Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:28 AM ET

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Robert Thayer

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6), FL · Dec 9, 2010 → Sep 26, 2013

2deals (issuers)

$2.55Mreported sold

20investors

10Form D filings

2010–2013years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Thayer is listed as a director on 10 SEC Form D filings by 2 issuers between Dec 2010 and Jan 2019: Mitomics Inc. (Thunder Bay, Ontario, Canada (as filed: A6) — other health care — 2010–2013; $2.08M reported sold to 7 investors) and MDNA Life Sciences, Inc. (West Palm Beach, FL — biotechnology — 2015–2019; $470K reported sold to 13 investors).

What this means 2 separate companies raised money with this person listed as director, over about 9 years. Across those companies the filings report $2.55M sold in total.

Listed alongside Robert J. Poulter (9 shared filings), Harry Smart (6 shared filings), Jason Dulude (6 shared filings), Jennifer Creed (6 shared filings), Vijay Aggarwal (6 shared filings) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 32 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Robert Thayer and found 12 differences, 2 worth asking the sponsor about: Bankruptcy case: Robert C Thayer; Bankruptcy case: Robert E. Thayer; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Thayer has not run yet — it is #15,994 of 54,861 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Firms and Individuals Fined FINRA · Financial Industry Regulatory Authority (FINRA)

Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Alden Capital Markets, Inc. (Denver, Colorado) and Robert Thayer (Registered Principal, Denver, Colorado)

As listed by the regulator: Alden Capital Markets, Inc. (Denver, Colorado) and Robert Thayer (Registered Principal, Denver, Colorado) submitted a Letter of Acceptance, Waiver and Consent pursuant to which they were fined $10,000, jointly and severally. Without admitting or denying the allegations, the respondents consented to the described sanctions and to the entry of findings that the firm, acting through Thayer, conducted a securities business while failing to maintain its required net capital. Order / docket ↗ Regulator's list ↗

same full name in the order; nationwide regulator (FINRA) — the state is not a signal

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Thayer..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

32 cases: 32 closed (disposition not in docket feed)

Robert T. Thayer closed

United States Bankruptcy Court, N.D. Ohio · No. 22-40356 · Filed Apr 15, 2022 · Closed Aug 19, 2022

Role of Robert T. Thayer: Debtor · Outcome: Case closed 2022-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in OH (not a filing state)

Robert E. Thayer closed

United States Bankruptcy Court, D. Massachusetts · No. 20-10491 · Filed Feb 23, 2020 · Closed Jul 29, 2020

Role of Robert E. Thayer: Debtor · Outcome: Case closed 2020-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in MA (not a filing state)

Robert L. Thayer closed

United States Bankruptcy Court, D. Nebraska · No. 14-40858 · Filed May 8, 2014 · Closed Aug 19, 2014

Role of Robert L. Thayer: Debtor · Outcome: Case closed 2014-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets)

Robert L Thayer and Robin M Thayer closed

United States Bankruptcy Court, E.D. Wisconsin · No. 13-35315 · Filed Nov 25, 2013 · Closed Mar 10, 2014

Role of Robert L Thayer and Robin M Thayer: Debtor · Outcome: Case closed 2014-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in WI (not a filing state)

Robert F. Thayer, Jr. closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-13-12386 · Filed May 10, 2013 · Closed Aug 19, 2013

Role of Robert F. Thayer, Jr.: Debtor · Outcome: Case closed 2013-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in WI (not a filing state)

Robert T Thayer, Jr. and Katie C Thayer closed

United States Bankruptcy Court, C.D. California · No. 6:12-bk-21684 · Filed May 11, 2012 · Closed Aug 23, 2012

Role of Robert T Thayer, Jr.: Debtor · Outcome: Case closed 2012-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in CA (not a filing state)

Robert T Thayer, Jr. and Katie C Thayer closed

United States Bankruptcy Court, C.D. California · No. 6:11-bk-10402 · Filed Jan 5, 2011 · Closed Mar 9, 2012

Role of Robert T Thayer, Jr.: Debtor · Outcome: Case closed 2012-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in CA (not a filing state)

Robert M Thayer and Melanie L Baird closed

United States Bankruptcy Court, W.D. Washington · No. 10-13420 · Filed Mar 29, 2010 · Closed Aug 5, 2015

Role of Robert M Thayer and Melanie L Baird: Debtor · Outcome: Case closed 2015-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in WA (not a filing state)

Robert Thayer closed

United States Bankruptcy Court, E.D. Virginia · No. 09-11765 · Filed Mar 10, 2009 · Closed Jun 26, 2009

Role of Robert Thayer: Debtor · Outcome: Case closed 2009-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in VA (not a filing state)

Robert M Thayer closed

United States Bankruptcy Court, C.D. Illinois · No. 06-81853 · Filed Nov 6, 2006 · Closed May 8, 2007

Role of Robert M Thayer: Debtor · Outcome: Case closed 2007-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in IL (not a filing state)

Robert C Thayer closed

United States Bankruptcy Court, M.D. Florida · No. 6:04-bk-12817 · Filed Nov 29, 2004 · Closed Apr 29, 2005

Role of Robert C Thayer: Debtor · Outcome: Case closed 2005-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in the person's filing state (FL)

Robert A. Thayer closed

United States Bankruptcy Court, W.D. New York · No. 2-03-24758 · Filed Nov 26, 2003 · Closed Jan 30, 2006

Role of Robert A. Thayer: Debtor · Outcome: Case closed 2006-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in NY (not a filing state)

Robert E. Thayer closed

United States Bankruptcy Court, D. Massachusetts · No. 03-45307 · Filed Sep 12, 2003 · Closed Jan 14, 2004

Role of Robert E. Thayer: Debtor · Outcome: Case closed 2004-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in MA (not a filing state)

Robert D. Thayer closed

United States Bankruptcy Court, N.D. California · No. 02-56866 · Filed Dec 3, 2002 · Closed Jul 15, 2008

Role of Robert D. Thayer: Debtor · Outcome: Case closed 2008-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in CA (not a filing state)

Robert F. Thayer and Glenda L. Thayer closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-02-16474 · Filed Oct 8, 2002 · Closed Jan 31, 2003

Role of Robert F. Thayer and Glenda L. Thayer: Debtor · Outcome: Case closed 2003-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in WI (not a filing state)

Robert T Thayer and Linda G Thayer closed

United States Bankruptcy Court, S.D. Illinois · No. 02-41834 · Filed Aug 9, 2002 · Closed Jun 14, 2004

Role of Robert T Thayer and Linda G Thayer: Debtor · Outcome: Case closed 2004-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in IL (not a filing state)

Robert C. Thayer and Chrystal L. Thayer closed

United States Bankruptcy Court, E.D. Michigan · No. 01-61577 · Filed Nov 7, 2001 · Closed Feb 12, 2002

Role of Robert C. Thayer and Chrystal L. Thayer: Debtor · Outcome: Case closed 2002-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in MI (not a filing state)

Robert W Thayer closed

United States Bankruptcy Court, W.D. Washington · No. 01-20562 · Filed Sep 25, 2001 · Closed Jan 18, 2002

Role of Robert W Thayer: Debtor · Outcome: Case closed 2002-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in WA (not a filing state)

Robert L. Thayer closed

United States Bankruptcy Court, D. Massachusetts · No. 00-44132 · Filed Aug 1, 2000 · Closed Aug 20, 2002

Role of Robert L. Thayer: Debtor · Outcome: Case closed 2002-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in MA (not a filing state)

Robert E. Thayer closed

United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-09502 · Filed Jun 3, 1998 · Closed Oct 30, 1998

Role of Robert E. Thayer: Debtor · Outcome: Case closed 1998-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in the person's filing state (FL)

Robert F. Thayer and Gladys M. Thayer closed

United States Bankruptcy Court, D. Massachusetts · No. 97-45922 · Filed Aug 26, 1997 · Closed Apr 14, 1999

Role of Robert F. Thayer and Gladys M. Thayer: Debtor · Outcome: Case closed 1999-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in MA (not a filing state)

ROBERT W THAYER closed

United States Bankruptcy Court, D. Minnesota · No. 96-41773 · Filed Mar 21, 1996 · Closed Jul 31, 1996

Role of ROBERT W THAYER: Debtor · Outcome: Case closed 1996-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in MN (not a filing state)

ROBERT W THAYER and KAREN S THAYER closed

United States Bankruptcy Court, E.D. Washington · No. 96-00628 · Filed Feb 14, 1996 · Closed Sep 16, 1997

Role of ROBERT W THAYER and KAREN S THAYER: Debtor · Outcome: Case closed 1997-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in WA (not a filing state)

Robert Thayer and Janet Thayer closed

United States Bankruptcy Court, W.D. Michigan · No. 95-85568 · Filed Oct 26, 1995 · Closed Mar 7, 1996

Role of Robert Thayer and Janet Thayer: Debtor · Outcome: Case closed 1996-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in MI (not a filing state)

Robert Thayer closed

United States Bankruptcy Court, E.D. Virginia · No. 95-20702 · Filed Feb 13, 1995 · Closed Jun 29, 1995

Role of Robert Thayer: Debtor · Outcome: Case closed 1995-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in VA (not a filing state)

ROBERT THAYER closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:94-bk-04692 · Filed Jul 14, 1994 · Closed Nov 17, 1994

Role of ROBERT THAYER: Debtor · Outcome: Case closed 1994-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in TN (not a filing state)

Robert Thayer closed

United States Bankruptcy Court, E.D. Virginia · No. 93-25931 · Filed Nov 24, 1993 · Closed Feb 28, 1994

Role of Robert Thayer: Debtor · Outcome: Case closed 1994-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in VA (not a filing state)

Robert Thayer closed

United States Bankruptcy Court, E.D. Virginia · No. 93-23158 · Filed Jun 15, 1993 · Closed Jul 15, 1993

Role of Robert Thayer: Debtor · Outcome: Case closed 1993-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in VA (not a filing state)

Robert F. Thayer and Wendy L. Thayer closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-91-31226 · Filed Apr 11, 1991 · Closed Aug 28, 1991

Role of Robert F. Thayer and Wendy L. Thayer: Debtor · Outcome: Case closed 1991-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in WI (not a filing state)

Robert Thayer and Marian Thayer closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 90-10096 · Filed Feb 20, 1990 · Closed Jun 19, 1991

Role of Robert Thayer and Marian Thayer: Debtor · Outcome: Case closed 1991-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in PA (not a filing state)

Robert L. Thayer and Marie H. Thayer closed

United States Bankruptcy Court, D. Oregon · No. 89-60864 · Filed Mar 22, 1989 · Closed Jun 26, 1989

Role of Robert L. Thayer and Marie H. Thayer: Debtor · Outcome: Case closed 1989-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in OR (not a filing state)

Robert A. Thayer closed

United States Bankruptcy Court, W.D. Michigan · No. 81-02194 · Filed May 27, 1981 · Closed Jan 20, 1983

Role of Robert A. Thayer: Debtor · Outcome: Case closed 1983-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 49 federal dockets); court in MI (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Robert Thayer — 2 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Nov 29, 2004 – Apr 29, 2005

Bankruptcy case: Robert C Thayer — filed Nov 29, 2004

United States Bankruptcy Court, M.D. Florida docket "Robert C Thayer" filed Nov 29, 2004, closed Apr 29, 2005. Robert Thayer is listed as Debtor ("Robert C Thayer"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Florida ↗

Sources

Docket · United States Bankruptcy Court, M.D. Florida ↗ (Nov 29, 2004)

Worth asking · Jun 3, 1998 – Oct 30, 1998

Bankruptcy case: Robert E. Thayer — filed Jun 3, 1998

United States Bankruptcy Court, M.D. Florida docket "Robert E. Thayer" filed Jun 3, 1998, closed Oct 30, 1998. Robert Thayer is listed as Debtor ("Robert E. Thayer"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Florida ↗

Sources

Docket · United States Bankruptcy Court, M.D. Florida ↗ (Jun 3, 1998)

Note · Mar 12, 2018

22% of the money raised went to insiders — MDNA Life Sciences, Inc.

The Mar 12, 2018 Form D reports $227,500 sold and $50,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Mar 12, 2018 ↗MDNA Life Sciences, Inc. — PartnerFacts page ↗

Sources

Form D · Mar 12, 2018 ↗ (Mar 12, 2018)
MDNA Life Sciences, Inc. — PartnerFacts page ↗ (Jan 18, 2019)

Note · Jan 18, 2019

Robert Thayer appears on 1 deal that stopped filing before reaching its target

MDNA Life Sciences, Inc. (last filing Jan 18, 2019; $470,000 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

MDNA Life Sciences, Inc. — PartnerFacts page ↗

Sources

MDNA Life Sciences, Inc. — PartnerFacts page ↗ (Jan 18, 2019)

Note · Dec 28, 2018 – Jan 18, 2019

Form D filed 21 days after the first sale — MDNA Life Sciences, Inc.

The filing says the first sale was Dec 28, 2018. The Form D was filed Jan 18, 2019 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 18, 2019 ↗MDNA Life Sciences, Inc. — PartnerFacts page ↗

Sources

Form D · Jan 18, 2019 ↗ (Jan 18, 2019)
MDNA Life Sciences, Inc. — PartnerFacts page ↗ (Jan 18, 2019)

Note · Jun 9, 2015 – Jun 26, 2015

Form D filed 17 days after the first sale — MDNA Life Sciences, Inc.

The filing says the first sale was Jun 9, 2015. The Form D was filed Jun 26, 2015 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 26, 2015 ↗MDNA Life Sciences, Inc. — PartnerFacts page ↗

Sources

Form D · Jun 26, 2015 ↗ (Jun 26, 2015)
MDNA Life Sciences, Inc. — PartnerFacts page ↗ (Jan 18, 2019)

Note · Jan 31, 2013 – Mar 22, 2013

Form D filed 50 days after the first sale — Mitomics Inc.

The filing says the first sale was Jan 31, 2013. The Form D was filed Mar 22, 2013 — 50 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 35 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 22, 2013 ↗Mitomics Inc. — PartnerFacts page ↗

Sources

Form D · Mar 22, 2013 ↗ (Mar 22, 2013)
Mitomics Inc. — PartnerFacts page ↗ (Sep 26, 2013)

Note · Sep 17, 2013 – Jan 18, 2019

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — MDNA Life Sciences, Inc. (latest filing Jan 18, 2019) · No amendment in the last 12 months on an offering that may still be open — MDNA Life Sciences, Inc. (latest filing Mar 12, 2018) · No amendment in the last 12 months on an offering that may still be open — MDNA Life Sciences, Inc. (latest filing May 26, 2017) · No amendment in the last 12 months on an offering that may still be open — MDNA Life Sciences, Inc. (latest filing Jun 26, 2015) · No amendment in the last 12 months on an offering that may still be open — Mitomics Inc. (latest filing Sep 26, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 18, 2019 ↗MDNA Life Sciences, Inc. — PartnerFacts page ↗Form D · Mar 12, 2018 ↗Form D · May 26, 2017 ↗

Sources

Form D · Jan 18, 2019 ↗ (Jan 18, 2019)
MDNA Life Sciences, Inc. — PartnerFacts page ↗ (Jan 18, 2019)
Form D · Mar 12, 2018 ↗ (Mar 12, 2018)
Form D · May 26, 2017 ↗ (May 26, 2017)
Form D · Jun 26, 2015 ↗ (Jun 26, 2015)
Form D · Sep 26, 2013 ↗ (Sep 26, 2013)
Mitomics Inc. — PartnerFacts page ↗ (Sep 26, 2013)

Note · Dec 9, 2010 – Sep 26, 2013

Industry group changed between filings — Mitomics Inc.

"Biotechnology" (Dec 9, 2010 to Mar 22, 2013); then "Other Health Care" (Sep 26, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Dec 9, 2010 ↗Form D · Sep 26, 2013 ↗Mitomics Inc. — PartnerFacts page ↗

Sources

Form D · Dec 9, 2010 ↗ (Dec 9, 2010)
Form D · Sep 26, 2013 ↗ (Sep 26, 2013)
Mitomics Inc. — PartnerFacts page ↗ (Sep 26, 2013)

Note · Dec 9, 2010 – Sep 26, 2013

Reported revenue range changed between filings — Mitomics Inc.

"Decline to Disclose" (Dec 9, 2010); then "$1,000,001 - $5,000,000" (Sep 26, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Dec 9, 2010 ↗Form D · Sep 26, 2013 ↗Mitomics Inc. — PartnerFacts page ↗

Sources

Form D · Dec 9, 2010 ↗ (Dec 9, 2010)
Form D · Sep 26, 2013 ↗ (Sep 26, 2013)
Mitomics Inc. — PartnerFacts page ↗ (Sep 26, 2013)

Note · Jun 26, 2015 – May 26, 2017

Address moved from Jupiter, FL to West Palm Beach, FL — MDNA Life Sciences, Inc.

The people listed on the Jun 26, 2015 filing give Jupiter, FL; on the May 26, 2017 filing they give West Palm Beach, FL. The address now on file (2054 Vista Parkway, Suite 400, West Palm Beach, FL) is a registered-agent or shared-office address used by 7 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jun 26, 2015 ↗Form D · May 26, 2017 ↗MDNA Life Sciences, Inc. — PartnerFacts page ↗

Sources

Form D · Jun 26, 2015 ↗ (Jun 26, 2015)
Form D · May 26, 2017 ↗ (May 26, 2017)
MDNA Life Sciences, Inc. — PartnerFacts page ↗ (Jan 18, 2019)

Note · Dec 9, 2010 – Jan 18, 2019

Robert Thayer is listed with 2 different address states: A6, FL

Ontario, Canada (as filed: A6) on 6 filings (Dec 9, 2010 to Sep 26, 2013); FL on 4 filings (Jun 26, 2015 to Jan 18, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 9, 2010 ↗Form D · Jun 26, 2015 ↗

Sources

Form D · Dec 9, 2010 ↗ (Dec 9, 2010)
Form D · Jun 26, 2015 ↗ (Jun 26, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 10 offerings report sales commissions totalling $363,764; 0 report finder's fees; 1 reports proceeds to related persons totalling $50,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 18, 2019 D MDNA Life Sciences, Inc. File 021-330914	$37,600	$0	$0	Anthony J Cantone BrokerCheck CRD 1066139 ↗ via Cantone Research Inc. (CRD 26314 ↗) John Cantone BrokerCheck CRD 5190538 ↗ via Cantone Research Inc. (CRD 26314 ↗) Michael Volpe BrokerCheck CRD 1697697 ↗ via Cantone Research Inc. (CRD 36314 ↗) Robert Crowther BrokerCheck CRD 1035793 ↗ via Cantone Research Inc. (CRD 36314 ↗)	EDGAR ↗
Mar 12, 2018 D MDNA Life Sciences, Inc. File 021-307476	$0	$0	$50,000 (est.)	None listed on this filing	EDGAR ↗
May 26, 2017 D MDNA Life Sciences, Inc. File 021-287552	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 26, 2015 D MDNA Life Sciences, Inc. File 021-242615	$160,000 (est.)	$0	$0	Dawson James Securities, Inc. BrokerCheck CRD 130645 ↗	EDGAR ↗
Sep 26, 2013 D Mitomics Inc. File 021-203592	$166,164	$0	$0	Cantone Research Inc. BrokerCheck CRD 026314 ↗	EDGAR ↗
Mar 22, 2013 D Mitomics Inc. File 021-193781	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 2, 2011 D Mitomics Inc. File 021-165314	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 6, 2011 D Mitomics Inc. File 021-160810	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 20, 2010 D Mitomics Inc. File 021-152192	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 9, 2010 D Mitomics Inc. File 021-151603	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Robert Thayer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

MDNA Life Sciences, Inc.

West Palm Beach, FL · Jun 26, 2015 → Jan 18, 2019 · 4 filings

Jan 18, 2019 · D · $470,000 sold of $3,000,000 · 13 investors · min. $10,000 · role: Director EDGAR ↗
Mar 12, 2018 · D · $227,500 sold of $2,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
May 26, 2017 · D · $410,050 sold of $5,000,000 · 4 investors · min. $100,000 · role: Director EDGAR ↗
Jun 26, 2015 · D · $100,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $470K from 13 investors (16% of the $3M target) as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Mitomics Inc.

Thunder Bay, Ontario, Canada (as filed: A6) · Dec 9, 2010 → Sep 26, 2013 · 6 filings

Sep 26, 2013 · D · $2,077,050 sold of $4,000,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗
Mar 22, 2013 · D · $100,080 sold of $100,080 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 2, 2011 · D · $51,115 sold of $51,115 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 6, 2011 · D · $25,580 sold of $25,580 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 20, 2010 · D · $73,530 sold of $73,530 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 9, 2010 · D · $766,666 sold of $766,666 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.08M from 7 investors (52% of the $4M target) as of the latest filing. Robert is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Robert 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert J. Poulter

Executive Officer, Director · 9 shared filings (2 issuers)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Vijay Aggarwal

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jason Dulude

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jennifer Creed

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Harry Smart

Director · 6 shared filings (2 issuers)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kenneth Fallon

Director · 5 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Lafrance

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Harald E. Smart

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Harvey Cardwell

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Harbottle

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Boxer

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christopher Hill

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen S. Galliker

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Chris Merritt

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Emily Levy

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christopher Mitton

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Redden

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ryan Parr

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter McKenney

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

George Steinfels

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Anthony Cantone

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Thayer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Chris Mitton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Thayer. Their page shows their other deals.

The team behind the deals

Same business address

4 other issuers file from the same address

Mile Zero Partners, LP West Palm Beach, FL · 2024
Lavaliere Capital LP West Palm Beach, FL · 2018
Q9 Ventures Digital Asset Offshore Fund, Ltd. West Palm Beach, FL · 2022
WG Capital Partners, LP West Palm Beach, FL · 2017

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Thayer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Thayer is listed on: none on file. No website or social profile named in Mitomics Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #325,779 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Thunder Bay, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Robert Thayer

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Robert C Thayer — filed Nov 29, 2004

Bankruptcy case: Robert E. Thayer — filed Jun 3, 1998

22% of the money raised went to insiders — MDNA Life Sciences, Inc.

Robert Thayer appears on 1 deal that stopped filing before reaching its target

Form D filed 21 days after the first sale — MDNA Life Sciences, Inc.

Form D filed 17 days after the first sale — MDNA Life Sciences, Inc.

Form D filed 50 days after the first sale — Mitomics Inc.

5 offerings have no amendment in the last 12 months and may still be open

Industry group changed between filings — Mitomics Inc.

Reported revenue range changed between filings — Mitomics Inc.

Address moved from Jupiter, FL to West Palm Beach, FL — MDNA Life Sciences, Inc.

Robert Thayer is listed with 2 different address states: A6, FL

5. Money to insiders

Deals 2

People around Robert 22

The team behind the deals

4 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person