PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:25 AM ET

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Robert A. Printz

Named as an officer, director or promoter on SEC Form D filings · FL, VA · Mar 16, 2009 → Aug 14, 2026

30deals (issuers)
$6.37Breported sold
827investors
187Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert A. Printz is listed as an executive officer on 187 SEC Form D filings by 30 issuers between Mar 2009 and Aug 2026. Largest by amount reported sold: III RELATIVE VALUE CREDIT STRATEGIES FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2020; $930.3M reported sold to 76 investors), III FUND LP (Boca Raton, FL — pooled investment fund — 2011–2019; $747.9M reported sold to 96 investors), III Credit Opportunities Fund Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2026; $740.5M reported sold to 76 investors), III CREDIT BIAS FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2012; $706.4M reported sold to 47 investors), III SELECT CREDIT FUND LTD (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2021; $617.5M reported sold to 42 investors) and 25 more (all listed below).

What this means That is a lot of deals — 30 separate companies raised money with this person listed as executive officer, over about 17 years. Across those companies the filings report $6.37B sold in total.

Listed alongside Scott L. Wyler (186 shared filings), Clifford G. Viner (170 shared filings), Garth Friesen (167 shared filings), Francis D. Feeney (161 shared filings), William P. McCauley (150 shared filings) and 73 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 30 issuers belong to the sponsor group James River (58 issuers, $8.81B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. James River has 58 companies on file and $8.81B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 3 SEC releases, 1 state regulator order, 11 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 187 public filings for Robert A. Printz and found 7 differences, 2 worth asking the sponsor about: 4 bankruptcy cases name the subject or team members; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert A. Printz has not run yet — it is joining a line of 53,844 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 4 dismissed, 1 judgment

Printz v. Raytheon Company dismissed
District Court, D. Delaware · No. 1:19-cv-01426 · Filed Jul 30, 2019 · Closed Oct 31, 2019 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Printz: Plaintiff · Outcome: Terminated 2019-10-31 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in DE (not a filing state)
Printz Holdings, LLC v. Greene dismissed
District Court, N.D. Georgia · No. 1:17-cv-00565 · Filed Feb 15, 2017 · Closed Apr 17, 2017 · Nature of suit: 230 Rent, lease, ejectment
Role of Printz Holdings, LLC: Plaintiff · Outcome: Terminated 2017-04-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in GA (not a filing state)
Monsanto Company v. Printz dismissed
District Court, C.D. Illinois · No. 1:13-cv-01470 · Filed Oct 2, 2013 · Closed Apr 8, 2014 · Nature of suit: 190 Other contract actions
Role of Printz: Defendant · Outcome: Terminated 2014-04-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in IL (not a filing state)
Highlands Insurance v. Printz dismissed
District Court, W.D. Virginia · No. 5:03-cv-00084 · Filed Oct 6, 2003 · Closed Jul 13, 2005 · Nature of suit: 370 Other fraud
Role of Printz: Defendant · Outcome: Terminated 2005-07-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in the person's filing state (VA)
MAINTECH, INC. v. PRINTZ judgment
District Court, E.D. Pennsylvania · No. 2:01-cv-03131 · Filed Jun 22, 2001 · Closed Jan 23, 2002 · Nature of suit: 190 Other contract actions
Role of PRINTZ: Defendant · Outcome: Terminated 2002-01-23 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases; 1 state regulator order

Order Cancelling Application for Registration DE · Delaware Department of Justice, Investor Protection Unit (IPU)
Order date Apr 18, 2013 · Regulator: Delaware Department of Justice, Investor Protection Unit (IPU) · Parties (regulator's caption): Printz Capital Management, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); surname only; regulator in DE (not a filing state); middle initial differs
Printz Capital Management, LLC Administrative proceeding
SEC · Jun 27, 2011 · Parties as named in the release: Printz Capital Management, LLC Read the release ↗
same rare surname (5 people in Form D filings); surname inside a company name in the title; middle initial differs
Printz Capital Management, LLC Administrative proceeding
SEC · Mar 31, 2011 · Parties as named in the release: Printz Capital Management, LLC Read the release ↗
same rare surname (5 people in Form D filings); surname inside a company name in the title; middle initial differs
Alfred Clay Ludlum III, Printz Capital Management, LLC, Printz Financial Group, Inc., and PCM Global Holdings, LLC Litigation release
SEC · Dec 20, 2010 · Parties as named in the release: Alfred Clay Ludlum III, Printz Capital Management, LLC, Printz Financial Group, Inc., and PCM Global Holdings, LLC Read the release ↗
same rare surname (5 people in Form D filings); surname inside a company name in the title; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert A. Printz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 1 open, 10 closed (disposition not in docket feed)

Printz Trucking LLC open
United States Bankruptcy Court, C.D. Illinois · No. 25-70551 · Filed Jul 7, 2025
Role of Printz Trucking LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in IL (not a filing state)
Robert L. Printz closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 19-13827 · Filed Jun 13, 2019 · Closed Mar 26, 2020
Role of Robert L. Printz: Debtor · Outcome: Case closed 2020-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); first name matches; court in PA (not a filing state); middle initial differs
Printz Service Corporation v. Harmon closed
United States Bankruptcy Court, D. Colorado · No. 14-01642 · Filed Dec 30, 2014 · Closed Dec 29, 2015
Role of Printz Service Corporation: Plaintiff · Outcome: Case closed 2015-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in CO (not a filing state)
CNH Capital America LLC v. Printz closed
United States Bankruptcy Court, C.D. Illinois · No. 11-07096 · Filed Nov 15, 2011 · Closed Apr 9, 2012
Role of Printz: Defendant · Outcome: Case closed 2012-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in IL (not a filing state)
Printz v. CNH Capital America LLC closed
United States Bankruptcy Court, C.D. Illinois · No. 11-07057 · Filed Apr 17, 2011 · Closed Jun 23, 2011
Role of Printz: Plaintiff · Outcome: Case closed 2011-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in IL (not a filing state)
Philip Craig Cox and Lori Warf Printz Cox closed
United States Bankruptcy Court, E.D. Virginia · No. 08-35372 · Filed Oct 28, 2008 · Closed Feb 11, 2009
Role of Philip Craig Cox and Lori Warf Printz Cox: Debtor · Outcome: Case closed 2009-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); different first name (warf); court in the person's filing state (VA)
Printz Enterprises, L.L.C. closed
United States Bankruptcy Court, E.D. Virginia · No. 07-11096 · Filed May 2, 2007 · Closed Sep 2, 2010
Role of Printz Enterprises, L.L.C.: Debtor · Outcome: Case closed 2010-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in the person's filing state (VA)
Robert Lewis Ayers and Carolyn Printz Ayers closed
United States Bankruptcy Court, W.D. Virginia · No. 05-72765 · Filed Jul 22, 2005 · Closed Jul 10, 2006
Role of Robert Lewis Ayers and Carolyn Printz Ayers: Debtor · Outcome: Case closed 2006-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); different first name (carolyn); court in the person's filing state (VA)
Printz v. Key Bank USA, N.A. closed
United States Bankruptcy Court, N.D. California · No. 04-01105 · Filed Aug 16, 2004 · Closed Oct 13, 2004
Role of Printz: Plaintiff · Outcome: Case closed 2004-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in CA (not a filing state)
American Exp Travel Related Svcs Co Inc v. Printz closed
United States Bankruptcy Court, N.D. Georgia · No. 99-06148 · Filed Mar 26, 1999 · Closed Jul 14, 1999
Role of Printz: Defendant · Outcome: Case closed 1999-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); surname only in the caption; court in GA (not a filing state)
Robert W. Printz closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:99-bk-01213 · Filed Mar 19, 1999 · Closed Sep 29, 1999
Role of Robert W. Printz: Debtor · Outcome: Case closed 1999-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 35 federal dockets); first name matches; court in PA (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Robert A. Printz — 2 worth asking about (compared the newest 50 of 187 filings on Oct 24, 2026; older filings not covered)

Worth asking · May 2, 2007 – Jan 12, 2013

4 bankruptcy cases name the subject or team members

Bankruptcy case: Printz Enterprises, L.L.C. — filed May 2, 2007 · Bankruptcy case: Mukamal v. Bluefin Multi Strategy Fund Spc — filed Nov 21, 2011 · Bankruptcy case: Mukamal v. Bluefin Multi Strategy Fund Spc — filed Nov 18, 2011 · Bankruptcy case: Official Committee of Unsecured Creditors of TOUSA v. Tannenbaum Multi-Strategy Master Fund — filed Jan 27, 2010

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Virginia ↗Docket · United States Bankruptcy Court, S.D. Florida. ↗III Multi-Strategy Fund L.P. — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. Florida. ↗
Sources
Worth asking · Dec 2, 2021 – Mar 22, 2023

Amount sold went down between filings — III Convex Strategies Fund Ltd.

The Dec 2, 2021 filing says $445,819,394 sold; the Mar 22, 2023 Form D/A says $286,053,226 sold — $159,766,168 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 2, 2021 ↗Form D/A (later) · Mar 22, 2023 ↗III Convex Strategies Fund Ltd. — PartnerFacts page ↗
Sources
Note · Jan 8, 2026 – Jan 30, 2026

Form D filed 22 days after the first sale — III Multi-Strategy Fund L.P.

The filing says the first sale was Jan 8, 2026. The Form D was filed Jan 30, 2026 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 30, 2026 ↗III Multi-Strategy Fund L.P. — PartnerFacts page ↗
Sources
Note · Feb 1, 2019 – Feb 22, 2019

Form D filed 21 days after the first sale — III Government Relative Value Fund Ltd.

The filing says the first sale was Feb 1, 2019. The Form D was filed Feb 22, 2019 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 22, 2019 ↗III Government Relative Value Fund Ltd. — PartnerFacts page ↗
Sources
Note · Nov 1, 1994 – Mar 22, 2024

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — III SELECT CREDIT FUND LP (latest filing Mar 22, 2024) · No amendment in the last 12 months on an offering that may still be open — III Convex Strategies Hub Fund Ltd. (latest filing Mar 22, 2023) · No amendment in the last 12 months on an offering that may still be open — III Convex Strategies Fund Ltd. (latest filing Mar 22, 2023) · No amendment in the last 12 months on an offering that may still be open — III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC (latest filing Feb 11, 2022) · No amendment in the last 12 months on an offering that may still be open — III Convex Strategies Fund L.P. (latest filing Oct 28, 2021) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 22, 2024 ↗III SELECT CREDIT FUND LP — PartnerFacts page ↗Form D/A · Mar 22, 2023 ↗III Convex Strategies Hub Fund Ltd. — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Mar 6, 2012

Robert A. Printz is written 2 different ways on the filings

listed as "Robert A. Printz" on 102 filings (from Mar 16, 2009), and "Robert Printz" on 35 filings (from Mar 6, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 16, 2009 ↗Form D/A · Mar 6, 2012 ↗Robert A. Printz — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Aug 14, 2026

Robert A. Printz is listed with 2 different address states: FL, VA

FL on 133 filings (Mar 16, 2009 to Aug 14, 2026); VA on 4 filings (Mar 6, 2013 to Dec 12, 2014).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 16, 2009 ↗Form D/A · Mar 6, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 187 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

17 of 32 offerings report sales commissions totalling $39,608,968; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 14, 2026 D
III Convexity Strategies Fund L.P.
File 021-594324
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Apr 14, 2026 D/A
III Credit Opportunities Fund L.P.
File 021-144051
$5,454,042 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Anchor Asset Management BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Apr 14, 2026 D/A
III Credit Opportunities Fund Ltd.
File 021-162037
$2,491,893 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Anchor Asset Management BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Jan 30, 2026 D
III Multi-Strategy Fund L.P.
File 021-571808
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Mar 22, 2024 D/A
III SELECT CREDIT FUND LP
File 021-114350
$908,748 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Anchor Asset Management BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Mar 22, 2023 D/A
III Convex Strategies Fund Ltd.
File 021-244711
$3,539,260 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗		EDGAR ↗
Mar 22, 2023 D/A
III Convex Strategies Hub Fund Ltd.
File 021-279357
$0 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Feb 11, 2022 D/A
III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC
File 021-331789
$715,686$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Oct 28, 2021 D/A
III SELECT CREDIT FUND LTD
File 021-114343
$8,466,102 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗		EDGAR ↗
Oct 28, 2021 D/A
III Convex Strategies Fund L.P.
File 021-296730
$96,008$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗		EDGAR ↗
Aug 27, 2021 D/A
III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC
File 021-293688
$276,701$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Aug 27, 2021 D/A
III EP Strategies Fund Ltd.
File 021-293698
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Feb 21, 2020 D/A
III Government Relative Value Fund Ltd.
File 021-333415
$274,569 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Jan 9, 2020 D/A
III RELATIVE VALUE CREDIT STRATEGIES FUND L P
File 021-83335
$762,569 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
Jan 9, 2020 D/A
III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
File 021-124010
$6,573,232 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
May 10, 2019 D/A
III CRE Bridge Loan Fund L.P.
File 021-302038
$0 (est.)$0$0 (est.)
The Manager or an affiliate of the Manager receives management fees.
AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Feb 22, 2019 D/A
III Fund Ltd.
File 021-133422
$7,438,516 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗		EDGAR ↗
Feb 22, 2019 D/A
III FUND LP
File 021-48374
$2,310,684 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
Nov 29, 2017 D/A
III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC
File 021-298591
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Nov 29, 2017 D/A
III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC
File 021-298604
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Feb 22, 2017 D/A
III Global Ltd.
File 021-133421
$272,000 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
Anchor Asset Management LLC BrokerCheck CRD 128344 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗
Frontier Solutions, LLC BrokerCheck CRD 136102 ↗
Norfolk Markets, LLC BrokerCheck CRD 103797 ↗		EDGAR ↗
Mar 7, 2016 D/A
IAM Mini-Fund 999 Ltd
File 021-168043
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
Jul 24, 2012 D/A
III CREDIT BIAS FUND LTD
File 021-168407
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2012 D/A
III Futures Neural Network L.P.
File 021-136857
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
Mar 6, 2012 D/A
IAM Mini-Fund 30 Ltd
File 021-158692
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Mar 6, 2012 D/A
III CREDIT BIAS FUND LP
File 021-171771
$6,374 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Mar 6, 2012 D/A
BJC Healthcare Fund Ltd
File 021-171862
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
Mar 6, 2012 D/A
BJC Healthcare ERISA Fund Ltd.
File 021-171882
$20,654 (est.)$0$0AVM, L.P. BrokerCheck CRD 16710 ↗
James River Securities Corp. BrokerCheck CRD 38477 ↗		EDGAR ↗
Jun 29, 2011 D
III Structured Macro Fund L.P.
File 021-162057
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2011 D
III Structured Macro Fund Ltd.
File 021-158681
$0$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Mar 11, 2011 D/A
III CREDIT BIAS FUND LP
File 021-106777
$1,930$0$0AVM, L.P. BrokerCheck CRD 16710 ↗EDGAR ↗
Mar 11, 2011 D/A
III CREDIT BIAS FUND LTD
File 021-114341
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 30

Every issuer that named Robert A. Printz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CS
Pooled Investment Fund · group: James River

III Convexity Strategies Fund L.P.

Boca Raton, FL · Aug 14, 2026
  • Aug 14, 2026 · D · $125,250,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $125.3M from 2 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: James River

III Credit Opportunities Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 29, 2011 → Apr 14, 2026 · 15 filings
  • Apr 14, 2026 · D/A · $740,525,478 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 14, 2025 · D/A · $711,775,478 sold of Indefinite · 75 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2024 · D/A · $698,742,594 sold of Indefinite · 74 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 5, 2021 · D/A · $615,250,415 sold of Indefinite · 56 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2020 · D/A · $596,550,035 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2019 · D/A · $454,940,820 sold of Indefinite · 48 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2018 · D/A · $424,517,624 sold of Indefinite · 36 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2017 · D/A · $407,250,408 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 29, 2016 · D/A · $321,308,985 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 27, 2015 · D/A · $320,467,026 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 25, 2014 · D/A · $320,411,959 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 25, 2013 · D/A · $262,412,497 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2013 · D/A · $242,249,634 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $200,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 29, 2011 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $740.5M from 76 investors as of the latest filing. Robert is listed as executive officer on 15 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: James River

III Credit Opportunities Fund L.P.

Boca Raton, FL · Jun 25, 2010 → Apr 14, 2026 · 17 filings
  • Apr 14, 2026 · D/A · $428,014,769 sold of Indefinite · 173 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 14, 2025 · D/A · $422,214,769 sold of Indefinite · 171 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2024 · D/A · $402,567,174 sold of Indefinite · 168 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2023 · D/A · $394,140,182 sold of Indefinite · 161 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2022 · D/A · $387,945,182 sold of Indefinite · 156 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 5, 2021 · D/A · $377,377,039 sold of Indefinite · 140 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2020 · D/A · $366,410,028 sold of Indefinite · 130 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2019 · D/A · $295,638,225 sold of Indefinite · 121 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2018 · D/A · $240,013,225 sold of Indefinite · 93 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2017 · D/A · $212,106,118 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 29, 2016 · D/A · $156,506,118 sold of Indefinite · 66 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 27, 2015 · D/A · $120,806,118 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 3, 2014 · D/A · $100,715,202 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 3, 2013 · D/A · $92,779,480 sold of Indefinite · 45 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2013 · D/A · $81,353,707 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $37,247,340 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 25, 2010 · D · $5,870,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $428M from 173 investors as of the latest filing. Robert is listed as executive officer on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: James River

III Multi-Strategy Fund L.P.

Boca Raton, FL · Jan 30, 2026
  • Jan 30, 2026 · D · $50,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $50.5M from 2 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: James River

III SELECT CREDIT FUND LP

Boca Raton, FL · Mar 16, 2009 → Mar 22, 2024 · 17 filings
  • Mar 22, 2024 · D/A · $91,512,420 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 22, 2023 · D/A · $91,437,141 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 28, 2021 · D/A · $91,437,141 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2020 · D/A · $83,437,142 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2019 · D/A · $83,437,141 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2018 · D/A · $83,237,142 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2017 · D/A · $83,237,142 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 29, 2016 · D/A · $80,237,142 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 27, 2015 · D/A · $80,237,142 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 12, 2014 · D/A · $80,237,142 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 12, 2013 · D/A · $79,737,141 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • May 1, 2013 · D/A · $70,987,141 sold of Indefinite · 48 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2013 · D/A · $67,987,141 sold of Indefinite · 47 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $58,780,774 sold of Indefinite · 39 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2011 · D/A · $57,054,782 sold of Indefinite · 35 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $42,185,886 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $37,974,849 sold of Indefinite · 22 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $91.5M from 53 investors as of the latest filing. Robert is listed as executive officer on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: James River

III Convex Strategies Hub Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 26, 2017 → Mar 22, 2023 · 7 filings
  • Mar 22, 2023 · D/A · $2,300,003 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 11, 2022 · D/A · $2,300,003 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 27, 2021 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 24, 2020 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 25, 2019 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 26, 2018 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 26, 2017 · D · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $2.3M from 6 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: James River

III Convex Strategies Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jul 29, 2015 → Mar 22, 2023 · 9 filings
  • Mar 22, 2023 · D/A · $286,053,226 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 2, 2021 · D/A · $445,819,394 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 25, 2020 · D/A · $445,819,394 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 27, 2019 · D/A · $315,701,893 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 27, 2018 · D/A · $223,611,626 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 22, 2017 · D/A · $216,761,626 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 22, 2016 · D/A · $102,661,626 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 29, 2016 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 29, 2015 · D · $100,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $445.8M from 11 investors as of the latest filing. Robert is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: James River

III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 30, 2019 → Feb 11, 2022 · 4 filings
  • Feb 11, 2022 · D/A · $146,453,301 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 29, 2021 · D/A · $138,903,301 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 30, 2020 · D/A · $122,753,301 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 30, 2019 · D · $57,938,301 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $146.5M from 24 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: James River

III SELECT CREDIT FUND LTD

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Oct 28, 2011 → Oct 28, 2021 · 12 filings
  • Oct 28, 2021 · D/A · $617,466,691 sold of Indefinite · 42 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2020 · D/A · $612,166,909 sold of Indefinite · 42 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2019 · D/A · $611,573,567 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2018 · D/A · $606,149,159 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2017 · D/A · $605,999,187 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 29, 2016 · D/A · $576,111,194 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 27, 2015 · D/A · $575,834,903 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 12, 2014 · D/A · $575,213,590 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 13, 2013 · D/A · $568,618,812 sold of Indefinite · 39 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2013 · D/A · $539,453,514 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $476,116,995 sold of Indefinite · 34 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 28, 2011 · D/A · $474,469,754 sold of Indefinite · 33 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $617.5M from 42 investors as of the latest filing. Robert is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: James River

III Convex Strategies Fund L.P.

Boca Raton, FL · Oct 16, 2017 → Oct 28, 2021 · 5 filings
  • Oct 28, 2021 · D/A · $20,790,305 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 26, 2020 · D/A · $20,790,305 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 16, 2019 · D/A · $8,704,530 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 16, 2018 · D/A · $8,704,530 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 16, 2017 · D · $7,240,787 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $20.8M from 9 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ET
Pooled Investment Fund · group: James River

III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2017 → Aug 27, 2021 · 5 filings
  • Aug 27, 2021 · D/A · $48,175,290 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 28, 2020 · D/A · $46,739,580 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 29, 2019 · D/A · $45,239,580 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 29, 2018 · D/A · $42,790,700 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 29, 2017 · D · $33,390,700 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $48.2M from 8 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: James River

III EP Strategies Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2017 → Aug 27, 2021 · 5 filings
  • Aug 27, 2021 · D/A · $46,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 28, 2020 · D/A · $33,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 29, 2019 · D/A · $28,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 29, 2018 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 29, 2017 · D · $20,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $46M from 1 investor as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GR
Pooled Investment Fund · group: James River

III Government Relative Value Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 22, 2019 → Feb 21, 2020 · 2 filings
  • Feb 21, 2020 · D/A · $96,056,425 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2019 · D · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $96.1M from 8 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RV
Pooled Investment Fund · group: James River

III RELATIVE VALUE CREDIT STRATEGIES FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Oct 5, 2009 → Jan 9, 2020 · 12 filings
  • Jan 9, 2020 · D/A · $930,335,770 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2019 · D/A · $930,335,770 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2018 · D/A · $930,188,332 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2017 · D/A · $930,006,371 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2016 · D/A · $929,964,375 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2015 · D/A · $929,776,658 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2014 · D/A · $929,549,454 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2013 · D/A · $914,219,800 sold of Indefinite · 75 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $902,344,529 sold of Indefinite · 73 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 8, 2011 · D/A · $902,344,529 sold of Indefinite · 73 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 26, 2010 · D/A · $900,693,514 sold of Indefinite · 70 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 5, 2009 · D/A · $895,228,805 sold of Indefinite · 68 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $930.3M from 76 investors as of the latest filing. Robert is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RV
Pooled Investment Fund · group: James River

III RELATIVE VALUE CREDIT STRATEGIES FUND L P

Boca Raton, FL · Mar 16, 2009 → Jan 9, 2020 · 12 filings
  • Jan 9, 2020 · D/A · $214,036,681 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2019 · D/A · $214,036,681 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2018 · D/A · $213,432,112 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2017 · D/A · $213,432,112 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2016 · D/A · $209,432,112 sold of Indefinite · 62 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2015 · D/A · $208,632,111 sold of Indefinite · 62 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2014 · D/A · $208,632,111 sold of Indefinite · 62 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2013 · D/A · $203,632,111 sold of Indefinite · 62 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $200,010,111 sold of Indefinite · 60 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2011 · D/A · $199,950,115 sold of Indefinite · 60 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $188,775,114 sold of Indefinite · 57 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $183,277,453 sold of Indefinite · 54 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $214M from 63 investors as of the latest filing. Robert is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: James River

III CRE Bridge Loan Fund L.P.

Boca Raton, FL · Dec 29, 2017 → May 10, 2019 · 2 filings
  • May 10, 2019 · D/A · $70,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗
  • Dec 29, 2017 · D · $0 sold of Indefinite · 0 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗

Raised $70M from 2 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

F
Pooled Investment Fund · group: James River

III FUND LP

Boca Raton, FL · Mar 11, 2011 → Feb 22, 2019 · 9 filings
  • Feb 22, 2019 · D/A · $553,916,642 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2018 · D/A · $553,916,642 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2017 · D/A · $553,316,642 sold of Indefinite · 95 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2016 · D/A · $538,316,642 sold of Indefinite · 95 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 20, 2015 · D/A · $529,559,770 sold of Indefinite · 91 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 20, 2014 · D/A · $506,224,090 sold of Indefinite · 90 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2013 · D/A · $505,669,090 sold of Indefinite · 89 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $497,412,777 sold of Indefinite · 87 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2011 · D/A · $484,393,522 sold of Indefinite · 85 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $747.9M from 96 investors as of the latest filing. Robert is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

F
Pooled Investment Fund · group: James River

III Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 6, 2009 → Feb 22, 2019 · 11 filings
  • Feb 22, 2019 · D/A · $350,672,347 sold of Indefinite · 43 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2018 · D/A · $347,340,926 sold of Indefinite · 43 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2017 · D/A · $334,468,340 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2016 · D/A · $213,921,628 sold of Indefinite · 29 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 20, 2015 · D/A · $196,850,379 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 20, 2014 · D/A · $169,834,136 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2013 · D/A · $165,875,321 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $136,383,349 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 28, 2011 · D/A · $135,651,765 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Sep 15, 2010 · D/A · $131,287,526 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 6, 2009 · D · $109,578,922 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $350.7M from 43 investors as of the latest filing. Robert is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Pooled Investment Fund · group: James River

III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC

Grand Cayman, Cayman Islands (as filed: E9) · Nov 13, 2017 → Nov 29, 2017 · 2 filings
  • Nov 29, 2017 · D/A · $71,571,245 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Nov 13, 2017 · D · $71,571,245 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $71.6M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Pooled Investment Fund · group: James River

III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC

Grand Cayman, Cayman Islands (as filed: E9) · Nov 13, 2017 → Nov 29, 2017 · 2 filings
  • Nov 29, 2017 · D/A · $37,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Nov 13, 2017 · D · $37,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $37.5M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G
Pooled Investment Fund · group: James River

III Global Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 6, 2009 → Feb 22, 2017 · 9 filings
  • Feb 22, 2017 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 22, 2016 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 20, 2015 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 20, 2014 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2013 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 28, 2011 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Sep 15, 2010 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 6, 2009 · D · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $81.6M from 10 investors as of the latest filing. Robert is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IM
Pooled Investment Fund · group: James River

IAM Mini-Fund 999 Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Oct 31, 2011 → Mar 7, 2016 · 6 filings
  • Mar 7, 2016 · D/A · $101,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2015 · D/A · $98,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2014 · D/A · $92,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 24, 2012 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 31, 2011 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $101M from 2 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: James River

III CREDIT BIAS FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Jul 24, 2012 · 6 filings
  • Jul 24, 2012 · D/A · $62,000,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2012 · D/A · $62,000,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 8, 2011 · D · $62,000,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2011 · D/A · $706,387,245 sold of Indefinite · 47 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $706,387,245 sold of Indefinite · 47 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $706,387,245 sold of Indefinite · 47 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $706.4M from 47 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FN
Pooled Investment Fund · group: James River

III Futures Neural Network L.P.

Manakin-Sabot, VA · Dec 11, 2009 → Mar 6, 2012 · 3 filings
  • Mar 6, 2012 · D/A · $6,183,457 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 20, 2011 · D/A · $5,905,457 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 11, 2009 · D · $5,279,457 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $6.18M from 9 investors as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CB
Pooled Investment Fund · group: James River

III CREDIT BIAS FUND LP

Manakin-Sabot, VA · Mar 16, 2009 → Mar 6, 2012 · 5 filings
  • Mar 6, 2012 · D/A · $95,109,165 sold of Indefinite · 43 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 13, 2012 · D · $1,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2011 · D/A · $93,359,166 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2010 · D/A · $93,359,165 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $73,342,012 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $95.1M from 43 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

IM
Pooled Investment Fund · group: James River

IAM Mini-Fund 30 Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 20, 2011 → Mar 6, 2012 · 2 filings
  • Mar 6, 2012 · D/A · $50,000,000 sold of $500,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 20, 2011 · D · $25,000,000 sold of $500,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $50M from 2 investors (10% of the $500M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: James River

BJC Healthcare Fund Ltd

George Town, Cayman Islands (as filed: E9) · Jan 13, 2012 → Mar 6, 2012 · 2 filings
  • Mar 6, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jan 13, 2012 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: James River

BJC Healthcare ERISA Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 13, 2012 → Mar 6, 2012 · 2 filings
  • Mar 6, 2012 · D/A · $30,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 13, 2012 · D · $30,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $30M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SM
Pooled Investment Fund · group: James River

III Structured Macro Fund L.P.

Manakin-Sabot, VA · Jun 29, 2011
  • Jun 29, 2011 · D · $15,114,864 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $15.1M from 16 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SM
Pooled Investment Fund · group: James River

III Structured Macro Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 20, 2011
  • Apr 20, 2011 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Robert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CM
Management entity

III Capital Management

Director, Promoter, Executive Officer · 108 shared filings (21 issuers)

III Capital Management is on 21 issuers in total — a repeat sponsor. Their page lists every one.

OA
Management entity

III Offshore Advisors

Promoter, Executive Officer · 44 shared filings (15 issuers)

III Offshore Advisors is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JR
Management entity

James River Capital Corp.

Promoter, Executive Officer · 34 shared filings (17 issuers) · also on 8 other issuers

James River Capital Corp. is on 25 issuers in total — a repeat sponsor. Their page lists every one.

A
Management entity

III Associates

Promoter, Executive Officer · 28 shared filings (7 issuers) · also on 1 other issuer

III Associates is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JR
Management entity

James River Capital Corp.

Promoter, Executive Officer · 20 shared filings (15 issuers) · also on 14 other issuers

James River Capital Corp. is on 29 issuers in total — a repeat sponsor. Their page lists every one.

MO
Management entity

M. III Offshore Advisors

Promoter · 7 shared filings (4 issuers)

Listed on the same filings as Robert A. Printz. Their page shows their other deals.

MA
Management entity

M. III Associates

Promoter · 4 shared filings (4 issuers)

Listed on the same filings as Robert A. Printz. Their page shows their other deals.

DJ
Management entity

D James River Financial Corp.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Robert A. Printz. Their page shows their other deals.

HO
Management entity

H. III Offshore Advisors

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Robert A. Printz. Their page shows their other deals.

PC
Management entity

P. III Capital Management

Promoter, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert A. Printz. Their page shows their other deals.

CB
Management entity

III CRE Bridge Loan GP 1 LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert A. Printz. Their page shows their other deals.

JR
Management entity

James River Financial Corp.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert A. Printz. Their page shows their other deals.

JR
Management entity

James Rivier Capital Corp.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert A. Printz. Their page shows their other deals.

JR
Management entity

James Rivier Capital Corp.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert A. Printz. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scott L. Wyler

Executive Officer · 186 shared filings (30 issuers) · also on 1 other issuer

Scott L. Wyler is on 31 issuers in total — a repeat sponsor. Their page lists every one.

CV
No photo found yet (own website and image search run after this page is viewed)
Person

Clifford G. Viner

Executive Officer · 170 shared filings (28 issuers)

Clifford G. Viner is on 28 issuers in total — a repeat sponsor. Their page lists every one.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Garth Friesen

Executive Officer · 167 shared filings (28 issuers)

Garth Friesen is on 28 issuers in total — a repeat sponsor. Their page lists every one.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Francis D. Feeney

Executive Officer · 161 shared filings (28 issuers)

Francis D. Feeney is on 28 issuers in total — a repeat sponsor. Their page lists every one.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William P. McCauley

Executive Officer · 150 shared filings (28 issuers) · also on 12 other issuers

William P. McCauley is on 40 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Hart

Executive Officer · 146 shared filings (26 issuers)

Robert Hart is on 26 issuers in total — a repeat sponsor. Their page lists every one.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Laura P. McGrath

Executive Officer, Director · 136 shared filings (26 issuers) · also on 22 other issuers

Laura P. McGrath is on 48 issuers in total — a repeat sponsor. Their page lists every one.

TO
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Olofsson

Executive Officer · 134 shared filings (22 issuers)

Thomas Olofsson is on 22 issuers in total — a repeat sponsor. Their page lists every one.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

Warren B. Mosler

Executive Officer · 130 shared filings (26 issuers)

Warren B. Mosler is on 26 issuers in total — a repeat sponsor. Their page lists every one.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Lester N. Coyle

Executive Officer · 129 shared filings (22 issuers)

Lester N. Coyle is on 22 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Deep Kumar

Executive Officer · 113 shared filings (24 issuers) · also on 4 other issuers

Deep Kumar is on 28 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Reger

Executive Officer · 99 shared filings (24 issuers)

Michael Reger is on 24 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Bree

Director · 95 shared filings (17 issuers) · also on 393 other issuers

David Bree is on 410 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Galloway

Director · 65 shared filings (13 issuers) · also on 260 other issuers

Andrew Galloway is on 273 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael L. Reger

Executive Officer · 64 shared filings (20 issuers)

Michael L. Reger is on 20 issuers in total — a repeat sponsor. Their page lists every one.

YA
No photo found yet (own website and image search run after this page is viewed)
Person

Yelena Anuar

Executive Officer · 56 shared filings (18 issuers)

Yelena Anuar is on 18 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Hansen

Executive Officer · 56 shared filings (18 issuers)

Karen Hansen is on 18 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin M. Brandt

Executive Officer, Director · 55 shared filings (18 issuers) · also on 19 other issuers

Kevin M. Brandt is on 37 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Prest

Executive Officer · 54 shared filings (18 issuers)

Jason Prest is on 18 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Cieslowski

Executive Officer · 50 shared filings (17 issuers)

John Cieslowski is on 17 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul H Saunders

Executive Officer, Director · 50 shared filings (18 issuers) · also on 20 other issuers

Paul H Saunders is on 38 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

JR
Sponsor group

James River

58 issuers · 289 filings · $8.81B reported sold · 2009–2026

One team, 58 deal companies. Robert A. Printz is listed on 30 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert A. Printz.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 17 of the 30 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): III Credit Opportunities Fund L.P., III SELECT CREDIT FUND LP, III SELECT CREDIT FUND LTD, III RELATIVE VALUE CREDIT STRATEGIES FUND L P, III RELATIVE VALUE CREDIT STRATEGIES FUND LTD, III Fund Ltd., III FUND LP, III Global Ltd., IAM Mini-Fund 999 Ltd, III CREDIT BIAS FUND LTD, III CREDIT BIAS FUND LP, III Futures Neural Network L.P., IAM Mini-Fund 30 Ltd, BJC Healthcare Fund Ltd, BJC Healthcare ERISA Fund Ltd., III Structured Macro Fund L.P., III Structured Macro Fund Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert A. Printz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 30 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert A. Printz is listed on: none on file. No website or social profile named in III RELATIVE VALUE CREDIT STRATEGIES FUND LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #222,099 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Virginia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗Virginia Secretary of State business search ↗OpenCorporates ↗

Change history

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