Robert Bauer is listed as an executive officer on 7 SEC Form D filings by 2 issuers between Dec 2015 and Nov 2023: Surround Care, LLC (St. Louis, MO — other health care — 2022–2023; $573.5M reported sold to 24 investors) and Navvis & Company, LLC (St. Louis, MO — other health care — 2015–2021; $80M reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $653.5M sold in total.
All 2 issuers belong to the sponsor group Navvis (2 issuers, $80M reported sold, 2015–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Navvis has 2 companies on file and $80M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 7 public filings for Robert Bauer and found 6 differences, 1 worth asking the sponsor about: Form D filed 137 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.