PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 2:12 AM ET

Sponsor Check › Person

ROBERT DIXON

Related person on Form D filings · address state as listed: CA · listed Dec 4, 2008 → Mar 13, 2025

21issuers
195Form D filings
2008–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

16 of 27 offerings report sales commissions totalling $3,432,717; 0 report finder's fees; 14 report proceeds to related persons totalling $1,344,715. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Mar 13, 2025 D
File 021-540711
$0$0$0None listed on this filing
EDGAR ↗Jun 15, 2022 D
File 021-449285
$0$0$0None listed on this filing
EDGAR ↗May 9, 2022 D
File 021-444928
$0$0$0None listed on this filing
EDGAR ↗Dec 15, 2014 D/A
File 021-205406
$65,400 (est.)$0$32,700 (est.)
AN ADDITIONAL PAYMENT OF $38,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
JOEY MILLER BrokerCheck CRD 6175826 ↗
via ARETE WEALTH MANAGMENT (CRD 44856 ↗)
EDGAR ↗Jun 23, 2014 D
File 021-219645
$0 (est.)$0$0 (est.)None listed on this filing
EDGAR ↗May 27, 2014 D
File 021-218029
$0 (est.)$0$0 (est.)None listed on this filing
EDGAR ↗Mar 11, 2014 D
File 021-213325
$120,000 (est.)$0$0 (est.)
AN ADDITIONAL $40,000 HAS BEEN MAKE TO ISSUER'S INVESTMENT ADVISER.
MICHAEL BRODNAX BrokerCheck CRD 709293 ↗
via THE INVESTMENT CENTER (CRD 17839 ↗)
EDGAR ↗Oct 16, 2013 D
File 021-204665
$0 (est.)$0$0 (est.)BROOKE BUCKLEY BrokerCheck CRD 2553824 ↗
via ARI FINANCIAL SERVICES INC (CRD 137608 ↗)
EDGAR ↗Sep 23, 2013 D/A
File 021-165062
$358,800 (est.)$0$134,550 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $179,400 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
OVER FIVE ASSOCIATED REPS no CRD number reported
via VSR FINANCIAL SERVICES, INC (CRD 14503 ↗)

MICHAEL HEREK BrokerCheck CRD 4163979 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

KEVIN NEVIN BrokerCheck CRD 2460059 ↗
via CAPITAL GUARDIAN LLC (CRD 137919 ↗)

ANDREW BOYD BrokerCheck CRD 1073601 ↗
via GBS FINANCIAL CORP (CRD 16906 ↗)

AGUSTIN MOLINA BrokerCheck CRD 5764714 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

BARRY LEMAY BrokerCheck CRD 306332 ↗
via CONCORDE INVESTMENT SERVICES LLC (CRD 151604 ↗)

OVER FIVE ASSOCIATED REPS no CRD number reported
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

AGUSTIN J. MOLINA BrokerCheck CRD 5764714 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

CORY CHRISTIANSEN BrokerCheck CRD 2716711 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

JOEY D MILLER BrokerCheck CRD 6175826 ↗
via ARI FINANCIAL SERVICES INC (CRD 137608 ↗)

OVER FIVE ASSOCIATED REPS no CRD number reported
via FOOTHILL SECURITIES, INC. (CRD 1027 ↗)

PAUL DRESCHER BrokerCheck CRD 1089893 ↗
via FOOTHILL SECURITIES INC. (CRD 1027 ↗)
EDGAR ↗Sep 3, 2013 D
File 021-202200
$0$0$0 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $19,000 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER.
None listed on this filing
EDGAR ↗Feb 25, 2013 D/A
File 021-155092
$333,590 (est.)$0$166,920 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $208,650 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
RICHARD GAGNE BrokerCheck CRD 1025516 ↗
via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗)

ROBERT SCHLEGEL BrokerCheck CRD 1029954 ↗
via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗)

SABIN B. ALIBRANDI BrokerCheck CRD 4740878 ↗
via FOOTHILL SECURITIES, INC. (CRD 1027 ↗)

SCOTT HANISH BrokerCheck CRD 3202436 ↗
via FOOTHILL SECURITIES (CRD 1027 ↗)

JAMES HORN BrokerCheck CRD 1721412 ↗
via FOOTHILL SECURITIES (CRD 1027 ↗)

KEVIN NEVIN BrokerCheck CRD 2460059 ↗
via CAPITAL GUARDIAN (CRD 137919 ↗)

NIR REGEV BrokerCheck CRD 1847410 ↗
via VSR FINANCIAL SERVICES, INC (CRD 14503 ↗)

MARYELLEN TROTER BrokerCheck CRD 862519 ↗
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

GAL G HOREV BrokerCheck CRD 5138931 ↗
via AMERICAN INVESTORS COMPANY (CRD 38 ↗)

JESSE J EIYNCK BrokerCheck CRD 4050199 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

CORY CHRISTIANSEN BrokerCheck CRD 2716711 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

AGUSTIN J. MOLINA BrokerCheck CRD 5764714 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

JAMES D HORN BrokerCheck CRD 1721412 ↗
via FOOTHILL SECURITIES INC. (CRD 1027 ↗)

JENEEN S, PAUL BrokerCheck CRD 5238152 ↗
via FOOTHILL SECURITIES INC. (CRD 1027 ↗)

MICHAEL DIPIETRO BrokerCheck CRD 2811047 ↗
via CENTAURUS FINANCIAL, INC (CRD 20833 ↗)

JILL D BEACH BrokerCheck CRD 2487684 ↗
via CENTAURUS FINANCIAL, INC (CRD 30833 ↗)

JIM HUGHES BrokerCheck CRD 2964182 ↗
via VSR FINANCIAL SERVICES, INC (CRD 14503 ↗)

MICHAEL HEREK BrokerCheck CRD 4163979 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

DESTRY WITT BrokerCheck CRD 2176013 ↗
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

ALAN K FLAKE BrokerCheck CRD 209342 ↗
via VSR FINANCIAL SERVICES INC (CRD 14503 ↗)

JEAN GANNETT BrokerCheck CRD 1809460 ↗
via FOOTHILL SECURITIES (CRD 1027 ↗)
EDGAR ↗Mar 21, 2012 D/A
File 021-138999
$188,000 (est.)$0$70,500 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $94,000 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
GARY GOLDBERG BrokerCheck CRD 2037748 ↗
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

AGUSTIN J. MOLINA BrokerCheck CRD 5764714 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

ROBERT BURNS BrokerCheck CRD 4066393 ↗
via VSR FINANCAL SERVICES INC (CRD 14503 ↗)

MICHAEL HEREK BrokerCheck CRD 4163979 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

STEPHEN GATES BrokerCheck CRD 4030188 ↗
via VSR FINANCIAL SERVICES INC (CRD 14503 ↗)

JOHN SCULLY BrokerCheck CRD 803539 ↗
via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗)

over 5 associated persons no CRD number reported
via FOOTHILL SECURITIES, INC. (CRD 1027 ↗)
EDGAR ↗Mar 19, 2012 D
File 021-175181
$10,000 (est.)$0$20,000 (est.)CHARLES BARRY BrokerCheck CRD 2664084 ↗
via ARI FINANCIAL SERVICES, INC (CRD 137608 ↗)
EDGAR ↗Jan 23, 2012 D
File 021-172295
$0$0$0CHARLES BARRY BrokerCheck CRD 2664084 ↗
via ARI FINANCIAL SERVICES, INC (CRD 137608 ↗)
EDGAR ↗Jan 6, 2012 D/A
File 021-160190
$60,000 (est.)$0$90,000 (est.)CHARLES BARRY BrokerCheck CRD 2664084 ↗
via ARI FINANCIAL SERVICES, INC. (CRD 137608 ↗)
EDGAR ↗May 24, 2011 D
File 021-160257
$0$0$0None listed on this filing
EDGAR ↗Apr 29, 2011 D/A
File 021-144568
$341,760 (est.)$0$128,160 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $170,880 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
over five associated persons no CRD number reported
via VSR FINANCIAL SERVICES INC (CRD 14503 ↗)

over five associated persons no CRD number reported
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

SABIN ALIBRANDI BrokerCheck CRD 4740878 ↗
via FOOTHILL SECURITIES INC (CRD 1027 ↗)

G.D. COPPEDGE BrokerCheck CRD 2051268 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

CORY CHRISTIANSEN BrokerCheck CRD 2716711 ↗
via FINANCIAL WEST GROUP, INC (CRD 16668 ↗)

THOMAS ELLIS BrokerCheck CRD 4663661 ↗
via FOOTHILL SECURITIES, INC (CRD 1027 ↗)

BRADLEY L HAUPT BrokerCheck CRD 821393 ↗
via AMERICAN INVESTORS COMPANY (CRD 38 ↗)

JOSEPH W PEZICK BrokerCheck CRD 1376151 ↗
via FOOTHILL SECURITIES (CRD 1027 ↗)

MAUREEN MAGUIRE BrokerCheck CRD 1432420 ↗
via PROTECTED INVESTORS OF AMERICA (CRD 6082 ↗)

GALI G HOREV BrokerCheck CRD 5138931 ↗
via AMERICAN INVESTORS COMPANY (CRD 38 ↗)

AGUSTIN MOLINA BrokerCheck CRD 5764714 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

MICHAEL HEREK BrokerCheck CRD 4163979 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

KEVIN NEVIN BrokerCheck CRD 2460059 ↗
via CAPITAL GUARDIAN, LLC (CRD 137919 ↗)
EDGAR ↗Feb 22, 2011 D/A
File 021-98777
$94,600 (est.)$0$34,400 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $25,800 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
over five associated persons no CRD number reported
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

NEIL E. VONFELDT BrokerCheck CRD 2451760 ↗
via MHA FINANCIAL CORP (CRD 7462 ↗)
EDGAR ↗Oct 19, 2010 D/A
File 021-148045
$316,455 (est.)$0$148,920 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $186,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
over 5 associated persons no CRD number reported
via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗)

Over 5 Associated Persons no CRD number reported
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

JAMES R. BAILES JR. BrokerCheck CRD 4439912 ↗
via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗)

OVER 5 ASSOCIATED PERSONS no CRD number reported
via FOOTHILL SECURITIES, INC. (CRD 1027 ↗)

RUSSELL CHILDS BrokerCheck CRD 1192883 ↗
via CAMBRIDGE LEGACY SECURITIES, LLC (CRD 103722 ↗)

KURT BALDRY BrokerCheck CRD 1568930 ↗
via WORKMAN SECURITIES CORP (CRD 31898 ↗)

HARODL LUSTIG BrokerCheck CRD 816080 ↗
via WORKMAN SECURITIES CORP (CRD 31898 ↗)

NORMA LOOFBOURROW BrokerCheck CRD 1310725 ↗
via AMERICAN INVESTORS COMPANY (CRD 38 ↗)

CHAO-KANG K. CARLINO BrokerCheck CRD 1179555 ↗
via AMERICAN INVESTORS COMPANY (CRD 38 ↗)

GERARD GLOISTEN BrokerCheck CRD 2579962 ↗
via GBS FINANCIAL CORP (CRD 16906 ↗)
EDGAR ↗Sep 14, 2010 D
File 021-147663
$273,955 (est.)$0$128,920 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $161,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
over 5 associated persons no CRD number reported
via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗)

Over 5 Associated Persons no CRD number reported
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

JAMES R. BAILES JR. BrokerCheck CRD 4439912 ↗
via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗)

OVER 5 ASSOCIATED PERSONS no CRD number reported
via FOOTHILL SECURITIES, INC. (CRD 1027 ↗)

RUSSELL CHILDS BrokerCheck CRD 1192883 ↗
via CAMBRIDGE LEGACY SECURITIES, LLC (CRD 103722 ↗)

KURT BALDRY BrokerCheck CRD 1568930 ↗
via WORKMAN SECURITIES CORP (CRD 31898 ↗)

HARODL LUSTIG BrokerCheck CRD 816080 ↗
via WORKMAN SECURITIES CORP (CRD 31898 ↗)

NORMA LOOFBOURROW BrokerCheck CRD 1310725 ↗
via AMERICAN INVESTORS COMPANY (CRD 38 ↗)
EDGAR ↗Sep 7, 2010 D/A
File 021-147202
$250,155 (est.)$0$117,720 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $147,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
over 5 associated persons no CRD number reported
via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗)

Over 5 Associated Persons no CRD number reported
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

JAMES R. BAILES JR. BrokerCheck CRD 4439912 ↗
via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗)

OVER 5 ASSOCIATED PERSONS no CRD number reported
via FOOTHILL SECURITIES, INC. (CRD 1027 ↗)

RUSSELL CHILDS BrokerCheck CRD 1192883 ↗
via CAMBRIDGE LEGACY SECURITIES, LLC (CRD 103722 ↗)

KURT BALDRY BrokerCheck CRD 1568930 ↗
via WORKMAN SECURITIES CORP (CRD 31898 ↗)

HARODL LUSTIG BrokerCheck CRD 816080 ↗
via WORKMAN SECURITIES CORP (CRD 31898 ↗)

NORMA LOOFBOURROW BrokerCheck CRD 1310725 ↗
via AMERICAN INVESTORS COMPANY (CRD 38 ↗)
EDGAR ↗Aug 3, 2010 D
File 021-145822
$0 (est.)$0$0 (est.)None listed on this filing
EDGAR ↗Jun 22, 2010 D/A
File 021-124196
$229,755 (est.)$0$108,120 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $135,150 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
over 5 associated persons no CRD number reported
via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗)

KAPIL BHATNAGAR BrokerCheck CRD 2343123 ↗
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

SHANTI DAYAL BrokerCheck CRD 2313183 ↗
via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗)

JAMES R. BAILES JR. BrokerCheck CRD 4439912 ↗
via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗)

MARYELLEN TROTTER BrokerCheck CRD 862519 ↗
via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗)

OVER 5 ASSOCIATED PERSONS no CRD number reported
via FOOTHILL SECURITIES, INC. (CRD 1027 ↗)

RUSSELL CHILDS BrokerCheck CRD 1192883 ↗
via CAMBRIDGE LEGACY SECURITIES, LLC (CRD 103722 ↗)

KURT BALDRY BrokerCheck CRD 1568930 ↗
via WORKMAN SECURITIES CORP (CRD 31898 ↗)

MICHAEL A DIPIETRO BrokerCheck CRD 2811047 ↗
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

HARODL LUSTIG BrokerCheck CRD 816080 ↗
via WORKMAN SECURITIES CORP (CRD 31898 ↗)

NORMA LOOFBOURROW BrokerCheck CRD 1310725 ↗
via AMERICAN INVESTORS COMPANY (CRD 38 ↗)
EDGAR ↗Mar 9, 2010 D/A
File 021-126389
$285,600 (est.)$0$78,300 (est.)
AS ESTIMATED ADDITIONAL PAYMENT OF $134,400 HAS BEEN MADE TO ISSUER'S INVESMENT ADVISER.
DON DEWAAY BrokerCheck CRD 1297174 ↗
via DEWAAY FINANCIAL NETWORK, LLC (CRD 30767 ↗)

JOSHUA CROSS BrokerCheck CRD 4522751 ↗
via DEWAAY FINANCIAL NETWORK, LLC (CRD 30767 ↗)

BRENT COLLINS BrokerCheck CRD 4915000 ↗
via DEWAAY FINANCIAL NETWORK (CRD 30767 ↗)
EDGAR ↗Jan 21, 2010 D
File 021-138022
$0$0$0None listed on this filing
EDGAR ↗Nov 4, 2009 D/A
File 021-123604
$106,925 (est.)$0$0 (est.)
AN ESTIMATED PAYMENT OF $16,450 HAS BEEN MADE TO INSSUER'S INVESTMENT ADVISER
DAVID B WHITE BrokerCheck CRD 1382131 ↗
via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗)

KIRK DENNIS BrokerCheck CRD 1381273 ↗
via FINANCIAL WEST GROUP (CRD 16668 ↗)

MICHAEL BRODNAX BrokerCheck CRD 709293 ↗
via THE INVESTMENT CENTER, INC. (CRD 17839 ↗)

OVER 5 ASSOCIATED PERSONS no CRD number reported
via VSR FINANCIAL SERVICES, INC. (CRD 14503 ↗)

KURT BALDRY BrokerCheck CRD 1568930 ↗
via WORKMAN SECURITIES CORP (CRD 31898 ↗)
EDGAR ↗Oct 16, 2009 D/A
File 021-124732
$397,722 (est.)$0$85,505 (est.)
AN ESTIMATED ADDITIONAL PAYMENT OF $187,580 HAS BEEN MADE TO ISSUER'S INVESTMENT ADVISER
OVER FIVE ASSOCIATED PERSONS no CRD number reported
via VSR FINANCIAL SERVICES (CRD 14503 ↗)

THOMAS K THORSON BrokerCheck CRD 2450094 ↗
via ePLANNING SECURITIES, INC. (CRD 2450094 ↗)

ROBERT R SUTTON BrokerCheck CRD 1221016 ↗
via ePLANNING SECURITIES, INC. (CRD 1221016 ↗)

CHRISTINA J MANGINO BrokerCheck CRD 4935878 ↗
via CENTAURUS FINANCIAL, INC. (CRD 4935878 ↗)

TIMOTHY TREMBLAY BrokerCheck CRD 1201542 ↗
via CENTARURUS FINANCIAL INC (CRD 1201542 ↗)

KAPIL BHATNAGAR BrokerCheck CRD 2343123 ↗
via CENTAURUS FINANCIAL INC (CRD 2343123 ↗)

OVER FIVE ASSOCIATED PERSONS no CRD number reported
via FINANCIAL WEST GROUP (CRD 16668 ↗)

GREG L. HUTTO BrokerCheck CRD 2742911 ↗
via SILVER OAK SECURITIES, INC. (CRD 46947 ↗)

FRED CHASALOW BrokerCheck CRD 3125986 ↗
via CAMBRIDGE LEGACY SECURITIES LLC (CRD 103722 ↗)

FRANK AKRIDGE BrokerCheck CRD 4242013 ↗
via DIRECT CAPITAL SECURITIES, INC. (CRD 29639 ↗)

BRETT EWING BrokerCheck CRD 2904608 ↗
via CENTAURUS FINANCIAL INC (CRD 30833 ↗)

JEFFREE LEE BrokerCheck CRD 1018119 ↗
via FOOTHILL SECURITIES, INC. (CRD 1027 ↗)

SABIN B ALIBRANDI BrokerCheck CRD 4740878 ↗
via FOOTHILL SECURITIES, INC. (CRD 1027 ↗)

RICHARD H KURTZ BrokerCheck CRD 1143881 ↗
via FOOTHILL SECURITIES, INC (CRD 1027 ↗)

JOSEPH W. PEZICK BrokerCheck CRD 1376151 ↗
via FOOTHILL SECURITIES (CRD 1027 ↗)

GARY E CONLEY BrokerCheck CRD 52159 ↗
via AMERICAN INVESTORS COMPANY (CRD 38 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗MacKenzie Realty Capital, Inc.
group: Mpf
Executive OfficerMar 13, 2025D$4,832,971
similar: $125,000–$125,000
$4,832,9711
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗MacKenzie Realty Capital, Inc.
group: Mpf
Executive OfficerJun 15, 2022D$46,273
similar: $2,250,000–$16,950,000
$46,2732
similar: 5–32
$5,000
similar: $15,000–$100,000
EDGAR ↗Mackenzie REIT, Inc
group: Mpf
Executive Officer, DirectorMay 9, 2022DIndefinite
similar: $125,000–$125,000
$098
similar: 124–125
$6
similar: $1,000–$1,000
EDGAR ↗MACKENZIE NORTHWEST FUND LP
group: Mpf
Executive OfficerDec 15, 2014D/A$10,000,000
similar: $155,000–$5,250,000
$1,090,00031
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗SCM SPECIAL FUND 3, LP
group: Mpf
Executive OfficerJun 23, 2014DIndefinite
similar: $155,000–$5,250,000
$05
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE NORTHWEST FUND LP
group: Mpf
Executive OfficerJun 13, 2014D/A$10,000,000
similar: $155,000–$5,250,000
$1,040,00030
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE NORTHWEST FUND LP
group: Mpf
Executive OfficerJun 12, 2014D/A$10,000,000
similar: $155,000–$5,250,000
$1,040,00030
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE BADGER ACQUISITION CO. 4, LLC
group: Mpf
Executive OfficerMay 27, 2014D$600,000
similar: $155,000–$5,250,000
$00
similar: 4–27
$1,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE NORTHWEST FUND LP
group: Mpf
Executive OfficerMay 13, 2014D/A$10,000,000
similar: $155,000–$5,250,000
$890,00023
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE NORTHWEST FUND LP
group: Mpf
Executive OfficerApr 8, 2014D/A$10,000,000
similar: $155,000–$5,250,000
$810,00020
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE NORTHWEST FUND LP
group: Mpf
Executive OfficerApr 3, 2014D/A$10,000,000
similar: $155,000–$5,250,000
$635,00017
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE NORTHWEST FUND LP
group: Mpf
Executive OfficerMar 24, 2014D/A$10,000,000
similar: $155,000–$5,250,000
$615,00013
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE BLUE RIDGE FUND III, LP
group: Mpf
Executive OfficerMar 11, 2014D$2,001,000
similar: $2,144,500–$20,220,000
$2,001,0002
similar: 2–24
$10,000
similar: $10,000–$100,000
EDGAR ↗MACKENZIE NORTHWEST FUND LP
group: Mpf
Executive OfficerMar 10, 2014D/A$10,000,000
similar: $155,000–$5,250,000
$405,0009
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE NORTHWEST FUND LP
group: Mpf
Executive OfficerOct 29, 2013D$10,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE NORTHSTAR FUND 3, LP
group: Mpf
Executive OfficerOct 16, 2013D$2,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
$1,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerSep 23, 2013D/A$4,500,000
similar: $155,000–$5,250,000
$4,495,00097
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerSep 10, 2013D/A$4,500,000$4,050,00091$10,000
EDGAR ↗MACKENZIE BADGER ACQUISITION CO. 3, LLC
group: Mpf
Executive OfficerSep 3, 2013DIndefinite$1,000,1004$100
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerAug 13, 2013D/A$4,500,000$3,880,00087$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerJul 30, 2013D/A$4,500,000$3,535,00081$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerJun 25, 2013D/A$4,500,000$3,415,00078$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerFeb 25, 2013D/A$4,500,000$4,183,00082$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerFeb 25, 2013D/A$4,500,000$2,913,00064$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerJan 10, 2013D/A$4,500,000$4,150,00082$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerJan 10, 2013D/A$4,500,000$2,558,00057$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerNov 29, 2012D/A$4,500,000$4,055,00080$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerNov 27, 2012D/A$4,500,000$1,986,50050$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerNov 27, 2012D/A$4,500,000$4,035,00079$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerNov 7, 2012D/A$4,500,000$3,917,00076$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerOct 29, 2012D/A$4,500,000$1,624,00042$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerOct 11, 2012D/A$4,500,000$1,474,00039$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerSep 20, 2012D/A$4,500,000$1,454,00038$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerSep 17, 2012D/A$4,500,000$3,582,00070$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerSep 11, 2012D/A$4,500,000$1,344,00035$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerSep 6, 2012D/A$4,500,000$1,214,00032$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerAug 27, 2012D/A$4,500,000$1,189,00031$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerAug 23, 2012D/A$4,500,000$1,149,00030$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerAug 14, 2012D/A$4,500,000$3,242,00067$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerJul 23, 2012D/A$4,500,000$1,109,00029$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerJul 19, 2012D/A$4,500,000$2,952,00062$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerJul 18, 2012D/A$4,500,000$1,069,00028$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerJun 13, 2012D/A$4,500,000$1,049,00027$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerJun 13, 2012D/A$4,500,000$2,843,00060$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerMay 7, 2012D/A$4,500,000$965,00025$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerApr 24, 2012D/A$4,500,000$2,594,00055$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerApr 24, 2012D/A$4,500,000$915,00024$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerApr 23, 2012D/A$4,500,000$865,00023$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerApr 10, 2012D/A$4,500,000$2,573,00054$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerMar 28, 2012D/A$4,500,000$2,528,00052$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerMar 28, 2012D/A$4,500,000$640,00018$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerMar 21, 2012D/A$10,000,000$2,350,00021$10,000
EDGAR ↗MPF NORTHSTAR FUND 2, LP
group: Mpf
Executive OfficerMar 19, 2012D$5,000,000$1,000,0004$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerMar 6, 2012D/A$4,500,000$2,528,00052$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerMar 6, 2012D/A$4,500,000$580,00016$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerMar 6, 2012D/A$10,000,000$2,150,00020$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerFeb 8, 2012D/A$10,000,000$1,950,00018$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerFeb 8, 2012D/A$4,500,000$2,503,00051$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerFeb 8, 2012D/A$4,500,000$490,00014$10,000
EDGAR ↗MPF NORTHSTAR FUND 2, LP
group: Mpf
Executive OfficerJan 23, 2012DIndefinite$00$10,000
EDGAR ↗MPF Northstar Fund, LP
group: Mpf
Executive OfficerJan 6, 2012D/AIndefinite$4,501,0001$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerJan 4, 2012D/A$4,500,000$340,0009$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerDec 22, 2011D/A$10,000,000$1,850,00016$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerDec 21, 2011D/A$4,500,000$2,134,00045$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerDec 6, 2011D/A$4,500,000$2,054,00043$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerNov 9, 2011D/A$4,500,000$1,989,00041$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerNov 1, 2011D/A$10,000,000$1,850,00016$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerOct 24, 2011D/A$4,500,000$1,809,00038$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerOct 6, 2011D/A$4,500,000$1,750,00037$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerSep 26, 2011D/A$4,500,000$1,550,00033$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerSep 7, 2011D/A$4,500,000$1,430,00031$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerAug 31, 2011D/A$4,500,000$1,335,00028$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerAug 31, 2011D/A$10,000,000$1,630,00015$10,000
EDGAR ↗MACKENZIE INCOME FUND 27, LLC
group: Mpf
Executive OfficerAug 29, 2011D$4,500,000$00$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerAug 10, 2011D/A$4,500,000$1,311,00028$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerAug 5, 2011D/A$4,500,000$1,191,00026$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerJul 21, 2011D/A$4,500,000$876,00020$10,000
EDGAR ↗MPF Northstar Fund, LP
group: Mpf
Executive OfficerJul 6, 2011D/AIndefinite$1,000,0001$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerJun 29, 2011D/A$10,000,000$1,530,00014$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerJun 28, 2011D/A$4,500,000$786,00018$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerJun 21, 2011D/A$4,500,000$716,00016$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerJun 8, 2011D/A$4,500,000$556,00012$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerJun 2, 2011D/A$4,500,000$525,00011$10,000
EDGAR ↗MPF BADGER ACQUISITION CO., II, LLC
group: Mpf
Executive OfficerMay 24, 2011D$600,000$010$10,000
EDGAR ↗MPF Northstar Fund, LP
group: Mpf
Executive OfficerMay 23, 2011DIndefinite$00$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerMay 16, 2011D/A$10,000,000$1,430,00013$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerMay 16, 2011D/A$4,500,000$320,0006$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerMay 12, 2011D/A$4,500,000$270,0005$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerMay 5, 2011D/A$10,000,000$1,310,00011$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerApr 29, 2011D/A$4,500,000$4,282,00097$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerApr 19, 2011D/A$10,000,000$910,0008$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerApr 15, 2011D/A$10,000,000$810,0007$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerApr 6, 2011D/A$4,500,000$4,212,00095$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerMar 15, 2011D/A$4,500,000$4,142,00093$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerMar 7, 2011D/A$4,500,000$4,007,00090$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerFeb 24, 2011D/A$10,000,000$710,0005$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerFeb 22, 2011D/A$10,000,000$1,720,00015$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerFeb 22, 2011D/A$4,500,000$3,797,00083$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerFeb 16, 2011D/A$10,000,000$1,470,00014$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerFeb 15, 2011D/A$4,500,000$3,666,00078$10,000
EDGAR ↗MACKENZIE FLAGSHIP FUND 15, LLC
group: Mpf
Executive OfficerFeb 9, 2011D$4,500,000$00$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerFeb 1, 2011D/A$4,500,000$3,386,00071$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerJan 18, 2011D/A$4,500,000$3,138,50064$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerJan 12, 2011D/A$4,500,000$3,073,50062$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerJan 5, 2011D/A$10,000,000$1,220,00012$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerDec 22, 2010D/A$10,000,000$1,120,00011$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerDec 22, 2010D/A$4,500,000$2,945,50058$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerDec 8, 2010D/A$4,500,000$2,685,50053$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerNov 4, 2010D/A$4,500,000$2,573,50050$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerNov 2, 2010D/A$10,000,000$960,0009$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerOct 27, 2010D/A$4,500,000$2,423,50047$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerOct 19, 2010D/A$4,500,000$3,733,00075$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerOct 14, 2010D/A$4,500,000$3,718,00074$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerOct 13, 2010D/A$4,500,000$2,058,50038$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerOct 8, 2010D/A$4,500,000$3,647,00071$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerOct 1, 2010D/A$10,000,000$860,0008$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerOct 1, 2010D/A$4,500,000$1,861,50037$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerOct 1, 2010D/A$4,500,000$3,373,00064$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerSep 23, 2010D/A$4,500,000$1,661,50035$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerSep 22, 2010D$4,500,000$3,293,00062$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerSep 22, 2010D/A$10,000,000$760,0007$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerSep 14, 2010D$4,500,000$3,233,00060$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerSep 7, 2010D/A$4,500,000$2,953,00054$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerSep 1, 2010D$4,500,000$2,855,00052$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerSep 1, 2010D/A$4,500,000$1,449,00032$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerAug 19, 2010D/A$4,500,000$1,204,00028$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerAug 10, 2010D/A$4,500,000$959,00022$10,000
EDGAR ↗MPF Acquisition Co 3, LLC
group: Mpf
Executive OfficerAug 3, 2010D$500,000$500,0003$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerJul 28, 2010D/A$4,500,000$769,00017$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerJul 13, 2010D/A$4,500,000$635,00013$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerJul 7, 2010D$4,500,000$570,00011$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerJun 22, 2010D/A$4,500,000$2,713,00048$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerJun 10, 2010D/A$4,500,000$2,633,00047$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerJun 1, 2010D/A$10,000,000$610,0004$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerJun 1, 2010D/A$4,500,000$2,563,00044$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerJun 1, 2010D/A$4,500,000$2,563,00044$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerMay 18, 2010D/A$10,000,000$560,0003$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerMay 7, 2010D/A$4,500,000$2,390,00040$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerApr 15, 2010D/A$4,500,000$2,340,00039$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerApr 6, 2010D/A$4,500,000$2,190,00036$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerMar 31, 2010D/A$4,500,000$2,150,00035$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerMar 23, 2010D/A$4,500,000$2,100,00034$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerMar 17, 2010D/A$4,500,000$1,510,00032$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerMar 9, 2010D/A$3,500,000$3,370,00098$5,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerMar 9, 2010D/A$4,500,000$1,400,00030$10,000
EDGAR ↗MPF Platinum Fund, LP
group: Mpf
Executive OfficerFeb 24, 2010D$10,000,000$00$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerFeb 11, 2010D/A$4,500,000$1,223,00026$10,000
EDGAR ↗MPF Income Fund 26,LLC
group: Mpf
Executive OfficerJan 21, 2010D$4,500,000$00$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerJan 19, 2010D/A$4,500,000$1,002,00022$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerJan 6, 2010D/A$3,500,000$2,716,00084$5,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerJan 6, 2010D/A$4,500,000$962,00021$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerDec 22, 2009D/A$3,500,000$2,586,00080$5,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerDec 16, 2009D/A$10,000,000$500,0002$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerDec 10, 2009D/A$3,500,000$2,316,00076$5,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerDec 10, 2009D/A$4,500,000$672,00015$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerDec 1, 2009D/A$4,500,000$622,00014$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerNov 19, 2009D/A$4,500,000$575,00013$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerNov 5, 2009D/A$4,500,000$485,00012$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerNov 5, 2009D/A$3,500,000$2,156,00069$5,000
EDGAR ↗MPF REIT Fund 1, LLC
group: Mpf
Executive OfficerNov 4, 2009D/A$5,000,000$1,645,0009$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerOct 27, 2009D/A$3,500,000$1,891,00062$5,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerOct 16, 2009D/A$4,750,000$4,689,50094$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerSep 18, 2009D/A$4,750,000$4,469,00089$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerSep 17, 2009D/A$4,750,000$4,369,00087$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerSep 15, 2009D/A$3,500,000$1,442,50046$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerSep 8, 2009D/A$4,750,000$4,219,00085$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerSep 3, 2009D/A$4,750,000$4,129,00083$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerSep 2, 2009D/A$3,500,000$1,262,50038$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerAug 14, 2009D/A$4,500,000$355,0007$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerAug 11, 2009D/A$4,750,000$3,007,50069$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerAug 11, 2009D/A$3,500,000$920,00027$10,000
EDGAR ↗MPF Badger Acquisition Co LLC
group: Mpf
Executive OfficerAug 5, 2009D$10,000,000$00$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerAug 4, 2009D/A$3,500,000$820,00024$10,000
EDGAR ↗MPF REIT Fund 1, LLC
group: Mpf
Executive OfficerAug 4, 2009D/A$5,000,000$1,410,0008$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerAug 4, 2009D/A$4,750,000$2,918,00066$10,000
EDGAR ↗MPF REIT Fund 1, LLC
group: Mpf
Executive OfficerJul 28, 2009D/A$5,000,000$1,385,0007$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerJul 28, 2009D/A$3,500,000$675,00020$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerJul 22, 2009D$4,750,000$2,818,00063$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerJul 14, 2009D/A$3,500,000$555,00016$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerJul 14, 2009D/A$4,750,000$2,754,00061$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerJul 1, 2009D/A$4,750,000$2,624,00057$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerJun 30, 2009D/A$3,500,000$470,00013$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerJun 23, 2009D/A$3,500,000$370,00011$10,000
EDGAR ↗MPF Flagship Fund 14, LLC
group: Mpf
Executive OfficerMay 29, 2009D/A$4,500,000$295,0006$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerMay 27, 2009D/A$4,750,000$2,230,00050$10,000
EDGAR ↗MPF REIT Fund 1, LLC
group: Mpf
Executive OfficerMay 26, 2009D/A$5,000,000$1,325,0006$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerMar 20, 2009D/A$4,750,000$1,895,00043$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerMar 3, 2009D/A$4,750,000$1,795,00041$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerFeb 18, 2009D/A$4,750,000$1,725,00039$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerFeb 11, 2009D/A$4,750,000$1,675,00037$10,000
EDGAR ↗MPF DeWaay Fund 8, LLC
group: Mpf
Executive OfficerJan 28, 2009D$3,500,000$00$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerDec 23, 2008D/A$4,750,000$1,297,00028$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerDec 15, 2008D/A$4,750,000$1,197,00026$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerDec 10, 2008D/A$4,750,000$1,117,00024$10,000
EDGAR ↗MPF Income Fund 25, LLC
group: Mpf
Executive OfficerDec 4, 2008D$4,750,000$1,042,00022$10,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); Other Real Estate / 506(b) (5,033 filings); Pooled Investment Fund / 506(b) (83,801 filings); Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Robert D. Dixon — address state NJ, 1 issuer, Jul 24, 2015 → Jul 24, 2015 · no shared issuer found
  • ROBERT DIXON — address state OH, 1 issuer, Jun 15, 2017 → Jun 15, 2017 · no shared issuer found
  • Robert L. Dixon — address state CA, 1 issuer, Jan 13, 2014 → Jan 13, 2014 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 23 names on the same filings (6 management entities, 17 people)

People and management entities the issuers listed as related persons on the same Form D filings as ROBERT DIXON. Source: the EDGAR rows in the table above.

  • MACKENZIE PATTERSON FULLER, LP entity — 135 shared filings (11 issuers) · role as listed: Executive Officer
  • MACKENZIE CAPITAL MANAGEMENT, LP entity — 38 shared filings (4 issuers) · role as listed: Executive Officer
  • MPF - GP 3, LLC entity — 15 shared filings (5 issuers) · role as listed: Executive Officer
  • MACKENZIE CAPITAL MANAGMENT, LP entity — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • MPF- GP, LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • SCM GP, LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • GLEN WILLIAM FULLER — 192 shared filings (21 issuers) · roles as listed: Executive Officer, Director
  • CHARLES EVANS PATTERSON — 192 shared filings (19 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • CHRISTINE SIMPSON — 192 shared filings (19 issuers) · role as listed: Executive Officer
  • JENNIFER MOSER — 191 shared filings (19 issuers) · role as listed: Executive Officer
  • PAUL KOSLOSKY — 185 shared filings (15 issuers) · role as listed: Executive Officer
  • PAUL KOSLOSKI — 6 shared filings (3 issuers) · role as listed: Executive Officer
  • G FULLER — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Chip Patterson — 3 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Tom Frame — 2 shared filings (1 issuer) · role as listed: Director
  • Angche Capital Sherpa — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Kjerstin Hatch — 1 shared filing (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • PAUL KOSLOSSKY — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • JEN MOSER — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • MacKenzie Realty Simpson — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Tim Dozois — 1 shared filing (1 issuer) · role as listed: Director
  • Jeri Bluth — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Timothy Dozois — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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