Robert Friedland is listed as an executive officer and director on 18 SEC Form D filings by 6 issuers between Sep 2010 and Jul 2026. Largest by amount reported sold: I-Pulse Inc. (London, United Kingdom (as filed: X0) — other technology — 2010–2026; $250M reported sold to 16 investors), High Power Exploration Inc. (London, United Kingdom (as filed: X0) — industry reported as "Other" — 2015–2022; $193M reported sold to 19 investors), Ivanhoe Electric Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2021–2022; $86.2M reported sold to 39 investors), Ivanhoe Mines Ltd. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2013; $29.9M reported sold to 4 investors), Pure Lithium Corp (Charlestown, MA — other energy — 2023–2024; $19.9M reported sold to 23 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $598.3M sold in total.
The issuers belong to 2 sponsor groups: Ivanhoe (3 issuers, $122.9M reported sold, 2010–2022) and I Pulse (2 issuers, $256.4M reported sold, 2010–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 18 public filings for Robert Friedland and found 14 differences, 5 worth asking the sponsor about: Paid seller listed without a CRD number: Govind Friedland; Paid seller listed without a CRD number: Morgan Stanley & Co International Plc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.