Robert A. McCormack is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2009 and Jul 2009: SYMBIOS HOLDINGS INC (Indianapolis, IN — other health care — 2009; $1.75M reported sold to 6 investors).
What this means One deal on file with the SEC, filed Jul 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside CRAIG OVERMYER (2 shared filings), JEFFREY LAMPE (2 shared filings), Kingdon Offenbacker (2 shared filings) and W. Herbert Senft II (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
The issuer belongs to the sponsor group Symbios (2 issuers, $85K reported sold, 2009–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Symbios has 2 companies on file and $85K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Robert A. McCormack and found 6 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.