Robert Essner

Bankruptcy case: Elucida Oncology, Inc. and Pharmaceutics International, Inc. — filed Jun 7, 2024 · Bankruptcy case: Bleil v. Select Portfolio Servicing, Inc. — filed Mar 25, 2019 · Bankruptcy case: Valenzano's Office Equipment & Supplies Inc. — filed Oct 14, 2005 · Bankruptcy case: AT&T Universal Card Services Corp. v. Valenzano — filed May 15, 1997 · Bankruptcy case: First USA Bank v. Valenzano — filed May 19, 1997

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

The filing says the first sale was May 24, 2023. The Form D was filed Jun 15, 2023 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Mar 11, 2022. The Form D was filed Mar 28, 2022 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The latest filing for this offering is dated Jun 4, 2020 (first sale May 13, 2020). It reports $8,782,683 sold of $30,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Feb 7, 2019 (first sale Aug 15, 2017). It reports $28,759,605 sold of $30,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The Jun 15, 2023 filing lists Robert Essner as director; the Aug 3, 2023 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Mar 28, 2022 filing lists Robert Essner as executive officer, director; the Jun 15, 2023 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Feb 7, 2019 filing lists Robert Essner as director; the May 26, 2020 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Jun 15, 2023 filing says $40,000,000 offered; the Aug 3, 2023 Form D/A says $22,284,600.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

listed as "Robert Essner" on 14 filings (from Jul 30, 2012), and "Robert A. Essner" on 2 filings (from Jan 3, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

"$5,000,001 - $25,000,000" (Jul 30, 2012); then "$1,000,001 - $5,000,000" (Dec 3, 2013); then "Decline to Disclose" (Jul 19, 2016); then "Over $100,000,000" (Oct 13, 2021).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

"Decline to Disclose" (Aug 22, 2017); then "No Revenues" (May 26, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

This page covers filings where the address state is NJ or NY or PA. A separate record, "Robert Essner" with address state FL, is listed on 5 filings — most recently by Omeza Holdings, Inc. (Sep 14, 2023). Both records have filings in the same period (May 10, 2019 to Aug 3, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NJ or NY or PA. A separate record, "Robert Essner" with address state NC, is listed on 1 filing — most recently by Jaguar Holding Co I (Jun 21, 2012). The two records do not overlap in time: this page runs Jul 30, 2012 to Aug 3, 2023; the other has one filing dated Jun 21, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NJ or NY or PA. A separate record, "Robert A Essner" with address state NJ or MA or FL, is listed on 10 filings — most recently by Massachusetts Mutual Variable Life Separate Account III (Jun 7, 2012). The two records do not overlap in time: this page runs Jul 30, 2012 to Aug 3, 2023; the other runs Apr 15, 2009 to Apr 16, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Jul 19, 2016 filing give Cranbury, NJ; on the Oct 13, 2021 filing they give Philadelphia, PA. The address now on file (47 Hulfish Street, Princeton, NJ) is a registered-agent or shared-office address used by 18 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

The people listed on the Feb 7, 2019 filing give New York, NY; on the May 26, 2020 filing they give Monmouth Junction, NJ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

NJ on 13 filings (Jul 30, 2012 to Aug 3, 2023); NY on 2 filings (Jan 3, 2019 to Feb 7, 2019); PA on 1 filing (Oct 13, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.