PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:46 AM ET

Sponsor Check › Person

Robert Finizio

Related person on Form D filings · address states as listed: FL, PA · listed Dec 9, 2008 → Mar 31, 2026

7issuers
13Form D filings
2008–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

6 of 12 offerings report sales commissions totalling $3,186,638; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 10, 2026 D
File 021-593615
$50,000 (est.)$0$0Supervision Partners LLC BrokerCheck CRD 300528 ↗
EDGAR ↗Mar 31, 2026 D
File 021-578524
$0$0$0None listed on this filing
EDGAR ↗Aug 8, 2025 D
File 021-554209
$268,000$0$0Supervision Partners LLC BrokerCheck CRD 300528 ↗
Castle Hill Capital Partners, Inc BrokerCheck CRD 44131 ↗
EDGAR ↗Mar 24, 2023 D/A
File 021-467831
$0$0$0None listed on this filing
EDGAR ↗May 6, 2022 D
File 021-444884
$131,138 (est.)$0$0CASTLE HILL CAPITAL PARTNERS, INC. BrokerCheck CRD 44131 ↗
EDGAR ↗Apr 14, 2022 D
File 021-441861
$560,000 (est.)$0 (est.)$0 (est.)
Some of the proceeds may be used for general working capital purposes, including the payment of salaries and other fees to those listed in Item 3.
Craft Capital Management LLC BrokerCheck CRD 171350 ↗
Noble Life Science Partners BrokerCheck CRD 15768 ↗
EDGAR ↗Aug 14, 2020 D
File 021-373323
$0$0$0None listed on this filing
EDGAR ↗Feb 4, 2020 D
File 021-359742
$0$0$0None listed on this filing
EDGAR ↗Nov 1, 2019 D
File 021-352367
$1,625,000 (est.)$0$0 (est.)
Some of the proceeds may be used for general working capital purposes, including the payment of salaries and other fees to those listed in Item 3.
Craft Capital Management LLC BrokerCheck CRD 171350 ↗
Noble Life Science Partners BrokerCheck CRD 15768 ↗
EDGAR ↗Oct 10, 2012 D
File 021-185287
$552,500$0$0Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
EDGAR ↗Dec 22, 2010 D/A
File 021-140383
$0$0$0None listed on this filing
EDGAR ↗Dec 9, 2008 D
File 021-99763
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗PLEOPHARMA, INC.Executive Officer, DirectorAug 10, 2026D$15,000,000
similar: $1,694,259–$16,000,000
$5,500,00011
similar: 1–13
$50,000
similar: $10,000–$55,000
EDGAR ↗NOXX Therapeutics, Inc.DirectorMar 31, 2026D$1,000,000
similar: $1,694,259–$16,000,000
$1,000,00011
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗PLEOPHARMA, INC.DirectorAug 8, 2025D$36,240,000
similar: $1,694,259–$16,000,000
$6,150,0009
similar: 1–13
$50,000
similar: $10,000–$55,000
EDGAR ↗Myosin Therapeutics Inc.DirectorMar 24, 2023D/A$2,999,986
similar: $1,694,259–$16,000,000
$2,999,9864
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗PLEOPHARMA, INC.DirectorMay 6, 2022D$16,101,849
similar: $1,694,259–$16,000,000
$11,122,25247
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Zyversa Therapeutics, Inc.DirectorApr 14, 2022D$7,000,000
similar: $1,694,259–$16,000,000
$419,3204
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗TherapeuticsMD, Inc.Executive Officer, DirectorAug 14, 2020D$7,500,000
similar: $1,694,259–$16,000,000
$7,500,0003
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗PLEOPHARMA, INC.Director, PromoterFeb 4, 2020DIndefinite
similar: $829,831–$9,999,998
$130,0001
similar: 2–15
$1,000
similar: $10,000–$54,310
EDGAR ↗Zyversa Therapeutics, Inc.DirectorNov 1, 2019D$20,000,000
similar: $1,694,259–$16,000,000
$1,277,50019
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗TherapeuticsMD, Inc.Executive Officer, DirectorOct 10, 2012D$8,500,001$8,500,0018No minimum reported
EDGAR ↗VitaMedMD, LLCExecutive Officer, Director, PromoterDec 22, 2010D/AIndefinite$3,278,00026$10,000
EDGAR ↗VitaMedMD, LLCExecutive Officer, Director, PromoterApr 12, 2010D$2,000,000$1,958,00018$10,000
EDGAR ↗BROADCLIP INC
group: Wylei
DirectorDec 9, 2008DIndefinite$350,0007$10,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as Robert Finizio. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Jay Constantine — 4 shared filings (1 issuer) · roles as listed: Director, Promoter, Executive Officer
  • Ginger Constantine — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • John C.K. Milligan, IV — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Tommy G. Thompson — 3 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Daniel A. Cartwright — 3 shared filings (2 issuers) · role as listed: Executive Officer
  • Paul Bisaro — 3 shared filings (2 issuers) · role as listed: Director
  • Cooper C. Collins — 2 shared filings (1 issuer) · role as listed: Director
  • Stephen C Glover — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Sarah Hassan — 2 shared filings (1 issuer) · role as listed: Director
  • Brij Sharma — 2 shared filings (1 issuer) · role as listed: Director
  • Jules Musing — 2 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Brian Bernick — 2 shared filings (1 issuer) · roles as listed: Director, Promoter · also listed on 1 other issuer
  • Thomas F Poche — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Dave Adams — 2 shared filings (2 issuers) · role as listed: Director
  • Brian Mooney — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Kyle A. Tomlin — 1 shared filing (1 issuer) · role as listed: Director · also listed on 12 other issuers
  • Essam Abadir — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 8 other issuers
  • Robert Teufel — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Joe Monasterio — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Roy Smith — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Alan Wurtzel — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Samuel A Greco — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Nick Segal — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Nicholas Segal — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Robert V. LaPenta, Jr. — 1 shared filing (1 issuer) · role as listed: Director
  • Brian Bernick, M.D. — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Mitchell L. Krassan — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Kyle A. Mowitz — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Aaron Greenblatt — 1 shared filing (1 issuer) · role as listed: Director
  • Anthony Giovinazzo — 1 shared filing (1 issuer) · role as listed: Director
  • Eric Richman — 1 shared filing (1 issuer) · role as listed: Director
  • Andrew Kim — 1 shared filing (1 issuer) · role as listed: Director
  • Michael C. Donegan — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • J. Martin Carroll — 1 shared filing (1 issuer) · role as listed: Director
  • Angus C. Russell — 1 shared filing (1 issuer) · role as listed: Director
  • Edward Borkowski — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Karen Ling — 1 shared filing (1 issuer) · role as listed: Director
  • James C. D'Arecca — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Gail Naughton — 1 shared filing (1 issuer) · role as listed: Director
  • Marlan Walker — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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