Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Dec 4, 2008 → Mar 13, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
16 of 27 offerings report sales commissions totalling $3,432,717; 0 report finder's fees; 14 report proceeds to related persons totalling $1,344,715. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 13, 2025 D File 021-540711 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2022 D File 021-449285 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 9, 2022 D File 021-444928 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 15, 2014 D/A File 021-205406 | $65,400 (est.) | $0 | $32,700 (est.) AN ADDITIONAL PAYMENT OF $38,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | JOEY MILLER BrokerCheck CRD 6175826 ↗ via ARETE WEALTH MANAGMENT (CRD 44856 ↗) |
| EDGAR ↗ | Jun 23, 2014 D File 021-219645 | $0 (est.) | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | May 27, 2014 D File 021-218029 | $0 (est.) | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 11, 2014 D File 021-213325 | $120,000 (est.) | $0 | $0 (est.) AN ADDITIONAL $40,000 HAS BEEN MAKE TO ISSUER'S INVESTMENT ADVISER. | MICHAEL BRODNAX BrokerCheck CRD 709293 ↗ via THE INVESTMENT CENTER (CRD 17839 ↗) |
| EDGAR ↗ | Oct 16, 2013 D File 021-204665 | $0 (est.) | $0 | $0 (est.) | BROOKE BUCKLEY BrokerCheck CRD 2553824 ↗ via ARI FINANCIAL SERVICES INC (CRD 137608 ↗) |
| EDGAR ↗ | Sep 23, 2013 D/A File 021-165062 | $358,800 (est.) | $0 | $134,550 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $179,400 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | OVER FIVE ASSOCIATED REPS no CRD number reported via VSR FINANCIAL SERVICES, INC (CRD 14503 ↗) MICHAEL HEREK BrokerCheck CRD 4163979 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) KEVIN NEVIN BrokerCheck CRD 2460059 ↗ via CAPITAL GUARDIAN LLC (CRD 137919 ↗) ANDREW BOYD BrokerCheck CRD 1073601 ↗ via GBS FINANCIAL CORP (CRD 16906 ↗) AGUSTIN MOLINA BrokerCheck CRD 5764714 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) BARRY LEMAY BrokerCheck CRD 306332 ↗ via CONCORDE INVESTMENT SERVICES LLC (CRD 151604 ↗) OVER FIVE ASSOCIATED REPS no CRD number reported via CENTAURUS FINANCIAL INC (CRD 30833 ↗) AGUSTIN J. MOLINA BrokerCheck CRD 5764714 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) CORY CHRISTIANSEN BrokerCheck CRD 2716711 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) JOEY D MILLER BrokerCheck CRD 6175826 ↗ via ARI FINANCIAL SERVICES INC (CRD 137608 ↗) OVER FIVE ASSOCIATED REPS no CRD number reported via FOOTHILL SECURITIES, INC. (CRD 1027 ↗) PAUL DRESCHER BrokerCheck CRD 1089893 ↗ via FOOTHILL SECURITIES INC. (CRD 1027 ↗) |
| EDGAR ↗ | Sep 3, 2013 D File 021-202200 | $0 | $0 | $0 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $19,000 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER. | None listed on this filing |
| EDGAR ↗ | Feb 25, 2013 D/A File 021-155092 | $333,590 (est.) | $0 | $166,920 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $208,650 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | RICHARD GAGNE BrokerCheck CRD 1025516 ↗ via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗) ROBERT SCHLEGEL BrokerCheck CRD 1029954 ↗ via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗) SABIN B. ALIBRANDI BrokerCheck CRD 4740878 ↗ via FOOTHILL SECURITIES, INC. (CRD 1027 ↗) SCOTT HANISH BrokerCheck CRD 3202436 ↗ via FOOTHILL SECURITIES (CRD 1027 ↗) JAMES HORN BrokerCheck CRD 1721412 ↗ via FOOTHILL SECURITIES (CRD 1027 ↗) KEVIN NEVIN BrokerCheck CRD 2460059 ↗ via CAPITAL GUARDIAN (CRD 137919 ↗) NIR REGEV BrokerCheck CRD 1847410 ↗ via VSR FINANCIAL SERVICES, INC (CRD 14503 ↗) MARYELLEN TROTER BrokerCheck CRD 862519 ↗ via CENTAURUS FINANCIAL INC (CRD 30833 ↗) GAL G HOREV BrokerCheck CRD 5138931 ↗ via AMERICAN INVESTORS COMPANY (CRD 38 ↗) JESSE J EIYNCK BrokerCheck CRD 4050199 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) CORY CHRISTIANSEN BrokerCheck CRD 2716711 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) AGUSTIN J. MOLINA BrokerCheck CRD 5764714 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) JAMES D HORN BrokerCheck CRD 1721412 ↗ via FOOTHILL SECURITIES INC. (CRD 1027 ↗) JENEEN S, PAUL BrokerCheck CRD 5238152 ↗ via FOOTHILL SECURITIES INC. (CRD 1027 ↗) MICHAEL DIPIETRO BrokerCheck CRD 2811047 ↗ via CENTAURUS FINANCIAL, INC (CRD 20833 ↗) JILL D BEACH BrokerCheck CRD 2487684 ↗ via CENTAURUS FINANCIAL, INC (CRD 30833 ↗) JIM HUGHES BrokerCheck CRD 2964182 ↗ via VSR FINANCIAL SERVICES, INC (CRD 14503 ↗) MICHAEL HEREK BrokerCheck CRD 4163979 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) DESTRY WITT BrokerCheck CRD 2176013 ↗ via CENTAURUS FINANCIAL INC (CRD 30833 ↗) ALAN K FLAKE BrokerCheck CRD 209342 ↗ via VSR FINANCIAL SERVICES INC (CRD 14503 ↗) JEAN GANNETT BrokerCheck CRD 1809460 ↗ via FOOTHILL SECURITIES (CRD 1027 ↗) |
| EDGAR ↗ | Mar 21, 2012 D/A File 021-138999 | $188,000 (est.) | $0 | $70,500 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $94,000 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | GARY GOLDBERG BrokerCheck CRD 2037748 ↗ via CENTAURUS FINANCIAL INC (CRD 30833 ↗) AGUSTIN J. MOLINA BrokerCheck CRD 5764714 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) ROBERT BURNS BrokerCheck CRD 4066393 ↗ via VSR FINANCAL SERVICES INC (CRD 14503 ↗) MICHAEL HEREK BrokerCheck CRD 4163979 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) STEPHEN GATES BrokerCheck CRD 4030188 ↗ via VSR FINANCIAL SERVICES INC (CRD 14503 ↗) JOHN SCULLY BrokerCheck CRD 803539 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) over 5 associated persons no CRD number reported via FOOTHILL SECURITIES, INC. (CRD 1027 ↗) |
| EDGAR ↗ | Mar 19, 2012 D File 021-175181 | $10,000 (est.) | $0 | $20,000 (est.) | CHARLES BARRY BrokerCheck CRD 2664084 ↗ via ARI FINANCIAL SERVICES, INC (CRD 137608 ↗) |
| EDGAR ↗ | Jan 23, 2012 D File 021-172295 | $0 | $0 | $0 | CHARLES BARRY BrokerCheck CRD 2664084 ↗ via ARI FINANCIAL SERVICES, INC (CRD 137608 ↗) |
| EDGAR ↗ | Jan 6, 2012 D/A File 021-160190 | $60,000 (est.) | $0 | $90,000 (est.) | CHARLES BARRY BrokerCheck CRD 2664084 ↗ via ARI FINANCIAL SERVICES, INC. (CRD 137608 ↗) |
| EDGAR ↗ | May 24, 2011 D File 021-160257 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 29, 2011 D/A File 021-144568 | $341,760 (est.) | $0 | $128,160 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $170,880 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | over five associated persons no CRD number reported via VSR FINANCIAL SERVICES INC (CRD 14503 ↗) over five associated persons no CRD number reported via CENTAURUS FINANCIAL INC (CRD 30833 ↗) SABIN ALIBRANDI BrokerCheck CRD 4740878 ↗ via FOOTHILL SECURITIES INC (CRD 1027 ↗) G.D. COPPEDGE BrokerCheck CRD 2051268 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) CORY CHRISTIANSEN BrokerCheck CRD 2716711 ↗ via FINANCIAL WEST GROUP, INC (CRD 16668 ↗) THOMAS ELLIS BrokerCheck CRD 4663661 ↗ via FOOTHILL SECURITIES, INC (CRD 1027 ↗) BRADLEY L HAUPT BrokerCheck CRD 821393 ↗ via AMERICAN INVESTORS COMPANY (CRD 38 ↗) JOSEPH W PEZICK BrokerCheck CRD 1376151 ↗ via FOOTHILL SECURITIES (CRD 1027 ↗) MAUREEN MAGUIRE BrokerCheck CRD 1432420 ↗ via PROTECTED INVESTORS OF AMERICA (CRD 6082 ↗) GALI G HOREV BrokerCheck CRD 5138931 ↗ via AMERICAN INVESTORS COMPANY (CRD 38 ↗) AGUSTIN MOLINA BrokerCheck CRD 5764714 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) MICHAEL HEREK BrokerCheck CRD 4163979 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) KEVIN NEVIN BrokerCheck CRD 2460059 ↗ via CAPITAL GUARDIAN, LLC (CRD 137919 ↗) |
| EDGAR ↗ | Feb 22, 2011 D/A File 021-98777 | $94,600 (est.) | $0 | $34,400 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $25,800 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | over five associated persons no CRD number reported via CENTAURUS FINANCIAL INC (CRD 30833 ↗) NEIL E. VONFELDT BrokerCheck CRD 2451760 ↗ via MHA FINANCIAL CORP (CRD 7462 ↗) |
| EDGAR ↗ | Oct 19, 2010 D/A File 021-148045 | $316,455 (est.) | $0 | $148,920 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $186,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | over 5 associated persons no CRD number reported via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗) Over 5 Associated Persons no CRD number reported via CENTAURUS FINANCIAL INC (CRD 30833 ↗) JAMES R. BAILES JR. BrokerCheck CRD 4439912 ↗ via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗) OVER 5 ASSOCIATED PERSONS no CRD number reported via FOOTHILL SECURITIES, INC. (CRD 1027 ↗) RUSSELL CHILDS BrokerCheck CRD 1192883 ↗ via CAMBRIDGE LEGACY SECURITIES, LLC (CRD 103722 ↗) KURT BALDRY BrokerCheck CRD 1568930 ↗ via WORKMAN SECURITIES CORP (CRD 31898 ↗) HARODL LUSTIG BrokerCheck CRD 816080 ↗ via WORKMAN SECURITIES CORP (CRD 31898 ↗) NORMA LOOFBOURROW BrokerCheck CRD 1310725 ↗ via AMERICAN INVESTORS COMPANY (CRD 38 ↗) CHAO-KANG K. CARLINO BrokerCheck CRD 1179555 ↗ via AMERICAN INVESTORS COMPANY (CRD 38 ↗) GERARD GLOISTEN BrokerCheck CRD 2579962 ↗ via GBS FINANCIAL CORP (CRD 16906 ↗) |
| EDGAR ↗ | Sep 14, 2010 D File 021-147663 | $273,955 (est.) | $0 | $128,920 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $161,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | over 5 associated persons no CRD number reported via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗) Over 5 Associated Persons no CRD number reported via CENTAURUS FINANCIAL INC (CRD 30833 ↗) JAMES R. BAILES JR. BrokerCheck CRD 4439912 ↗ via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗) OVER 5 ASSOCIATED PERSONS no CRD number reported via FOOTHILL SECURITIES, INC. (CRD 1027 ↗) RUSSELL CHILDS BrokerCheck CRD 1192883 ↗ via CAMBRIDGE LEGACY SECURITIES, LLC (CRD 103722 ↗) KURT BALDRY BrokerCheck CRD 1568930 ↗ via WORKMAN SECURITIES CORP (CRD 31898 ↗) HARODL LUSTIG BrokerCheck CRD 816080 ↗ via WORKMAN SECURITIES CORP (CRD 31898 ↗) NORMA LOOFBOURROW BrokerCheck CRD 1310725 ↗ via AMERICAN INVESTORS COMPANY (CRD 38 ↗) |
| EDGAR ↗ | Sep 7, 2010 D/A File 021-147202 | $250,155 (est.) | $0 | $117,720 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $147,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | over 5 associated persons no CRD number reported via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗) Over 5 Associated Persons no CRD number reported via CENTAURUS FINANCIAL INC (CRD 30833 ↗) JAMES R. BAILES JR. BrokerCheck CRD 4439912 ↗ via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗) OVER 5 ASSOCIATED PERSONS no CRD number reported via FOOTHILL SECURITIES, INC. (CRD 1027 ↗) RUSSELL CHILDS BrokerCheck CRD 1192883 ↗ via CAMBRIDGE LEGACY SECURITIES, LLC (CRD 103722 ↗) KURT BALDRY BrokerCheck CRD 1568930 ↗ via WORKMAN SECURITIES CORP (CRD 31898 ↗) HARODL LUSTIG BrokerCheck CRD 816080 ↗ via WORKMAN SECURITIES CORP (CRD 31898 ↗) NORMA LOOFBOURROW BrokerCheck CRD 1310725 ↗ via AMERICAN INVESTORS COMPANY (CRD 38 ↗) |
| EDGAR ↗ | Aug 3, 2010 D File 021-145822 | $0 (est.) | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 22, 2010 D/A File 021-124196 | $229,755 (est.) | $0 | $108,120 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $135,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | over 5 associated persons no CRD number reported via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗) KAPIL BHATNAGAR BrokerCheck CRD 2343123 ↗ via CENTAURUS FINANCIAL INC (CRD 30833 ↗) SHANTI DAYAL BrokerCheck CRD 2313183 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) JAMES R. BAILES JR. BrokerCheck CRD 4439912 ↗ via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗) MARYELLEN TROTTER BrokerCheck CRD 862519 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) OVER 5 ASSOCIATED PERSONS no CRD number reported via FOOTHILL SECURITIES, INC. (CRD 1027 ↗) RUSSELL CHILDS BrokerCheck CRD 1192883 ↗ via CAMBRIDGE LEGACY SECURITIES, LLC (CRD 103722 ↗) KURT BALDRY BrokerCheck CRD 1568930 ↗ via WORKMAN SECURITIES CORP (CRD 31898 ↗) MICHAEL A DIPIETRO BrokerCheck CRD 2811047 ↗ via CENTAURUS FINANCIAL INC (CRD 30833 ↗) HARODL LUSTIG BrokerCheck CRD 816080 ↗ via WORKMAN SECURITIES CORP (CRD 31898 ↗) NORMA LOOFBOURROW BrokerCheck CRD 1310725 ↗ via AMERICAN INVESTORS COMPANY (CRD 38 ↗) |
| EDGAR ↗ | Mar 9, 2010 D/A File 021-126389 | $285,600 (est.) | $0 | $78,300 (est.) AS ESTIMATED ADDITIONAL PAYMENT OF $134,400 HAS BEEN MADE TO ISSUER'S INVESMENT ADVISER. | DON DEWAAY BrokerCheck CRD 1297174 ↗ via DEWAAY FINANCIAL NETWORK, LLC (CRD 30767 ↗) JOSHUA CROSS BrokerCheck CRD 4522751 ↗ via DEWAAY FINANCIAL NETWORK, LLC (CRD 30767 ↗) BRENT COLLINS BrokerCheck CRD 4915000 ↗ via DEWAAY FINANCIAL NETWORK (CRD 30767 ↗) |
| EDGAR ↗ | Jan 21, 2010 D File 021-138022 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 4, 2009 D/A File 021-123604 | $106,925 (est.) | $0 | $0 (est.) AN ESTIMATED PAYMENT OF $16,450 HAS BEEN MADE TO INSSUER'S INVESTMENT ADVISER | DAVID B WHITE BrokerCheck CRD 1382131 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) KIRK DENNIS BrokerCheck CRD 1381273 ↗ via FINANCIAL WEST GROUP (CRD 16668 ↗) MICHAEL BRODNAX BrokerCheck CRD 709293 ↗ via THE INVESTMENT CENTER, INC. (CRD 17839 ↗) OVER 5 ASSOCIATED PERSONS no CRD number reported via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗) KURT BALDRY BrokerCheck CRD 1568930 ↗ via WORKMAN SECURITIES CORP (CRD 31898 ↗) |
| EDGAR ↗ | Oct 16, 2009 D/A File 021-124732 | $397,722 (est.) | $0 | $85,505 (est.) AN ESTIMATED ADDITIONAL PAYMENT OF $187,580 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER | OVER FIVE ASSOCIATED PERSONS no CRD number reported via VSR FINANCIAL SERVICES (CRD 14503 ↗) THOMAS K THORSON BrokerCheck CRD 2450094 ↗ via ePLANNING SECURITIES, INC. (CRD 2450094 ↗) ROBERT R SUTTON BrokerCheck CRD 1221016 ↗ via ePLANNING SECURITIES, INC. (CRD 1221016 ↗) CHRISTINA J MANGINO BrokerCheck CRD 4935878 ↗ via CENTAURUS FINANCIAL, INC. (CRD 4935878 ↗) TIMOTHY TREMBLAY BrokerCheck CRD 1201542 ↗ via CENTARURUS FINANCIAL INC (CRD 1201542 ↗) KAPIL BHATNAGAR BrokerCheck CRD 2343123 ↗ via CENTAURUS FINANCIAL INC (CRD 2343123 ↗) OVER FIVE ASSOCIATED PERSONS no CRD number reported via FINANCIAL WEST GROUP (CRD 16668 ↗) GREG L. HUTTO BrokerCheck CRD 2742911 ↗ via SILVER OAK SECURITIES, INC. (CRD 46947 ↗) FRED CHASALOW BrokerCheck CRD 3125986 ↗ via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗) FRANK AKRIDGE BrokerCheck CRD 4242013 ↗ via DIRECT CAPITAL SECURITIES, INC. (CRD 29639 ↗) BRETT EWING BrokerCheck CRD 2904608 ↗ via CENTAURUS FINANCIAL INC (CRD 30833 ↗) JEFFREE LEE BrokerCheck CRD 1018119 ↗ via FOOTHILL SECURITIES, INC. (CRD 1027 ↗) SABIN B ALIBRANDI BrokerCheck CRD 4740878 ↗ via FOOTHILL SECURITIES, INC. (CRD 1027 ↗) RICHARD H KURTZ BrokerCheck CRD 1143881 ↗ via FOOTHILL SECURITIES, INC (CRD 1027 ↗) JOSEPH W. PEZICK BrokerCheck CRD 1376151 ↗ via FOOTHILL SECURITIES (CRD 1027 ↗) GARY E CONLEY BrokerCheck CRD 52159 ↗ via AMERICAN INVESTORS COMPANY (CRD 38 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | MacKenzie Realty Capital, Inc. group: Mpf | Executive Officer | Mar 13, 2025 | D | $4,832,971 similar: $125,000–$125,000 | $4,832,971 | 1 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | MacKenzie Realty Capital, Inc. group: Mpf | Executive Officer | Jun 15, 2022 | D | $46,273 similar: $2,250,000–$16,950,000 | $46,273 | 2 similar: 5–32 | $5,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Mackenzie REIT, Inc group: Mpf | Executive Officer, Director | May 9, 2022 | D | Indefinite similar: $125,000–$125,000 | $0 | 98 similar: 124–125 | $6 similar: $1,000–$1,000 |
| EDGAR ↗ | MACKENZIE NORTHWEST FUND LP group: Mpf | Executive Officer | Dec 15, 2014 | D/A | $10,000,000 similar: $155,000–$5,250,000 | $1,090,000 | 31 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SCM SPECIAL FUND 3, LP group: Mpf | Executive Officer | Jun 23, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 5 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE NORTHWEST FUND LP group: Mpf | Executive Officer | Jun 13, 2014 | D/A | $10,000,000 similar: $155,000–$5,250,000 | $1,040,000 | 30 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE NORTHWEST FUND LP group: Mpf | Executive Officer | Jun 12, 2014 | D/A | $10,000,000 similar: $155,000–$5,250,000 | $1,040,000 | 30 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE BADGER ACQUISITION CO. 4, LLC group: Mpf | Executive Officer | May 27, 2014 | D | $600,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE NORTHWEST FUND LP group: Mpf | Executive Officer | May 13, 2014 | D/A | $10,000,000 similar: $155,000–$5,250,000 | $890,000 | 23 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE NORTHWEST FUND LP group: Mpf | Executive Officer | Apr 8, 2014 | D/A | $10,000,000 similar: $155,000–$5,250,000 | $810,000 | 20 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE NORTHWEST FUND LP group: Mpf | Executive Officer | Apr 3, 2014 | D/A | $10,000,000 similar: $155,000–$5,250,000 | $635,000 | 17 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE NORTHWEST FUND LP group: Mpf | Executive Officer | Mar 24, 2014 | D/A | $10,000,000 similar: $155,000–$5,250,000 | $615,000 | 13 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE BLUE RIDGE FUND III, LP group: Mpf | Executive Officer | Mar 11, 2014 | D | $2,001,000 similar: $2,144,500–$20,220,000 | $2,001,000 | 2 similar: 2–24 | $10,000 similar: $10,000–$100,000 |
| EDGAR ↗ | MACKENZIE NORTHWEST FUND LP group: Mpf | Executive Officer | Mar 10, 2014 | D/A | $10,000,000 similar: $155,000–$5,250,000 | $405,000 | 9 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE NORTHWEST FUND LP group: Mpf | Executive Officer | Oct 29, 2013 | D | $10,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE NORTHSTAR FUND 3, LP group: Mpf | Executive Officer | Oct 16, 2013 | D | $2,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Sep 23, 2013 | D/A | $4,500,000 similar: $155,000–$5,250,000 | $4,495,000 | 97 similar: 4–27 | $10,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Sep 10, 2013 | D/A | $4,500,000 | $4,050,000 | 91 | $10,000 |
| EDGAR ↗ | MACKENZIE BADGER ACQUISITION CO. 3, LLC group: Mpf | Executive Officer | Sep 3, 2013 | D | Indefinite | $1,000,100 | 4 | $100 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Aug 13, 2013 | D/A | $4,500,000 | $3,880,000 | 87 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Jul 30, 2013 | D/A | $4,500,000 | $3,535,000 | 81 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Jun 25, 2013 | D/A | $4,500,000 | $3,415,000 | 78 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Feb 25, 2013 | D/A | $4,500,000 | $4,183,000 | 82 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Feb 25, 2013 | D/A | $4,500,000 | $2,913,000 | 64 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Jan 10, 2013 | D/A | $4,500,000 | $4,150,000 | 82 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Jan 10, 2013 | D/A | $4,500,000 | $2,558,000 | 57 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Nov 29, 2012 | D/A | $4,500,000 | $4,055,000 | 80 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Nov 27, 2012 | D/A | $4,500,000 | $1,986,500 | 50 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Nov 27, 2012 | D/A | $4,500,000 | $4,035,000 | 79 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Nov 7, 2012 | D/A | $4,500,000 | $3,917,000 | 76 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Oct 29, 2012 | D/A | $4,500,000 | $1,624,000 | 42 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Oct 11, 2012 | D/A | $4,500,000 | $1,474,000 | 39 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Sep 20, 2012 | D/A | $4,500,000 | $1,454,000 | 38 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Sep 17, 2012 | D/A | $4,500,000 | $3,582,000 | 70 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Sep 11, 2012 | D/A | $4,500,000 | $1,344,000 | 35 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Sep 6, 2012 | D/A | $4,500,000 | $1,214,000 | 32 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Aug 27, 2012 | D/A | $4,500,000 | $1,189,000 | 31 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Aug 23, 2012 | D/A | $4,500,000 | $1,149,000 | 30 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Aug 14, 2012 | D/A | $4,500,000 | $3,242,000 | 67 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Jul 23, 2012 | D/A | $4,500,000 | $1,109,000 | 29 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Jul 19, 2012 | D/A | $4,500,000 | $2,952,000 | 62 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Jul 18, 2012 | D/A | $4,500,000 | $1,069,000 | 28 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Jun 13, 2012 | D/A | $4,500,000 | $1,049,000 | 27 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Jun 13, 2012 | D/A | $4,500,000 | $2,843,000 | 60 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | May 7, 2012 | D/A | $4,500,000 | $965,000 | 25 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Apr 24, 2012 | D/A | $4,500,000 | $2,594,000 | 55 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Apr 24, 2012 | D/A | $4,500,000 | $915,000 | 24 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Apr 23, 2012 | D/A | $4,500,000 | $865,000 | 23 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Apr 10, 2012 | D/A | $4,500,000 | $2,573,000 | 54 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Mar 28, 2012 | D/A | $4,500,000 | $2,528,000 | 52 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Mar 28, 2012 | D/A | $4,500,000 | $640,000 | 18 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Mar 21, 2012 | D/A | $10,000,000 | $2,350,000 | 21 | $10,000 |
| EDGAR ↗ | MPF NORTHSTAR FUND 2, LP group: Mpf | Executive Officer | Mar 19, 2012 | D | $5,000,000 | $1,000,000 | 4 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Mar 6, 2012 | D/A | $4,500,000 | $2,528,000 | 52 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Mar 6, 2012 | D/A | $4,500,000 | $580,000 | 16 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Mar 6, 2012 | D/A | $10,000,000 | $2,150,000 | 20 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Feb 8, 2012 | D/A | $10,000,000 | $1,950,000 | 18 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Feb 8, 2012 | D/A | $4,500,000 | $2,503,000 | 51 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Feb 8, 2012 | D/A | $4,500,000 | $490,000 | 14 | $10,000 |
| EDGAR ↗ | MPF NORTHSTAR FUND 2, LP group: Mpf | Executive Officer | Jan 23, 2012 | D | Indefinite | $0 | 0 | $10,000 |
| EDGAR ↗ | MPF Northstar Fund, LP group: Mpf | Executive Officer | Jan 6, 2012 | D/A | Indefinite | $4,501,000 | 1 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Jan 4, 2012 | D/A | $4,500,000 | $340,000 | 9 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Dec 22, 2011 | D/A | $10,000,000 | $1,850,000 | 16 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Dec 21, 2011 | D/A | $4,500,000 | $2,134,000 | 45 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Dec 6, 2011 | D/A | $4,500,000 | $2,054,000 | 43 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Nov 9, 2011 | D/A | $4,500,000 | $1,989,000 | 41 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Nov 1, 2011 | D/A | $10,000,000 | $1,850,000 | 16 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Oct 24, 2011 | D/A | $4,500,000 | $1,809,000 | 38 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Oct 6, 2011 | D/A | $4,500,000 | $1,750,000 | 37 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Sep 26, 2011 | D/A | $4,500,000 | $1,550,000 | 33 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Sep 7, 2011 | D/A | $4,500,000 | $1,430,000 | 31 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Aug 31, 2011 | D/A | $4,500,000 | $1,335,000 | 28 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Aug 31, 2011 | D/A | $10,000,000 | $1,630,000 | 15 | $10,000 |
| EDGAR ↗ | MACKENZIE INCOME FUND 27, LLC group: Mpf | Executive Officer | Aug 29, 2011 | D | $4,500,000 | $0 | 0 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Aug 10, 2011 | D/A | $4,500,000 | $1,311,000 | 28 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Aug 5, 2011 | D/A | $4,500,000 | $1,191,000 | 26 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Jul 21, 2011 | D/A | $4,500,000 | $876,000 | 20 | $10,000 |
| EDGAR ↗ | MPF Northstar Fund, LP group: Mpf | Executive Officer | Jul 6, 2011 | D/A | Indefinite | $1,000,000 | 1 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Jun 29, 2011 | D/A | $10,000,000 | $1,530,000 | 14 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Jun 28, 2011 | D/A | $4,500,000 | $786,000 | 18 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Jun 21, 2011 | D/A | $4,500,000 | $716,000 | 16 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Jun 8, 2011 | D/A | $4,500,000 | $556,000 | 12 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Jun 2, 2011 | D/A | $4,500,000 | $525,000 | 11 | $10,000 |
| EDGAR ↗ | MPF BADGER ACQUISITION CO., II, LLC group: Mpf | Executive Officer | May 24, 2011 | D | $600,000 | $0 | 10 | $10,000 |
| EDGAR ↗ | MPF Northstar Fund, LP group: Mpf | Executive Officer | May 23, 2011 | D | Indefinite | $0 | 0 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | May 16, 2011 | D/A | $10,000,000 | $1,430,000 | 13 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | May 16, 2011 | D/A | $4,500,000 | $320,000 | 6 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | May 12, 2011 | D/A | $4,500,000 | $270,000 | 5 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | May 5, 2011 | D/A | $10,000,000 | $1,310,000 | 11 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Apr 29, 2011 | D/A | $4,500,000 | $4,282,000 | 97 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Apr 19, 2011 | D/A | $10,000,000 | $910,000 | 8 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Apr 15, 2011 | D/A | $10,000,000 | $810,000 | 7 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Apr 6, 2011 | D/A | $4,500,000 | $4,212,000 | 95 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Mar 15, 2011 | D/A | $4,500,000 | $4,142,000 | 93 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Mar 7, 2011 | D/A | $4,500,000 | $4,007,000 | 90 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Feb 24, 2011 | D/A | $10,000,000 | $710,000 | 5 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Feb 22, 2011 | D/A | $10,000,000 | $1,720,000 | 15 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Feb 22, 2011 | D/A | $4,500,000 | $3,797,000 | 83 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Feb 16, 2011 | D/A | $10,000,000 | $1,470,000 | 14 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Feb 15, 2011 | D/A | $4,500,000 | $3,666,000 | 78 | $10,000 |
| EDGAR ↗ | MACKENZIE FLAGSHIP FUND 15, LLC group: Mpf | Executive Officer | Feb 9, 2011 | D | $4,500,000 | $0 | 0 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Feb 1, 2011 | D/A | $4,500,000 | $3,386,000 | 71 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Jan 18, 2011 | D/A | $4,500,000 | $3,138,500 | 64 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Jan 12, 2011 | D/A | $4,500,000 | $3,073,500 | 62 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Jan 5, 2011 | D/A | $10,000,000 | $1,220,000 | 12 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Dec 22, 2010 | D/A | $10,000,000 | $1,120,000 | 11 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Dec 22, 2010 | D/A | $4,500,000 | $2,945,500 | 58 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Dec 8, 2010 | D/A | $4,500,000 | $2,685,500 | 53 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Nov 4, 2010 | D/A | $4,500,000 | $2,573,500 | 50 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Nov 2, 2010 | D/A | $10,000,000 | $960,000 | 9 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Oct 27, 2010 | D/A | $4,500,000 | $2,423,500 | 47 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Oct 19, 2010 | D/A | $4,500,000 | $3,733,000 | 75 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Oct 14, 2010 | D/A | $4,500,000 | $3,718,000 | 74 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Oct 13, 2010 | D/A | $4,500,000 | $2,058,500 | 38 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Oct 8, 2010 | D/A | $4,500,000 | $3,647,000 | 71 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Oct 1, 2010 | D/A | $10,000,000 | $860,000 | 8 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Oct 1, 2010 | D/A | $4,500,000 | $1,861,500 | 37 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Oct 1, 2010 | D/A | $4,500,000 | $3,373,000 | 64 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Sep 23, 2010 | D/A | $4,500,000 | $1,661,500 | 35 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Sep 22, 2010 | D | $4,500,000 | $3,293,000 | 62 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Sep 22, 2010 | D/A | $10,000,000 | $760,000 | 7 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Sep 14, 2010 | D | $4,500,000 | $3,233,000 | 60 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Sep 7, 2010 | D/A | $4,500,000 | $2,953,000 | 54 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Sep 1, 2010 | D | $4,500,000 | $2,855,000 | 52 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Sep 1, 2010 | D/A | $4,500,000 | $1,449,000 | 32 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Aug 19, 2010 | D/A | $4,500,000 | $1,204,000 | 28 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Aug 10, 2010 | D/A | $4,500,000 | $959,000 | 22 | $10,000 |
| EDGAR ↗ | MPF Acquisition Co 3, LLC group: Mpf | Executive Officer | Aug 3, 2010 | D | $500,000 | $500,000 | 3 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Jul 28, 2010 | D/A | $4,500,000 | $769,000 | 17 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Jul 13, 2010 | D/A | $4,500,000 | $635,000 | 13 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Jul 7, 2010 | D | $4,500,000 | $570,000 | 11 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Jun 22, 2010 | D/A | $4,500,000 | $2,713,000 | 48 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Jun 10, 2010 | D/A | $4,500,000 | $2,633,000 | 47 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Jun 1, 2010 | D/A | $10,000,000 | $610,000 | 4 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Jun 1, 2010 | D/A | $4,500,000 | $2,563,000 | 44 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Jun 1, 2010 | D/A | $4,500,000 | $2,563,000 | 44 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | May 18, 2010 | D/A | $10,000,000 | $560,000 | 3 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | May 7, 2010 | D/A | $4,500,000 | $2,390,000 | 40 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Apr 15, 2010 | D/A | $4,500,000 | $2,340,000 | 39 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Apr 6, 2010 | D/A | $4,500,000 | $2,190,000 | 36 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Mar 31, 2010 | D/A | $4,500,000 | $2,150,000 | 35 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Mar 23, 2010 | D/A | $4,500,000 | $2,100,000 | 34 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Mar 17, 2010 | D/A | $4,500,000 | $1,510,000 | 32 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Mar 9, 2010 | D/A | $3,500,000 | $3,370,000 | 98 | $5,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Mar 9, 2010 | D/A | $4,500,000 | $1,400,000 | 30 | $10,000 |
| EDGAR ↗ | MPF Platinum Fund, LP group: Mpf | Executive Officer | Feb 24, 2010 | D | $10,000,000 | $0 | 0 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Feb 11, 2010 | D/A | $4,500,000 | $1,223,000 | 26 | $10,000 |
| EDGAR ↗ | MPF Income Fund 26,LLC group: Mpf | Executive Officer | Jan 21, 2010 | D | $4,500,000 | $0 | 0 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Jan 19, 2010 | D/A | $4,500,000 | $1,002,000 | 22 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Jan 6, 2010 | D/A | $3,500,000 | $2,716,000 | 84 | $5,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Jan 6, 2010 | D/A | $4,500,000 | $962,000 | 21 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Dec 22, 2009 | D/A | $3,500,000 | $2,586,000 | 80 | $5,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Dec 16, 2009 | D/A | $10,000,000 | $500,000 | 2 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Dec 10, 2009 | D/A | $3,500,000 | $2,316,000 | 76 | $5,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Dec 10, 2009 | D/A | $4,500,000 | $672,000 | 15 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Dec 1, 2009 | D/A | $4,500,000 | $622,000 | 14 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Nov 19, 2009 | D/A | $4,500,000 | $575,000 | 13 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Nov 5, 2009 | D/A | $4,500,000 | $485,000 | 12 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Nov 5, 2009 | D/A | $3,500,000 | $2,156,000 | 69 | $5,000 |
| EDGAR ↗ | MPF REIT Fund 1, LLC group: Mpf | Executive Officer | Nov 4, 2009 | D/A | $5,000,000 | $1,645,000 | 9 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Oct 27, 2009 | D/A | $3,500,000 | $1,891,000 | 62 | $5,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Oct 16, 2009 | D/A | $4,750,000 | $4,689,500 | 94 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Sep 18, 2009 | D/A | $4,750,000 | $4,469,000 | 89 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Sep 17, 2009 | D/A | $4,750,000 | $4,369,000 | 87 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Sep 15, 2009 | D/A | $3,500,000 | $1,442,500 | 46 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Sep 8, 2009 | D/A | $4,750,000 | $4,219,000 | 85 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Sep 3, 2009 | D/A | $4,750,000 | $4,129,000 | 83 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Sep 2, 2009 | D/A | $3,500,000 | $1,262,500 | 38 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | Aug 14, 2009 | D/A | $4,500,000 | $355,000 | 7 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Aug 11, 2009 | D/A | $4,750,000 | $3,007,500 | 69 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Aug 11, 2009 | D/A | $3,500,000 | $920,000 | 27 | $10,000 |
| EDGAR ↗ | MPF Badger Acquisition Co LLC group: Mpf | Executive Officer | Aug 5, 2009 | D | $10,000,000 | $0 | 0 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Aug 4, 2009 | D/A | $3,500,000 | $820,000 | 24 | $10,000 |
| EDGAR ↗ | MPF REIT Fund 1, LLC group: Mpf | Executive Officer | Aug 4, 2009 | D/A | $5,000,000 | $1,410,000 | 8 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Aug 4, 2009 | D/A | $4,750,000 | $2,918,000 | 66 | $10,000 |
| EDGAR ↗ | MPF REIT Fund 1, LLC group: Mpf | Executive Officer | Jul 28, 2009 | D/A | $5,000,000 | $1,385,000 | 7 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Jul 28, 2009 | D/A | $3,500,000 | $675,000 | 20 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Jul 22, 2009 | D | $4,750,000 | $2,818,000 | 63 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Jul 14, 2009 | D/A | $3,500,000 | $555,000 | 16 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Jul 14, 2009 | D/A | $4,750,000 | $2,754,000 | 61 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Jul 1, 2009 | D/A | $4,750,000 | $2,624,000 | 57 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Jun 30, 2009 | D/A | $3,500,000 | $470,000 | 13 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Jun 23, 2009 | D/A | $3,500,000 | $370,000 | 11 | $10,000 |
| EDGAR ↗ | MPF Flagship Fund 14, LLC group: Mpf | Executive Officer | May 29, 2009 | D/A | $4,500,000 | $295,000 | 6 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | May 27, 2009 | D/A | $4,750,000 | $2,230,000 | 50 | $10,000 |
| EDGAR ↗ | MPF REIT Fund 1, LLC group: Mpf | Executive Officer | May 26, 2009 | D/A | $5,000,000 | $1,325,000 | 6 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Mar 20, 2009 | D/A | $4,750,000 | $1,895,000 | 43 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Mar 3, 2009 | D/A | $4,750,000 | $1,795,000 | 41 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Feb 18, 2009 | D/A | $4,750,000 | $1,725,000 | 39 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Feb 11, 2009 | D/A | $4,750,000 | $1,675,000 | 37 | $10,000 |
| EDGAR ↗ | MPF DeWaay Fund 8, LLC group: Mpf | Executive Officer | Jan 28, 2009 | D | $3,500,000 | $0 | 0 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Dec 23, 2008 | D/A | $4,750,000 | $1,297,000 | 28 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Dec 15, 2008 | D/A | $4,750,000 | $1,197,000 | 26 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Dec 10, 2008 | D/A | $4,750,000 | $1,117,000 | 24 | $10,000 |
| EDGAR ↗ | MPF Income Fund 25, LLC group: Mpf | Executive Officer | Dec 4, 2008 | D | $4,750,000 | $1,042,000 | 22 | $10,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); Other Real Estate / 506(b) (5,033 filings); Pooled Investment Fund / 506(b) (83,801 filings); Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as ROBERT DIXON. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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