Robert Chartener is listed as a director on 3 SEC Form D filings by 2 issuers between Apr 2009 and Jun 2010: Universal Building Products Inc. (Westminster, CA — other real estate — 2009; $14.5M reported sold to 4 investors) and FOUNDATION SOURCE PHILANTHROPIC SERVICES INC (Fairfield, CT — business services — 2010; $2.99M reported sold to 25 investors).
What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $17.5M sold in total.
Listed alongside Michael Stone (3 shared filings), Gregory Waller (2 shared filings), Jeffrey Church (2 shared filings), Ransom A. Langford (2 shared filings), Andrew C Bangser (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
1 of the issuers belongs to the sponsor group Whitney (2 issuers, $31.4M reported sold, 2009).
What this means A sponsor group is one team that sets up a new company for each deal. Whitney has 2 companies on file and $31.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Robert Chartener and found 5 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.