Robert Foregger is listed as an executive officer and director on 12 SEC Form D filings by 4 issuers between Aug 2014 and Dec 2020: NextCapital Group, Inc. (Chicago, IL — other technology — 2014–2018; $30M reported sold to 8 investors), NextCapital Group, Inc (Chicago, IL — other technology — 2020; $11.4M reported sold to 7 investors), Ursa Major Natural Care, Inc. (Waterbury, VT — industry reported as "Other" — 2019; $4M reported sold to 1 investors) and Ursa Major Natural Care LLC (Waterbury, VT — industry reported as "Other" — 2014–2019; $1.82M reported sold to 15 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $47.3M sold in total.
All 4 issuers belong to the sponsor group Ursa Major Natural Care (4 issuers, $47.3M reported sold, 2009–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Ursa Major Natural Care has 4 companies on file and $47.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 12 public filings for Robert Foregger and found 11 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.