Robert E. Sherwood is listed as an executive officer on 7 SEC Form D filings by 4 issuers between Oct 2009 and Oct 2015: PACE REALTY FUND II, L.L.C. (St. Louis, MO — pooled investment fund — 2009–2011; $19M reported sold to 53 investors), Pace-Spectrum Investors, L.L.C. (St. Louis, MO — commercial — 2013; $1.68M reported sold to 16 investors), Pace-Midtown Station Associates, L.L.C. (St. Louis, MO — commercial — 2015; $1.3M reported sold to 19 investors) and Pace-Glenstone Associates, L.L.C. (St. Louis, MO — commercial — 2014; $1M reported sold to 14 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $23M sold in total.
All 4 issuers belong to the sponsor group Pace (8 issuers, $26.4M reported sold, 2009–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Pace has 8 companies on file and $26.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Robert E. Sherwood and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.