Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:52 AM ET

Sponsor Check › Person

Robert C. Oaks

Named as an officer, director or promoter on SEC Form D filings · AZ · Oct 13, 2020 → Mar 28, 2023

1deal (issuers)

$9.3Mreported sold

6investors

2Form D filings

2020–2023years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: not yet

The short version

Robert C. Oaks is listed as a director on 2 SEC Form D filings by 1 issuer between Oct 2020 and Mar 2023: CISO Global, Inc. (Scottsdale, AZ — industry reported as "Other" — 2020–2023; $9.3M reported sold to 6 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Andrew K. McCain (2 shared filings), David G. Jemmett (2 shared filings), Scott Holbrook (2 shared filings), Stephen Scott (2 shared filings), Ashley Devoto (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 10 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Robert L. Oaks and Lyda M. Oaks closed

United States Bankruptcy Court, E.D. Kentucky · No. 16-20688 · Filed May 19, 2016 · Closed Feb 19, 2021

Role of Robert L. Oaks and Lyda M. Oaks: Debtor · Outcome: Case closed 2021-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in KY (not a filing state); middle initial differs

Robert J. Oaks and Carol S. Oaks closed

United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-63617 · Filed Aug 3, 2005 · Closed Dec 21, 2005

Role of Robert J. Oaks and Carol S. Oaks: Debtor · Outcome: Case closed 2005-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in OH (not a filing state); middle initial differs

Robert L. Oaks and Donna J. Oaks closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 04-35032 · Filed Nov 15, 2004 · Closed Apr 27, 2005

Role of Robert L. Oaks and Donna J. Oaks: Debtor · Outcome: Case closed 2005-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in PA (not a filing state); middle initial differs

Robert L. Oaks closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 04-30846 · Filed Aug 17, 2004 · Closed Sep 3, 2004

Role of Robert L. Oaks: Debtor · Outcome: Case closed 2004-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in PA (not a filing state); middle initial differs

Robert Oaks and Darlene Oaks closed

United States Bankruptcy Court, E.D. Kentucky · No. 03-54009 · Filed Nov 20, 2003 · Closed Mar 9, 2004

Role of Robert Oaks and Darlene Oaks: Debtor · Outcome: Case closed 2004-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in KY (not a filing state); middle initial differs

Robert L. Oaks closed

United States Bankruptcy Court, D. Wyoming · No. 99-21490 · Filed Dec 2, 1999 · Closed Jan 4, 2001

Role of Robert L. Oaks: Debtor · Outcome: Case closed 2001-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in WY (not a filing state); middle initial differs

Robert E Oaks closed

United States Bankruptcy Court, S.D. Ohio · No. 1:96-bk-15037 · Filed Oct 1, 1996 · Closed Apr 26, 1997

Role of Robert E Oaks: Debtor · Outcome: Case closed 1997-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in OH (not a filing state); middle initial differs

Robert Oaks and Darlene Oaks closed

United States Bankruptcy Court, E.D. Kentucky · No. 96-51854 · Filed Sep 5, 1996 · Closed Jul 18, 1997

Role of Robert Oaks and Darlene Oaks: Debtor · Outcome: Case closed 1997-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in KY (not a filing state); middle initial differs

Robert L. Oaks and Vicky L. Oaks closed

United States Bankruptcy Court, E.D. Kentucky · No. 94-21353 · Filed Dec 12, 1994 · Closed Aug 8, 1995

Role of Robert L. Oaks and Vicky L. Oaks: Debtor · Outcome: Case closed 1995-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in KY (not a filing state); middle initial differs

Robert K. Oaks and Jennifer G. Oaks closed

United States Bankruptcy Court, E.D. Kentucky · No. 92-52048 · Filed Nov 12, 1992 · Closed Jun 21, 1993

Role of Robert K. Oaks and Jennifer G. Oaks: Debtor · Outcome: Case closed 1993-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 23 federal dockets); court in KY (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 28, 2023 D CISO Global, Inc. File 021-477172	$0	$0	$0 Some of the proceeds may be used for general working capital purposes including the payment of salaries and other fees to those listed in Item 3.	None listed on this filing	EDGAR ↗
Oct 13, 2020 D CISO Global, Inc. File 021-377611	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert C. Oaks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

CISO Global, Inc.

Scottsdale, AZ · Oct 13, 2020 → Mar 28, 2023 · 2 filings

Mar 28, 2023 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 13, 2020 · D · $650,000 sold of $5,000,000 · 6 investors · min. $10,000 · role: Director EDGAR ↗

Raised $9.3M from 6 investors (100% of the $5M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Robert 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person