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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:51 AM ET

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Robert Clagg

Named as an officer, director or promoter on SEC Form D filings · IL · Mar 15, 2024 → Mar 15, 2024

1deal (issuers)
$0reported sold
0investors
1Form D filing
2024year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Clagg is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Mar 2024: Signature PE Fund, LLC - 2024 Sub-Fund (Chicago, IL — pooled investment fund — 2024).

What this means One deal on file with the SEC, filed Mar 2024. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brooks Gruemmer (1 shared filing), Carlyn McCaffrey (1 shared filing), Jerry Sokol (1 shared filing) and Laurence Bronska (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

The issuer belongs to the sponsor group Signature (3 issuers, $0 reported sold, 2019–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Signature has 3 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 4 SEC releases, 5 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Robert Clagg and found 1 difference, 1 worth asking the sponsor about: Bankruptcy case: Robert R Clagg.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Clagg has not run yet — it is joining a line of 62,133 names; searches run around the clock at the hosts' allowed rate. Searched so far: 728 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 2 closed (disposition not in docket feed), 2 dismissed, 1 judgment

Clagg v. JUUL Labs, Inc., previously d/b/a as PAX LABS, INC. and PLOOM, INC. closed
District Court, N.D. California · No. 3:22-cv-06742 · Filed Nov 1, 2022 · Closed Aug 29, 2024
Role of Clagg: Plaintiff · Outcome: Terminated 2024-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in CA (not a filing state)
Clagg v. Convergent Outsourcing Inc dismissed
District Court, D. Connecticut · No. 3:15-cv-01176 · Filed Jul 31, 2015 · Closed Feb 12, 2018 · Nature of suit: 480 Consumer Credit · Cause: MDL 2478 In Re: Convergent Telephone Consumer Protection Act
Role of Clagg: Plaintiff · Outcome: Terminated 2018-02-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in CT (not a filing state)
Clagg v. Convergent Outsourcing Inc closed
District Court, D. South Carolina · No. 4:15-cv-02322 · Filed Jun 9, 2015 · Closed Jul 31, 2015 · Nature of suit: 480 Consumer credit
Role of Clagg: Plaintiff · Outcome: Terminated 2015-07-31 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in SC (not a filing state)
Clagg v. CNA Ins Co judgment
District Court, E.D. Michigan · No. 2:03-cv-73089 · Filed Aug 12, 2003 · Closed May 19, 2004 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Clagg: Plaintiff · Outcome: Terminated 2004-05-19 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in MI (not a filing state)
Clagg v. CSX Transportation dismissed
District Court, S.D. West Virginia · No. 3:96-cv-00533 · Filed May 31, 1996 · Closed Sep 30, 1998 · Nature of suit: 330 Federal employers' liability
Role of Clagg: Plaintiff · Outcome: Terminated 1998-09-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in WV (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 SEC releases

Ellsworth Wayne McLaws and Alan Clagg Administrative proceeding
SEC · Mar 4, 2002 · Parties as named in the release: Ellsworth Wayne McLaws and Alan Clagg Read the release ↗
same rare surname (2 people in Form D filings); different first name (alan)
Ellsworth Wayne McLaws and Alan Clagg Administrative proceeding
SEC · Jul 19, 2001 · Parties as named in the release: Ellsworth Wayne McLaws and Alan Clagg Read the release ↗
same rare surname (2 people in Form D filings); different first name (alan)
Benjamin Franklin Cook, individually and DBA Dennel Finance Limited, Gerald Lee Pate, Ellsworth, Wayne McLaws and Alan Clagg, et al. Litigation release
SEC · Apr 14, 1999 · Parties as named in the release: Benjamin Franklin Cook, individually and DBA Dennel Finance Limited, Gerald Lee Pate, Ellsworth, Wayne McLaws and Alan Clagg, et al. Read the release ↗
same rare surname (2 people in Form D filings); different first name (alan); the person's filing state is not named
Benjamin Franklin Cook, individually, and DBA Dennel Finance Limited, Gerald Lee Pate, Ellsworth Wayne McLaws and Alan Clagg, et al. Litigation release
SEC · Mar 17, 1999 · Parties as named in the release: Benjamin Franklin Cook, individually, and DBA Dennel Finance Limited, Gerald Lee Pate, Ellsworth Wayne McLaws and Alan Clagg, et al. Read the release ↗
same rare surname (2 people in Form D filings); different first name (alan); the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Clagg..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Clagg & Son Construction, Inc. closed
United States Bankruptcy Court, E.D. Oklahoma · No. 13-80351 · Filed Mar 29, 2013 · Closed Oct 24, 2014
Role of Clagg & Son Construction, Inc.: Debtor · Outcome: Case closed 2014-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in OK (not a filing state)
Jonathan E. Clagg and Sondra A. Clagg closed
United States Bankruptcy Court, S.D. Ohio · No. 2:10-bk-52883 · Filed Mar 16, 2010 · Closed Jul 14, 2010
Role of Jonathan E. Clagg and Sondra A. Clagg: Debtor · Outcome: Case closed 2010-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); different first name (jonathan); court in OH (not a filing state)
Robert Clinton Clagg closed
United States Bankruptcy Court, S.D. West Virginia · No. 2:03-bk-20636 · Filed Mar 14, 2003 · Closed Aug 19, 2003
Role of Robert Clinton Clagg: Debtor · Outcome: Case closed 2003-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); different first name (clinton); court in WV (not a filing state)
Robert R Clagg closed
United States Bankruptcy Court, C.D. California · No. 6:99-bk-30790 · Filed Dec 17, 1999 · Closed Apr 7, 2000
Role of Robert R Clagg: Debtor · Outcome: Case closed 2000-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); first name matches; court in CA (not a filing state)
James Stephen Adams and Kathi Jo Clagg Adams closed
United States Bankruptcy Court, S.D. West Virginia · No. 3:86-bk-30004 · Filed Jan 17, 1986 · Closed Aug 18, 1992
Role of James Stephen Adams and Kathi Jo Clagg Adams: Debtor · Outcome: Case closed 1992-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); different first name (jo); court in WV (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Robert Clagg — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Dec 17, 1999 – Apr 7, 2000

Bankruptcy case: Robert R Clagg — filed Dec 17, 1999

United States Bankruptcy Court, C.D. California docket "Robert R Clagg" filed Dec 17, 1999, closed Apr 7, 2000. Robert Clagg is listed as Debtor ("Robert R Clagg"). Our match estimate: 42%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 15, 2024 D
Signature PE Fund, LLC - 2024 Sub-Fund
File 021-507797
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Clagg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Signature

Signature PE Fund, LLC - 2024 Sub-Fund

Chicago, IL · Mar 15, 2024
  • Mar 15, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Robert 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Sokol

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Clagg. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Laurence Bronska

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Clagg. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Brooks Gruemmer

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Clagg. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Carlyn McCaffrey

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Clagg. Their page shows their other deals.

The team behind the deals

Sponsor group

Signature

3 issuers · 3 filings · $0 reported sold · 2019–2024

One team, 3 deal companies. Robert Clagg is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Clagg.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Clagg by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Clagg is listed on: none on file. No website or social profile named in Signature PE Fund, LLC - 2024 Sub-Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #104,223 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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