sold of Indefinite · 37 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $187,343,827 sold of Indefinite · 68 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $151,400,712 sold of Indefinite · 71 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $147,691,212 sold of Indefinite · 74 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $146,174,962 sold of Indefinite · 88 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $128,725,962 sold of Indefinite · 75 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $113,389,391 sold of Indefinite · 79 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 7, 2015 · D/A · $84,973,863 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗

Raised $194.4M from 88 investors as of the latest filing. Robert is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 7, 2015 → Dec 8, 2025 · 12 filings
  • Dec 8, 2025 · D/A · $361,309,658 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 9, 2024 · D/A · $360,892,834 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2022 · D/A · $361,083,011 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 14, 2022 · D · $361,083,011 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 15, 2021 · D · $360,779,011 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $355,745,797 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $344,309,700 sold of Indefinite · 59 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $327,505,700 sold of Indefinite · 75 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $321,470,700 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $206,870,909 sold of Indefinite · 44 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $175,020,909 sold of Indefinite · 43 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 7, 2015 · D/A · $128,850,000 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗

Raised $361.3M from 75 investors as of the latest filing. Robert is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RL
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK LOW VOLATILITY (QP) FUND, L.P.

Irvine, CA · Jan 7, 2015 → Dec 8, 2025 · 12 filings
  • Dec 8, 2025 · D/A · $221,269,423 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 10, 2024 · D/A · $221,269,423 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 16, 2022 · D/A · $221,546,785 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 14, 2022 · D · $221,546,785 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 15, 2021 · D · $221,196,785 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $210,946,785 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $207,946,785 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $207,846,785 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $186,983,767 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $245,306,818 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $186,223,767 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 7, 2015 · D/A · $170,568,881 sold of Indefinite · 50 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗

Raised $245.3M from 50 investors as of the latest filing. Robert is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RL
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 7, 2015 → Dec 8, 2025 · 12 filings
  • Dec 8, 2025 · D/A · $254,594,991 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 10, 2024 · D/A · $253,671,957 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2022 · D/A · $271,375,593 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 14, 2022 · D · $271,375,593 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 15, 2021 · D · $271,375,593 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $271,375,593 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $270,595,593 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $265,995,593 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $251,256,818 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $245,306,818 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $245,306,818 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 7, 2015 · D/A · $186,491,818 sold of Indefinite · 42 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗

Raised $271.4M from 42 investors as of the latest filing. Robert is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK HIGH INCOME PLUS FUND, L.P.

Irvine, CA · Jan 6, 2015 → Dec 8, 2025 · 13 filings
  • Dec 8, 2025 · D/A · $370,035,843 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 10, 2024 · D/A · $370,035,843 sold of Indefinite · 36 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 16, 2022 · D/A · $360,135,843 sold of Indefinite · 37 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 14, 2022 · D · $360,135,843 sold of Indefinite · 37 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 15, 2021 · D · $355,013,843 sold of Indefinite · 34 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $344,983,843 sold of Indefinite · 35 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $338,224,611 sold of Indefinite · 44 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $336,474,611 sold of Indefinite · 47 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $333,443,611 sold of Indefinite · 49 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $332,615,611 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $332,615,611 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $324,800,082 sold of Indefinite · 74 investors · min. No minimum reported · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 6, 2015 · D/A · $351,859,143 sold of Indefinite · 86 investors · min. No minimum reported · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗

Raised $370M from 163 investors as of the latest filing. Robert is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK HIGH INCOME PLUS (QP) FUND, L.P.

Irvine, CA · Jan 6, 2015 → Dec 8, 2025 · 13 filings
  • Dec 8, 2025 · D/A · $1,032,510,525 sold of Indefinite · 31 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 10, 2024 · D/A · $1,032,510,525 sold of Indefinite · 48 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 16, 2022 · D/A · $1,032,510,525 sold of Indefinite · 73 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 14, 2022 · D/A · $1,032,510,525 sold of Indefinite · 73 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 14, 2022 · D · $1,032,510,525 sold of Indefinite · 73 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 15, 2021 · D · $1,027,510,525 sold of Indefinite · 73 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $1,026,896,920 sold of Indefinite · 101 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $1,026,034,674 sold of Indefinite · 149 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $1,013,134,674 sold of Indefinite · 146 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $987,717,318 sold of Indefinite · 151 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $974,645,842 sold of Indefinite · 141 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $965,795,842 sold of Indefinite · 199 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 6, 2015 · D/A · $878,029,717 sold of Indefinite · 213 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗

Raised $1.03B from 213 investors as of the latest filing. Robert is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 6, 2015 → Dec 8, 2025 · 13 filings
  • Dec 8, 2025 · D/A · $3,165,313,099 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer (Robert De Leon is the Chief Compliance Officer of the investment manager.) EDGAR ↗
  • Dec 9, 2024 · D/A · $3,164,563,099 sold of Indefinite · 82 investors · min. $1,000,000 · role: Executive Officer (Robert De Leon is the Chief Compliance Officer of the investment manager.) EDGAR ↗
  • Dec 16, 2022 · D/A · $3,160,838,099 sold of Indefinite · 106 investors · min. $1,000,000 · role: Executive Officer (Robert De Leon is the Chief Compliance Officer of the investment manager.) EDGAR ↗
  • Dec 14, 2022 · D · $3,160,838,099 sold of Indefinite · 106 investors · min. $1,000,000 · role: Executive Officer (Robert De Leon is the Chief Compliance Officer of the investment manager.) EDGAR ↗
  • Dec 15, 2021 · D · $3,125,813,100 sold of Indefinite · 120 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $3,114,193,099 sold of Indefinite · 162 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $3,114,193,099 sold of Indefinite · 162 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $3,066,996,273 sold of Indefinite · 226 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $2,890,147,446 sold of Indefinite · 233 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $2,677,780,570 sold of Indefinite · 244 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $2,574,359,302 sold of Indefinite · 209 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $2,366,974,660 sold of Indefinite · 226 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 6, 2015 · D/A · $1,976,624,135 sold of Indefinite · 237 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗

Raised $3.17B from 244 investors as of the latest filing. Robert is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RL
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jan 7, 2015 → Dec 16, 2022 · 11 filings
  • Dec 16, 2022 · D/A · $162,338,835 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2022 · D/A · $162,338,835 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 14, 2022 · D · $162,338,835 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 15, 2021 · D · $162,338,835 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $161,338,835 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $161,012,835 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $159,585,235 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $157,741,235 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $157,203,235 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $156,731,235 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Jan 7, 2015 · D/A · $156,531,235 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗

Raised $162.3M from 51 investors as of the latest filing. Robert is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RL
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK LOW VOLATILITY FUND, L.P.

Irvine, CA · Jan 7, 2015 → Dec 16, 2022 · 10 filings
  • Dec 16, 2022 · D/A · $78,887,303 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 14, 2022 · D · $78,887,303 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 15, 2021 · D · $78,787,303 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 16, 2020 · D/A · $75,637,303 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 17, 2019 · D/A · $75,568,766 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 18, 2018 · D/A · $64,468,766 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Dec 19, 2017 · D/A · $64,468,766 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 5, 2017 · D/A · $64,468,766 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 6, 2016 · D/A · $64,468,766 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 7, 2015 · D/A · $67,174,425 sold of Indefinite · 29 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗

Raised $78.9M from 65 investors as of the latest filing. Robert is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RT
Pooled Investment Fund · group: Rimrock Total Return

Rimrock Total Return Strategies Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 14, 2022 → Dec 14, 2022 · 2 filings
  • Dec 14, 2022 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Robert De Leon is the Chief Compliance Officer of the investment manager.) EDGAR ↗
  • Jan 14, 2022 · D · $15,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Robert De Leon is the Chief Compliance Officer of the investment manager.) EDGAR ↗

Raised $15M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK GLOBAL CREDIT (CAYMAN) FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 2, 2015 → Jan 6, 2016 · 2 filings
  • Jan 6, 2016 · D/A · $804,350 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗
  • Apr 2, 2015 · D · $799,504 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS THE CHIEF COMPLIANCE OFFICER OF THE INVESTMENT MANAGER.) EDGAR ↗

Raised $804K from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: Rimrock Total Return

RIMROCK GLOBAL CREDIT FUND, LP

Irvine, CA · Jan 6, 2015 → Jan 6, 2016 · 2 filings
  • Jan 6, 2016 · D/A · $7,500,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗
  • Jan 6, 2015 · D · $7,500,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (ROBERT DE LEON IS CHIEF COMPLIANCE OFFICER OF THE GENERAL PARTNER OF THE ISSUER.) EDGAR ↗

Raised $7.5M from 5 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TG
Pooled Investment Fund · group: Tradewinds

Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment Trust

Los Angeles, CA · Jun 14, 2011
  • Jun 14, 2011 · D/A · $1,285,006,808 sold of Indefinite · 42 investors · min. $2,000,000 · role: Executive Officer (Senior Vice President and General Counsel) EDGAR ↗

Raised $2.51B from 42 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • ROBERT S DE LEON — CA, 2 issuers, Apr 26, 2017 → Dec 17, 2019 · no shared issuer
  • Robert Leon — NC, 1 issuer, Jul 15, 2020 → May 1, 2026 · no shared issuer

People around Robert 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RC
Management entity

RIMROCK CAPITAL MANAGEMENT, LLC

Executive Officer, Promoter · 131 shared filings (15 issuers) · also on 4 other issuers

RIMROCK CAPITAL MANAGEMENT, LLC is on 19 issuers in total — a repeat sponsor. Their page lists every one.

TG
Management entity

Tradewinds Global Investors, LLC

Promoter · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert DE Leon. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

PAUL WESTHEAD

Executive Officer · 131 shared filings (15 issuers) · also on 4 other issuers

PAUL WESTHEAD is on 19 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

BARBARA CROWELL

Executive Officer · 131 shared filings (15 issuers) · also on 2 other issuers

BARBARA CROWELL is on 17 issuers in total — a repeat sponsor. Their page lists every one.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

STEVE FOULKE

Executive Officer, Director · 131 shared filings (15 issuers) · also on 5 other issuers

STEVE FOULKE is on 20 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES BERENS

Director · 67 shared filings (8 issuers) · also on 3 other issuers

JAMES BERENS is on 11 issuers in total — a repeat sponsor. Their page lists every one.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

CHRIS CHESTER

Executive Officer · 64 shared filings (7 issuers) · also on 2 other issuers

CHRIS CHESTER is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

CHRIS SULLIVAN

Director · 63 shared filings (8 issuers) · also on 7 other issuers

CHRIS SULLIVAN is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT DUBCHANSKY

Executive Officer · 62 shared filings (6 issuers) · also on 6 other issuers

SCOTT DUBCHANSKY is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID EDINGTON

Executive Officer · 62 shared filings (6 issuers) · also on 2 other issuers

DAVID EDINGTON is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

SANTINO BLUMETTI

Executive Officer · 33 shared filings (6 issuers) · also on 2 other issuers

SANTINO BLUMETTI is on 8 issuers in total — a repeat sponsor. Their page lists every one.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

PAUL VAN LINGEN

Executive Officer · 13 shared filings (6 issuers) · also on 1 other issuer

PAUL VAN LINGEN is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Sulliivan

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert DE Leon. Their page shows their other deals.

DI
No photo found yet (own website and image search run after this page is viewed)
Person

David B. Iben

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

David B. Iben is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Constance G. Lawton

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Constance G. Lawton is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

RT
Sponsor group

Rimrock Total Return

20 issuers · 180 filings · $6.27B reported sold · 2012–2025

One team, 20 deal companies. Robert DE Leon is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name ROBERT DE LEON.

T
Sponsor group

Tradewinds

5 issuers · 22 filings · $3.25B reported sold · 2009–2013

One team, 5 deal companies. Robert DE Leon is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name ROBERT DE LEON.

Same business address

13 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 15 of the 16 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): RIMROCK TOTAL RETURN STRATEGIES FUND, L.P., Oso Strategic Income Fund, Ltd., RIMROCK STRATEGIC INCOME FUND, LTD., RIMROCK STRUCTURED PRODUCT FUND, L.P., RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD., RIMROCK LOW VOLATILITY (QP) FUND, L.P., RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD., RIMROCK HIGH INCOME PLUS FUND, L.P., RIMROCK HIGH INCOME PLUS (QP) FUND, L.P., RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD., Rimrock Total Return Strategies Fund, Ltd., RIMROCK LOW VOLATILITY FUND, L.P., RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD, RIMROCK GLOBAL CREDIT FUND, LP, RIMROCK GLOBAL CREDIT (CAYMAN) FUND, LTD..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to ROBERT DE LEON by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert DE Leon is listed on: none on file. No website or social profile named in RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #51,236 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when ROBERT DE LEON appears on a new Form D, or when a court case or SEC action is matched to them. See plans →