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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:48 AM ET

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Robert Cain

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 5, 2011 → Dec 20, 2012

1deal (issuers)
$52Mreported sold
9investors
2Form D filings
2011–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Cain is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2011 and Dec 2012: Pluribus Networks, Inc. (Palo Alto, CA — other technology — 2011–2012; $52M reported sold to 9 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Chih-Kong Ken Yang (2 shared filings), Robert Drost (2 shared filings), Sunay Tripathi (2 shared filings), James Smith (1 shared filing), Kittu Kolluri (1 shared filing) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 87 bankruptcy cases matching the name listed in Key records below.

What this means 87 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Robert Cain and found 4 differences: Form D filed 21 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Cain has not run yet — it is joining a line of 41,104 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Cain..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

87 cases: 2 open, 85 closed (disposition not in docket feed)

Robert L Cain open
United States Bankruptcy Court, D. Kansas · No. 21-20190 · Filed Feb 26, 2021
Role of Robert L Cain: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in KS (not a filing state)
Robert L Cain closed
United States Bankruptcy Court, N.D. Texas · No. 19-32705 · Filed Aug 14, 2019 · Closed Dec 2, 2019
Role of Robert L Cain: Debtor · Outcome: Case closed 2019-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in TX (not a filing state)
Robert L Cain and Dorothy A Cain closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 18-23537 · Filed Sep 5, 2018 · Closed Dec 27, 2018
Role of Robert L Cain and Dorothy A Cain: Debtor · Outcome: Case closed 2018-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in PA (not a filing state)
Robert P Cain open
United States Bankruptcy Court, N.D. Indiana · No. 18-22144 · Filed Aug 13, 2018
Role of Robert P Cain: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IN (not a filing state)
Robert L. Cain closed
United States Bankruptcy Court, W.D. Tennessee · No. 18-11108 · Filed May 31, 2018 · Closed Sep 3, 2018
Role of Robert L. Cain: Debtor · Outcome: Case closed 2018-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in TN (not a filing state)
Robert J Cain closed
United States Bankruptcy Court, S.D. Alabama · No. 17-00958 · Filed Mar 15, 2017 · Closed Jun 23, 2017
Role of Robert J Cain: Debtor · Outcome: Case closed 2017-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in AL (not a filing state)
Robert L Cain closed
United States Bankruptcy Court, N.D. Texas · No. 16-43321 · Filed Sep 1, 2016 · Closed Dec 1, 2016
Role of Robert L Cain: Debtor · Outcome: Case closed 2016-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in TX (not a filing state)
Robert Cain and Roxanne Cain closed
United States Bankruptcy Court, D. Utah · No. 15-23393 · Filed Apr 16, 2015 · Closed Jul 28, 2015
Role of Robert Cain and Roxanne Cain: Debtor · Outcome: Case closed 2015-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in UT (not a filing state)
Robert H. Cain and Polly R. Cain closed
United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-05549 · Filed May 15, 2014 · Closed Oct 29, 2019
Role of Robert H. Cain and Polly R. Cain: Debtor · Outcome: Case closed 2019-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in FL (not a filing state)
ROBERT G CAIN and RUTHE R CAIN closed
United States Bankruptcy Court, D. Nevada · No. 14-12091 · Filed Mar 28, 2014 · Closed Jul 7, 2014
Role of ROBERT G CAIN and RUTHE R CAIN: Debtor · Outcome: Case closed 2014-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NV (not a filing state)
Robert E Cain and Janel M. Cain closed
United States Bankruptcy Court, S.D. Ohio · No. 1:13-bk-13418 · Filed Jul 19, 2013 · Closed Jan 12, 2017
Role of Robert E Cain and Janel M. Cain: Debtor · Outcome: Case closed 2017-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert W Cain and Sharon Renee Cain closed
United States Bankruptcy Court, W.D. Louisiana · No. 13-30246 · Filed Feb 19, 2013 · Closed Aug 20, 2013
Role of Robert W Cain and Sharon Renee Cain: Debtor · Outcome: Case closed 2013-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in LA (not a filing state)
ROBERT G CAIN and RUTHE R CAIN closed
United States Bankruptcy Court, D. Nevada · No. 12-18575 · Filed Jul 23, 2012 · Closed Feb 25, 2014
Role of ROBERT G CAIN and RUTHE R CAIN: Debtor · Outcome: Case closed 2014-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NV (not a filing state)
Robert M Cain closed
United States Bankruptcy Court, N.D. Illinois · No. 12-01131 · Filed Jan 13, 2012 · Closed Apr 27, 2012
Role of Robert M Cain: Debtor · Outcome: Case closed 2012-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert M. Cain and Donna J. Cain closed
United States Bankruptcy Court, W.D. Kentucky · No. 11-32268 · Filed May 4, 2011 · Closed Dec 22, 2014
Role of Robert M. Cain and Donna J. Cain: Debtor · Outcome: Case closed 2014-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in KY (not a filing state)
Robert T Cain and Cheryl L Cain closed
United States Bankruptcy Court, D. New Jersey · No. 10-33645 · Filed Jul 31, 2010 · Closed Nov 29, 2010
Role of Robert T Cain and Cheryl L Cain: Debtor · Outcome: Case closed 2010-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NJ (not a filing state)
Robert J Cain and Paulette A Cain closed
United States Bankruptcy Court, S.D. Ohio · No. 2:10-bk-57999 · Filed Jul 2, 2010 · Closed Mar 26, 2014
Role of Robert J Cain and Paulette A Cain: Debtor · Outcome: Case closed 2014-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert Cain closed
United States Bankruptcy Court, E.D. New York · No. 8-09-77457 · Filed Oct 1, 2009 · Closed Mar 10, 2010
Role of Robert Cain: Debtor · Outcome: Case closed 2010-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NY (not a filing state)
Robert J Cain and Kristy M Cain closed
United States Bankruptcy Court, N.D. New York · No. 09-31919 · Filed Jul 8, 2009 · Closed Nov 5, 2009
Role of Robert J Cain and Kristy M Cain: Debtor · Outcome: Case closed 2009-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NY (not a filing state)
Robert Cain and Rebecca Lea Cain closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 09-23405 · Filed May 8, 2009 · Closed Oct 2, 2009
Role of Robert Cain and Rebecca Lea Cain: Debtor · Outcome: Case closed 2009-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in PA (not a filing state)
Robert B Cain closed
United States Bankruptcy Court, D. Minnesota · No. 09-60463 · Filed Apr 29, 2009 · Closed Aug 17, 2009
Role of Robert B Cain: Debtor · Outcome: Case closed 2009-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MN (not a filing state)
Robert E. Cain closed
United States Bankruptcy Court, W.D. Michigan · No. 09-02328 · Filed Mar 2, 2009 · Closed Jul 31, 2009
Role of Robert E. Cain: Debtor · Outcome: Case closed 2009-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MI (not a filing state)
Robert L. Cain and Diadra S. Cain closed
United States Bankruptcy Court, E.D. California · No. 08-34763 · Filed Oct 14, 2008 · Closed Dec 7, 2009
Role of Robert L. Cain and Diadra S. Cain: Debtor · Outcome: Case closed 2009-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in the person's filing state (CA)
Robert A Cain and Julie A Cain closed
United States Bankruptcy Court, E.D. Michigan · No. 08-63911 · Filed Sep 30, 2008 · Closed Feb 18, 2009
Role of Robert A Cain and Julie A Cain: Debtor · Outcome: Case closed 2009-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MI (not a filing state)
Robert R. Cain and Tamera L. Cain closed
United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-14639 · Filed Sep 24, 2008 · Closed Mar 6, 2014
Role of Robert R. Cain and Tamera L. Cain: Debtor · Outcome: Case closed 2014-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in FL (not a filing state)
Robert W. Cain and Mary Hazel Cain closed
United States Bankruptcy Court, M.D. Georgia · No. 08-31116 · Filed Sep 17, 2008 · Closed Dec 31, 2008
Role of Robert W. Cain and Mary Hazel Cain: Debtor · Outcome: Case closed 2008-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in GA (not a filing state)
Robert E. Cain and Faye A. Cain closed
United States Bankruptcy Court, D. Maine · No. 08-10243 · Filed Mar 27, 2008 · Closed Jul 21, 2008
Role of Robert E. Cain and Faye A. Cain: Debtor · Outcome: Case closed 2008-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in ME (not a filing state)
Robert E. Cain and Susan M. Cain closed
United States Bankruptcy Court, D. Massachusetts · No. 07-10532 · Filed Jan 29, 2007 · Closed Sep 7, 2007
Role of Robert E. Cain and Susan M. Cain: Debtor · Outcome: Case closed 2007-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MA (not a filing state)
Robert Cain and Vera E Cain closed
United States Bankruptcy Court, N.D. Illinois · No. 05-32637 · Filed Aug 18, 2005 · Closed Dec 2, 2005
Role of Robert Cain and Vera E Cain: Debtor · Outcome: Case closed 2005-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert E Cain and Sharon R Cain closed
United States Bankruptcy Court, S.D. Ohio · No. 1:05-bk-15364 · Filed Jun 28, 2005 · Closed Nov 16, 2005
Role of Robert E Cain and Sharon R Cain: Debtor · Outcome: Case closed 2005-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert L Cain and Betty A Cain closed
United States Bankruptcy Court, M.D. Florida · No. 8:05-bk-10552 · Filed May 24, 2005 · Closed Feb 10, 2009
Role of Robert L Cain and Betty A Cain: Debtor · Outcome: Case closed 2009-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in FL (not a filing state)
Robert E Cain closed
United States Bankruptcy Court, S.D. Illinois · No. 05-40364 · Filed Feb 15, 2005 · Closed Jun 17, 2005
Role of Robert E Cain: Debtor · Outcome: Case closed 2005-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert E Cain and Sharon Cain closed
United States Bankruptcy Court, S.D. Ohio · No. 1:04-bk-19805 · Filed Dec 8, 2004 · Closed May 18, 2005
Role of Robert E Cain and Sharon Cain: Debtor · Outcome: Case closed 2005-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
ROBERT M. CAIN and REBECCA E. CAIN closed
United States Bankruptcy Court, S.D. Mississippi · No. 04-53525 · Filed Aug 3, 2004 · Closed Nov 22, 2004
Role of ROBERT M. CAIN and REBECCA E. CAIN: Debtor · Outcome: Case closed 2004-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MS (not a filing state)
Robert J Cain and Paulette A Cain closed
United States Bankruptcy Court, S.D. Ohio · No. 2:04-bk-60865 · Filed Jul 9, 2004 · Closed Mar 2, 2009
Role of Robert J Cain and Paulette A Cain: Debtor · Outcome: Case closed 2009-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert A. Cain closed
United States Bankruptcy Court, N.D. Ohio · No. 04-53526 · Filed Jun 25, 2004 · Closed Nov 7, 2007
Role of Robert A. Cain: Debtor · Outcome: Case closed 2007-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert B. Cain closed
United States Bankruptcy Court, D. Colorado · No. 04-18135 · Filed Apr 20, 2004 · Closed Aug 13, 2004
Role of Robert B. Cain: Debtor · Outcome: Case closed 2004-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in CO (not a filing state)
Robert C Cain closed
United States Bankruptcy Court, C.D. Illinois · No. 04-81005 · Filed Mar 5, 2004 · Closed Jun 18, 2004
Role of Robert C Cain: Debtor · Outcome: Case closed 2004-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert L Cain closed
United States Bankruptcy Court, N.D. Illinois · No. 03-51007 · Filed Dec 19, 2003 · Closed Apr 5, 2004
Role of Robert L Cain: Debtor · Outcome: Case closed 2004-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert R. Cain and Carol A. Cain closed
United States Bankruptcy Court, N.D. Ohio · No. 03-56101 · Filed Nov 19, 2003 · Closed Mar 22, 2004
Role of Robert R. Cain and Carol A. Cain: Debtor · Outcome: Case closed 2004-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert E. Cain, Jr. closed
United States Bankruptcy Court, W.D. Kentucky · No. 03-35274 · Filed Aug 4, 2003 · Closed Nov 13, 2003
Role of Robert E. Cain, Jr.: Debtor · Outcome: Case closed 2003-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in KY (not a filing state)
Robert Cain closed
United States Bankruptcy Court, S.D. Ohio · No. 1:03-bk-15505 · Filed Jul 16, 2003 · Closed Jan 28, 2005
Role of Robert Cain: Debtor · Outcome: Case closed 2005-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert R Cain and Martha C Cain closed
United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-13155 · Filed Jun 25, 2003 · Closed Sep 26, 2003
Role of Robert R Cain and Martha C Cain: Debtor · Outcome: Case closed 2003-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in FL (not a filing state)
Robert Cain and Sharon Cain closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:03-bk-31721 · Filed Mar 28, 2003 · Closed Sep 25, 2003
Role of Robert Cain and Sharon Cain: Debtor · Outcome: Case closed 2003-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in TN (not a filing state)
Robert W Cain and Jeanine M Cain closed
United States Bankruptcy Court, N.D. Illinois · No. 03-71459 · Filed Mar 18, 2003 · Closed Oct 3, 2003
Role of Robert W Cain and Jeanine M Cain: Debtor · Outcome: Case closed 2003-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert L Cain and Christine D Cain closed
United States Bankruptcy Court, W.D. Virginia · No. 03-00631 · Filed Feb 14, 2003 · Closed Nov 24, 2003
Role of Robert L Cain and Christine D Cain: Debtor · Outcome: Case closed 2003-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in VA (not a filing state)
Robert E Cain and Kim Cain closed
United States Bankruptcy Court, D. New Jersey · No. 03-11916 · Filed Jan 16, 2003 · Closed May 20, 2003
Role of Robert E Cain and Kim Cain: Debtor · Outcome: Case closed 2003-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NJ (not a filing state)
Robert M. Cain and Donna J. Cain closed
United States Bankruptcy Court, W.D. Kentucky · No. 02-38072 · Filed Nov 2, 2002 · Closed May 6, 2005
Role of Robert M. Cain and Donna J. Cain: Debtor · Outcome: Case closed 2005-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in KY (not a filing state)
Robert E. Cain closed
United States Bankruptcy Court, E.D. Kentucky · No. 02-54709 · Filed Oct 18, 2002 · Closed Jan 30, 2003
Role of Robert E. Cain: Debtor · Outcome: Case closed 2003-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in KY (not a filing state)
Robert W. Cain and Patricia A. Cain closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 02-31214 · Filed Oct 11, 2002 · Closed Mar 19, 2003
Role of Robert W. Cain and Patricia A. Cain: Debtor · Outcome: Case closed 2003-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in PA (not a filing state)
Robert L Cain closed
United States Bankruptcy Court, N.D. Illinois · No. 02-36924 · Filed Sep 24, 2002 · Closed Dec 21, 2005
Role of Robert L Cain: Debtor · Outcome: Case closed 2005-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert C Mc Cain and Stephanie Mc Cain closed
United States Bankruptcy Court, N.D. Illinois · No. 02-35334 · Filed Sep 13, 2002 · Closed Jan 16, 2003
Role of Robert C Mc Cain and Stephanie Mc Cain: Debtor · Outcome: Case closed 2003-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert M. Cain and Donna J. Cain closed
United States Bankruptcy Court, W.D. Kentucky · No. 02-36191 · Filed Jul 3, 2002 · Closed Dec 3, 2002
Role of Robert M. Cain and Donna J. Cain: Debtor · Outcome: Case closed 2002-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in KY (not a filing state)
Robert S. Cain closed
United States Bankruptcy Court, D. New Jersey · No. 02-11986 · Filed Mar 1, 2002 · Closed Nov 26, 2002
Role of Robert S. Cain: Debtor · Outcome: Case closed 2002-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NJ (not a filing state)
Robert J. Cain and Rebecca J. Cain closed
United States Bankruptcy Court, N.D. Ohio · No. 02-50440 · Filed Feb 4, 2002 · Closed Jan 30, 2004
Role of Robert J. Cain and Rebecca J. Cain: Debtor · Outcome: Case closed 2004-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert Cain and Pamela Cain closed
United States Bankruptcy Court, N.D. Ohio · No. 02-50289 · Filed Jan 24, 2002 · Closed Jun 19, 2002
Role of Robert Cain and Pamela Cain: Debtor · Outcome: Case closed 2002-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert J Cain and Robin E Cain closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:01-bk-04630 · Filed Aug 27, 2001 · Closed Dec 5, 2001
Role of Robert J Cain and Robin E Cain: Debtor · Outcome: Case closed 2001-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in PA (not a filing state)
ROBERT J CAIN closed
United States Bankruptcy Court, D. Minnesota · No. 00-44469 · Filed Oct 16, 2000 · Closed Mar 27, 2001
Role of ROBERT J CAIN: Debtor · Outcome: Case closed 2001-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MN (not a filing state)
Robert D. Cain closed
United States Bankruptcy Court, E.D. Virginia · No. 00-52339 · Filed Sep 19, 2000 · Closed Feb 22, 2001
Role of Robert D. Cain: Debtor · Outcome: Case closed 2001-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in VA (not a filing state)
Robert W. Cain and Kimberly A. Cain closed
United States Bankruptcy Court, N.D. New York · No. 00-62321 · Filed May 8, 2000 · Closed Sep 13, 2000
Role of Robert W. Cain and Kimberly A. Cain: Debtor · Outcome: Case closed 2000-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NY (not a filing state)
Robert W. Cain closed
United States Bankruptcy Court, N.D. Ohio · No. 00-40885 · Filed Mar 30, 2000 · Closed Aug 31, 2000
Role of Robert W. Cain: Debtor · Outcome: Case closed 2000-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert L. Cain, Jr. and Kathy S. Cain closed
United States Bankruptcy Court, N.D. West Virginia · No. 5:99-bk-52725 · Filed Nov 3, 1999 · Closed Feb 1, 2005
Role of Robert L. Cain, Jr.: Debtor · Outcome: Case closed 2005-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in WV (not a filing state)
Robert Cain closed
United States Bankruptcy Court, E.D. Michigan · No. 98-60916 · Filed Dec 3, 1998 · Closed Jun 11, 1999
Role of Robert Cain: Debtor · Outcome: Case closed 1999-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MI (not a filing state)
Robert L Cain closed
United States Bankruptcy Court, N.D. Illinois · No. 98-27772 · Filed Sep 3, 1998 · Closed Dec 30, 1998
Role of Robert L Cain: Debtor · Outcome: Case closed 1998-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert E. Cain, Jr. closed
United States Bankruptcy Court, W.D. Kentucky · No. 98-33036 · Filed Jun 4, 1998 · Closed Oct 19, 1999
Role of Robert E. Cain, Jr.: Debtor · Outcome: Case closed 1999-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in KY (not a filing state)
ROBERT CAIN closed
United States Bankruptcy Court, D. Nevada · No. 97-33199 · Filed Dec 22, 1997 · Closed May 4, 1998
Role of ROBERT CAIN: Debtor · Outcome: Case closed 1998-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NV (not a filing state)
Robert M. Cain, Sr. and Lynn Cain closed
United States Bankruptcy Court, N.D. Georgia · No. 97-80662 · Filed Nov 18, 1997 · Closed Apr 14, 1998
Role of Robert M. Cain, Sr.: Debtor · Outcome: Case closed 1998-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in GA (not a filing state)
Robert S Cain closed
United States Bankruptcy Court, E.D. New York · No. 8-97-71958 · Filed May 28, 1997 · Closed Nov 1, 2001
Role of Robert S Cain: Debtor · Outcome: Case closed 2001-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NY (not a filing state)
Robert A. Cain and Elizabeth Cain closed
United States Bankruptcy Court, N.D. California · No. 97-43280 · Filed Apr 8, 1997 · Closed Jul 18, 1997
Role of Robert A. Cain and Elizabeth Cain: Debtor · Outcome: Case closed 1997-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in the person's filing state (CA)
Billie Jean Nease Cain and Robert R. Cain closed
United States Bankruptcy Court, D. South Carolina · No. 96-79606 · Filed Dec 26, 1996 · Closed Jun 24, 1997
Role of Robert R. Cain: Debtor · Outcome: Case closed 1997-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in SC (not a filing state)
Robert A. Cain and Cathy L. Cain closed
United States Bankruptcy Court, D. South Carolina · No. 96-77961 · Filed Oct 31, 1996 · Closed Oct 7, 1998
Role of Robert A. Cain and Cathy L. Cain: Debtor · Outcome: Case closed 1998-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in SC (not a filing state)
Robert A Cain and Kathleen M Cain closed
United States Bankruptcy Court, S.D. Ohio · No. 1:95-bk-14590 · Filed Nov 6, 1995 · Closed May 10, 2001
Role of Robert A Cain and Kathleen M Cain: Debtor · Outcome: Case closed 2001-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in OH (not a filing state)
Robert Cain closed
United States Bankruptcy Court, N.D. Mississippi · No. 95-12496 · Filed Sep 1, 1995 · Closed Dec 28, 1995
Role of Robert Cain: Debtor · Outcome: Case closed 1995-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MS (not a filing state)
Robert E. Cain and Susan M. Cain closed
United States Bankruptcy Court, D. Massachusetts · No. 95-12737 · Filed Apr 20, 1995 · Closed Jan 29, 1996
Role of Robert E. Cain and Susan M. Cain: Debtor · Outcome: Case closed 1996-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MA (not a filing state)
Robert Cain and Azucena Cain closed
United States Bankruptcy Court, S.D. California · No. 93-10629 · Filed Sep 28, 1993 · Closed Jan 19, 1999
Role of Robert Cain and Azucena Cain: Debtor · Outcome: Case closed 1999-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in the person's filing state (CA)
Robert J. Cain and Cathryn R. Cain closed
United States Bankruptcy Court, N.D. Indiana · No. 93-61085 · Filed Jun 8, 1993 · Closed Oct 2, 1998
Role of Robert J. Cain and Cathryn R. Cain: Debtor · Outcome: Case closed 1998-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IN (not a filing state)
Robert K. Cain closed
United States Bankruptcy Court, E.D. Michigan · No. 93-44285 · Filed Apr 15, 1993 · Closed Sep 21, 1993
Role of Robert K. Cain: Debtor · Outcome: Case closed 1993-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MI (not a filing state)
Robert L. Cain and Alice C. Cain closed
United States Bankruptcy Court, E.D. California · No. 93-90300 · Filed Jan 25, 1993 · Closed Oct 20, 1998
Role of Robert L. Cain and Alice C. Cain: Debtor · Outcome: Case closed 1998-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in the person's filing state (CA)
Robert Cain closed
United States Bankruptcy Court, N.D. Illinois · No. 92-21940 · Filed Oct 1, 1992 · Closed Oct 15, 1993
Role of Robert Cain: Debtor · Outcome: Case closed 1993-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IL (not a filing state)
Robert J. Cain closed
United States Bankruptcy Court, W.D. New York · No. 1-92-12107 · Filed Jun 12, 1992 · Closed Oct 27, 1992
Role of Robert J. Cain: Debtor · Outcome: Case closed 1992-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in NY (not a filing state)
Robert W. Cain closed
United States Bankruptcy Court, W.D. Louisiana · No. 92-11051 · Filed Apr 8, 1992 · Closed Sep 10, 1992
Role of Robert W. Cain: Debtor · Outcome: Case closed 1992-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in LA (not a filing state)
Robert Cain closed
United States Bankruptcy Court, E.D. Kentucky · No. 92-50451 · Filed Mar 4, 1992 · Closed Oct 20, 1992
Role of Robert Cain: Debtor · Outcome: Case closed 1992-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in KY (not a filing state)
Robert A. Cain and Beverly J. Cain closed
United States Bankruptcy Court, W.D. Michigan · No. 90-82193 · Filed May 17, 1990 · Closed Oct 6, 1992
Role of Robert A. Cain and Beverly J. Cain: Debtor · Outcome: Case closed 1992-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MI (not a filing state)
Robert A. Cain and Dolores J. Cain closed
United States Bankruptcy Court, D. Maryland · No. 88-50403 · Filed Feb 12, 1988 · Closed Jun 7, 1988
Role of Robert A. Cain and Dolores J. Cain: Debtor · Outcome: Case closed 1988-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MD (not a filing state)
Robert A. Cain and Joan Cain closed
United States Bankruptcy Court, N.D. Iowa · No. 87-22123 · Filed Oct 9, 1987 · Closed Dec 31, 1991
Role of Robert A. Cain and Joan Cain: Debtor · Outcome: Case closed 1991-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in IA (not a filing state)
Robert R. Cain closed
United States Bankruptcy Court, M.D. Florida · No. 8:85-bk-03567 · Filed Dec 4, 1985 · Closed Aug 14, 1986
Role of Robert R. Cain: Debtor · Outcome: Case closed 1986-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in FL (not a filing state)
Robert L. Cain, Jr. closed
United States Bankruptcy Court, W.D. Michigan · No. 84-01270 · Filed May 25, 1984 · Closed Jun 11, 1985
Role of Robert L. Cain, Jr.: Debtor · Outcome: Case closed 1985-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 188 federal dockets); court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Robert Cain (compared 2 filings on Oct 24, 2026)

Note · Mar 15, 2011 – Apr 5, 2011

Form D filed 21 days after the first sale — Pluribus Networks, Inc.

The filing says the first sale was Mar 15, 2011. The Form D was filed Apr 5, 2011 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 5, 2011 ↗Pluribus Networks, Inc. — PartnerFacts page ↗
Sources
Note · Dec 5, 2012 – Dec 20, 2012

No amendment in the last 12 months on an offering that may still be open — Pluribus Networks, Inc. (latest filing Dec 20, 2012)

The latest filing for this offering is dated Dec 20, 2012 (first sale Dec 5, 2012). It reports $22,999,999 sold of $24,999,970 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 20, 2012 ↗Pluribus Networks, Inc. — PartnerFacts page ↗
Sources
Note · Apr 5, 2011 – Dec 20, 2012

Industry group changed between filings — Pluribus Networks, Inc.

"Other" (Apr 5, 2011); then "Other Technology" (Dec 20, 2012).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 5, 2011 ↗Form D · Dec 20, 2012 ↗Pluribus Networks, Inc. — PartnerFacts page ↗
Sources
Note · Apr 5, 2011 – Dec 20, 2012

Address moved from Los Altos, CA to Palo Alto, CA — Pluribus Networks, Inc.

The people listed on the Apr 5, 2011 filing give Los Altos, CA; on the Dec 20, 2012 filing they give Palo Alto, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 5, 2011 ↗Form D · Dec 20, 2012 ↗Pluribus Networks, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 20, 2012 D
Pluribus Networks, Inc.
File 021-188739
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2011 D
Pluribus Networks, Inc.
File 021-157817
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Cain on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PN
Other Technology

Pluribus Networks, Inc.

Palo Alto, CA · Apr 5, 2011 → Dec 20, 2012 · 2 filings
  • Dec 20, 2012 · D · $22,999,999 sold of $24,999,970 · 5 investors · min. $19,000 · role: Director EDGAR ↗
  • Apr 5, 2011 · D · $17,500,000 sold of $17,500,000 · 3 investors · min. $500,000 · role: Director EDGAR ↗

Raised $52M from 9 investors (100% of the $25M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Robert 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CY
No photo found yet (own website and image search run after this page is viewed)
Person

Chih-Kong Ken Yang

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Cain. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Drost

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Cain. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Sunay Tripathi

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Cain. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Krishna Kolluri

Director · 1 shared filing (1 issuer) · also on 25 other issuers

Krishna Kolluri is on 26 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kittu Kolluri

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Robert Cain. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark A. Siegel

Director · 1 shared filing (1 issuer) · also on 18 other issuers

Mark A. Siegel is on 19 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Smith

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Robert Cain. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Cain by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Cain is listed on: none on file. No website or social profile named in Pluribus Networks, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #300,823 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Palo Alto, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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